Vault-13

ALLIANCEBERNSTEIN GLOBAL HIG XAWFX

COM · Closed-End Fund · CUSIP 01879R106

132 institutional holders +5 vs Q3 2022
22,924,90522.9m shares reported held*
$211.9mreported value*
17 new 41 added 46 reduced 12 sold out net bought ≈ $136.1k (-10.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $9.24.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 127Q4 22: 132132Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022127
Q4 2022132

Biggest buyers

NATIXIS New +353,010+353.0k
B. Riley Wealth Advisors, Inc. Added +95,063+95.1k
Penserra Capital Management LLC Added +72,299+72.3k
Weiss Asset Management LP New +67,275+67.3k
PARSONS CAPITAL MANAGEMENT INC/RI Added +66,900+66.9k
ENVESTNET ASSET MANAGEMENT INC Added +63,553+63.6k
GUGGENHEIM CAPITAL LLC Added +62,826+62.8k
Walleye Capital LLC New +53,830+53.8k
Logan Stone Capital, LLC New +53,237+53.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +48,588+48.6k

Biggest sellers

Raymond James Financial Services Advisors, Inc. Reduced -296,310-296.3k
ROYAL BANK OF CANADA Reduced -153,674-153.7k
MORGAN STANLEY Reduced -133,302-133.3k
BANK OF AMERICA CORP /DE/ Reduced -102,921-102.9k
RIVERNORTH CAPITAL MANAGEMENT, LLC Reduced -85,226-85.2k
RAYMOND JAMES & ASSOCIATES Reduced -53,984-54.0k
OTA Financial Group L.P. Sold out -31,900-31.9k
Steward Partners Investment Advisory, LLC Reduced -30,687-30.7k
Thrivent Financial for Lutherans Reduced -28,000-28.0k
AMERIPRISE FINANCIAL INC Reduced -27,322-27.3k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution filed 2026-06-05 10.2% 8.8m≈ $90.7m 2026-06-05

