Vault-13

ALLIANCE RESOURCE PARTNERS L ARLP

UT LTD PART · MLP · CUSIP 01877R108

Coal company based in USA

139 institutional holders +0 vs Q4 2023
27,039,78527.0m shares reported held*
$542.2mreported value*
17 new 52 added 32 reduced 22 sold out net sold ≈ $19.7m (-986.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $20.05. Options: 9 managers hold calls ($22.0m notional), 6 hold puts ($13.3m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 124Q4 22: 126Q1 23: 124Q2 23: 128Q3 23: 142Q4 23: 139Q1 24: 139139Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022124
Q4 2022126
Q1 2023124
Q2 2023128
Q3 2023142
Q4 2023139
Q1 2024139

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 61 bought or addedQ4 22: 49 cut or sold outQ4 22Q1 23: 58 bought or addedQ1 23: 50 cut or sold outQ1 23Q2 23: 67 bought or addedQ2 23: 44 cut or sold outQ2 23Q3 23: 63 bought or addedQ3 23: 56 cut or sold outQ3 23Q4 23: 70 bought or addedQ4 23: 49 cut or sold outQ4 23Q1 24: 69 bought or addedQ1 24: 54 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226149
Q1 20235850
Q2 20236744
Q3 20236356
Q4 20237049
Q1 20246954

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60mQ2 23 calls: $47.3mQ2 23 puts: $10.0mQ2 23P/C 0.21Q3 23 calls: $58.7mQ3 23 puts: $12.2mQ3 23P/C 0.21Q4 23 calls: $51.1mQ4 23 puts: $13.7mQ4 23P/C 0.27Q1 24 calls: $22.0mQ1 24 puts: $13.3mQ1 24P/C 0.60
Numbers
QuarterCallsPutsP/C
Q2 2023$47.3m$10.0m0.21
Q3 2023$58.7m$12.2m0.21
Q4 2023$51.1m$13.7m0.27
Q1 2024$22.0m$13.3m0.60

Biggest buyers

Recurrent Investment Advisors LLC Added +291,487+291.5k
FMR LLC Added +239,688+239.7k
MAGNOLIA GROUP, LLC Added +229,700+229.7k
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC New +177,872+177.9k
Progeny 3, Inc. Added +132,630+132.6k