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 5,343,3415.3m $49.3m $49.3m 0.01% Reduced -133.3k -133,302
2 McGowan Group Asset Management, Inc. 6.33% of their portfolio DALLAS, TX 4,311,1394.3m $39.7m $39.7m 6.33% Added +42.0k +41,998
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,598,1631.6m $14.7m $14.7m 0.00% Reduced -102.9k -102,921
4 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,092,2881.1m $10.1m $10.1m 0.00% Reduced -153.7k -153,674
5 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 1,061,0101.1m $9.8m $9.8m 0.00% Reduced -10.0k -10,022
6 Penserra Capital Management LLC 0.15% of their portfolio ORINDA, CA 743,981744.0k $6.9m $6.9m 0.15% Added +72.3k +72,299
7 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 727,636727.6k $6.7m $6.7m 0.01% Reduced -6.0k -5,961
8 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 580,514580.5k $5.4m $5.4m 0.00% Reduced -8.9k -8,931
9 Sowa Financial Group, Inc. 3.91% of their portfolio LINCOLN, RI 568,537568.5k $5.2m $5.2m 3.91% Added +6.9k +6,889
10 DEBUSSY CAPITAL MANAGEMENT LP 0.88% of their portfolio CHICAGO, IL 366,690366.7k $3.6m $3.6m 0.88% Added +22.6k +22,635
11 NATIXIS 0.02% of their portfolio PARIS, I0 353,010353.0k $3.3m $3.3m 0.02% New
12 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.14% of their portfolio WEST PALM BEACH, FL 336,253336.3k $3.1m $3.1m 0.14% Reduced -85.2k -85,226
13 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 316,008316.0k $2.9m $2.9m 0.01% Reduced -28.0k -28,000
14 KENNEDY INVESTMENT GROUP, INC. 1.82% of their portfolio WEST DEPTFORD, NJ 309,524309.5k $2.9m $2.9m 1.82% First filing
15 Uncommon Cents Investing LLC 0.85% of their portfolio JANESVILLE, WI 251,120251.1k $2.3m $2.3m 0.85% Added +4.5k +4,500
16 COHEN & STEERS, INC. 0.00% of their portfolio NEW YORK, NY 229,302229.3k $2.1m $2.1m 0.00% Unchanged
17 INDEPENDENT FINANCIAL GROUP, LLC 0.17% of their portfolio SAN DIEGO, CA 218,403218.4k $2.0m $2.0m 0.17% Added +2.6k +2,564
18 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 206,400206.4k $1.9m $1.9m 0.01% Added +23.0k +23,021
19 Fiera Capital Corp 0.01% of their portfolio MONTREAL, A8 194,143194.1k $1.8m $1.8m 0.01% Added +10.5k +10,466
20 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 180,824180.8k $1.7m $1.7m 0.00% Added +63.6k +63,553
21 UBS Group AG 0.00% of their portfolio ZURICH, V8 178,363178.4k $1.6m $1.6m 0.00% Reduced -14.7k -14,715
22 Capital Investment Advisors, LLC 0.05% of their portfolio ATLANTA, GA 171,377171.4k $1.6m $1.6m 0.05% Reduced -10.2k -10,241
23 FOUNDERS FINANCIAL SECURITIES LLC 0.20% of their portfolio TOWSON, MD 140,385140.4k $1.3m $1.3m 0.20% Added +117 +117
24 Independent Wealth Network Inc. 0.85% of their portfolio URBANDALE, IA 135,040135.0k $1.2m $1.2m 0.85% Added +8.6k +8,626
25 Allspring Global Investments Holdings, LLC 0.00% of their portfolio CHARLOTTE, NC 134,757134.8k $1.2m $1.2m 0.00% Added +11.2k +11,206
26 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 129,636129.6k $1.2m $1.2m 0.00% Reduced -15.1k -15,079
27 PARK AVENUE SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 120,542120.5k $1.1m $1.1m 0.02% Reduced -1.6k -1,646
28 B. Riley Wealth Advisors, Inc. 0.03% of their portfolio MEMPHIS, TN 115,111115.1k $1.1m $1.1m 0.03% Added +95.1k +95,063
29 GUGGENHEIM CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 113,843113.8k $1.0m $1.0m 0.01% Added +62.8k +62,826
30 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 111,950112.0k $1.0m $1.0m 0.00% Reduced -54.0k -53,984
31 PARSONS CAPITAL MANAGEMENT INC/RI 0.08% of their portfolio PROVIDENCE, RI 107,276107.3k $989.1k $989.1k 0.08% Added +66.9k +66,900
32 FLAGSHIP HARBOR ADVISORS, LLC 0.09% of their portfolio BOSTON, MA 97,89597.9k $902.6k $902.6k 0.09% Added +3.6k +3,616
33 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 92,06592.1k $849.0k $849.0k 0.00% Reduced -8.2k -8,164
34 Quad-Cities Investment Group, LLC 0.60% of their portfolio DAVENPORT, IA 88,95589.0k $820.2k $820.2k 0.60% Reduced -12.8k -12,784
35 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 88,71488.7k $818.0k $818.0k 0.01% Added +3.8k +3,767
36 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 88,29888.3k $814.1k $814.1k 0.00% Reduced -9.0k -9,039
37 Waterfront Wealth Inc. 0.27% of their portfolio OVERLAND PARK, KS 78,90778.9k $794.6k $794.6k 0.27% Reduced -2.2k -2,236
38 Sound Income Strategies, LLC 0.09% of their portfolio FT LAUDERDALE, FL 76,89476.9k $709.0k $709.0k 0.09% Added +293 +293
39 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 73,68373.7k $679.4k $679.4k 0.01% Reduced -30.7k -30,687
40 Tidal Investments LLC 0.02% of their portfolio Milwaukee, WI 68,90568.9k $635.0k $635.0k 0.02% Added +3.8k +3,828
41 Weiss Asset Management LP 0.03% of their portfolio BOSTON, MA 67,27567.3k $620.3k $620.3k 0.03% New
42 NWAM LLC 0.05% of their portfolio MERCER ISLAND, WA 66,93066.9k $617.1k $617.1k 0.05% Reduced -7.6k -7,565
43 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 66,05066.0k $609.0k $609.0k 0.00% Reduced -27.3k -27,322
44 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 54,89954.9k $506.2k $506.2k 0.00% Reduced -296.3k -296,310
45 Walleye Capital LLC 0.01% of their portfolio NEW YORK, NY 53,83053.8k $496.3k $496.3k 0.01% New
46 Logan Stone Capital, LLC 0.18% of their portfolio CHICAGO, IL 53,23753.2k $490.8k $490.8k 0.18% New
47 Sowell Financial Services LLC 0.03% of their portfolio NORTH LITTLE ROCK, AR 52,12652.1k $489.0k $489.0k 0.03% Added +7.4k +7,371
48 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 48,58848.6k $448.0k $448.0k 0.00% New
49 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 47,61647.6k $439.0k $439.0k 0.01% Unchanged
50 INVICTUS PRIVATE WEALTH, LLC 0.05% of their portfolio Denver, CO 45,94745.9k $423.6k $423.6k 0.05% First filing
51 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 44,41544.4k $415.0k $415.0k 0.01% Reduced -374 -374
52 Choate Investment Advisors 0.02% of their portfolio BOSTON, MA 43,74643.7k $403.3k $403.3k 0.02% Unchanged
53 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 43,31043.3k $399.3k $399.3k 0.01% Added +5.9k +5,881
54 SHUFRO ROSE & CO LLC 0.03% of their portfolio NEW YORK, NY 43,30043.3k $399.2k $399.2k 0.03% Reduced -13.0k -13,000
55 Lido Advisors, LLC 0.01% of their portfolio Los Angeles, CA 40,59240.6k $374.3k $374.3k 0.01% Reduced -250 -250
56 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 38,30038.3k $338.4k $338.4k 0.01% Added +1.6k +1,600
57 SMH CAPITAL ADVISORS INC 0.51% of their portfolio FORT WORTH, TX 37,77937.8k $348.3k $348.3k 0.51% Added +219 +219
58 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 36,38436.4k $335.0k $335.0k 0.00% Reduced -14.7k -14,741
59 SignalPoint Asset Management, LLC 0.10% of their portfolio SPRINGFIELD, MO 32,58732.6k $300.0k $300.0k 0.10% Added +223 +223
60 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 31,84231.8k $293.6k $293.6k 0.00% Added +6.0k +6,044
61 Vanguard Capital Wealth Advisors 0.33% of their portfolio DENVER, CO 31,00031.0k $285.8k $285.8k 0.33% Added +600 +600
62 Mariner, LLC 0.00% of their portfolio Overland Park, KS 30,31530.3k $280.0k $280.0k 0.00% Reduced -4.7k -4,677
63 SOA Wealth Advisors, LLC. 0.07% of their portfolio NEW YORK, NY 28,55028.6k $263.2k $263.2k 0.07% Reduced -2.7k -2,733
64 Elequin Capital, LP 0.07% of their portfolio NEW YORK, NY 27,74027.7k $255.8k $255.8k 0.07% New
65 MacKay Shields LLC 0.01% of their portfolio New York, NY 27,70427.7k $255.4k $255.4k 0.01% Unchanged
66 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 26,91526.9k $248.0k $248.0k 0.00% Added +6.7k +6,725
67 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 25,91525.9k $240.0k $240.0k 0.00% Added +52 +52
68 Avestar Capital, LLC 0.05% of their portfolio New York, NY 25,50025.5k $235.1k $235.1k 0.05% Reduced -1.0k -1,000
69 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 25,00025.0k $230.0k $230.0k 0.00% New
70 Americana Partners, LLC 0.04% of their portfolio Houston, TX 23,87523.9k $220.1k $220.1k 0.04% Unchanged
71 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 23,44423.4k $216.2k $216.2k 0.00% Reduced -6.2k -6,202
72 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 23,33223.3k $215.1k $215.1k 0.00% Reduced -8.9k -8,851
73 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.03% of their portfolio Englewood, NJ 22,47322.5k $207.2k $207.2k 0.03% Added +3.2k +3,239
74 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 21,46321.5k $197.9k $197.9k 0.00% Added +6 +6
75 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 20,00020.0k $184.4k $184.4k 0.00% Unchanged
76 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 19,95320.0k $184.0k $184.0k 0.00% Added +19.5k +19,453
77 Clear Creek Financial Management, LLC 0.04% of their portfolio SILVERDALE, WA 19,88019.9k $183.3k $183.3k 0.04% Reduced -685 -685
78 Shaker Financial Services, LLC 0.08% of their portfolio Arlington, VA 18,99919.0k $176.9k $176.9k 0.08% Reduced -22.9k -22,902
79 SFI Advisors, LLC 0.19% of their portfolio Montclair, NJ 18,82718.8k $173.6k $173.6k 0.19% Reduced -8.2k -8,177
80 Pekin Hardy Strauss, Inc. 0.03% of their portfolio CHICAGO, IL 18,66518.7k $172.1k $172.1k 0.03% Unchanged
81 Capital Advisors Wealth Management, LLC 0.05% of their portfolio YAKIMA, WA 18,42518.4k $169.9k $169.9k 0.05% Reduced -420 -420
82 INTEGRATED CAPITAL MANAGEMENT, INC. 0.15% of their portfolio JESSUP, PA 17,21517.2k $158.7k $158.7k 0.15% Reduced -1.2k -1,231
83 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 16,56116.6k $153.0k $153.0k 0.00% Reduced -479 -479
84 Kaizen Financial Strategies 0.16% of their portfolio CAMPBELL, CA 16,17316.2k $161.9k $161.9k 0.16% Reduced -2.0k -2,037
85 LINCOLN NATIONAL CORP 0.00% of their portfolio RADNOR, PA 16,14516.1k $148.9k $148.9k 0.00% Added +196 +196
86 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 16,13916.1k $148.8k $148.8k 0.01% Not comparable
87 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 16,12716.1k $148.7k $148.7k 0.00% Reduced -911 -911
88 Sound View Wealth Advisors Group, LLC 0.02% of their portfolio SAVANNAH, GA 16,00016.0k $161.9k $161.9k 0.02% New
89 KENFARB & CO. 0.12% of their portfolio ASHLAND, KY 14,91114.9k $137.5k $137.5k 0.12% Added +5.0k +5,000
90 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 13,07213.1k $121.0k $121.0k 0.01% Reduced -1.5k -1,460
91 Abacus Planning Group, Inc. 0.03% of their portfolio COLUMBIA, SC 13,00013.0k $119.9k $119.9k 0.03% Unchanged
92 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 12,67012.7k $116.8k $116.8k 0.00% Added +2.3k +2,312
93 AXXCESS WEALTH MANAGEMENT, LLC 0.01% of their portfolio CARLSBAD, CA 12,65912.7k $116.7k $116.7k 0.01% New
94 UNIONVIEW, LLC 0.11% of their portfolio SEATTLE, WA 12,33312.3k $113.7k $113.7k 0.11% Added +247 +247
95 CWS Financial Advisors, LLC 0.06% of their portfolio KALAMAZOO, MI 11,95512.0k $142.0k $142.0k 0.06% Unchanged
96 AlphaStar Capital Management, LLC 0.01% of their portfolio CORNELIUS, NC 11,46411.5k $105.7k $105.7k 0.01% Reduced -40 -40
97 Martin Capital Partners, LLC 0.04% of their portfolio EUGENE, OR 11,17911.2k $103.0k $103.0k 0.04% Unchanged
98 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 10,21710.2k $94.2k $94.2k 0.00% Reduced -1.5k -1,500
99 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio ORLANDO, FL 10,13710.1k $93.5k $93.5k 0.01% New
100 Belpointe Asset Management LLC 0.00% of their portfolio RENO, NV 6,4106.4k $59.1k $59.1k 0.00% New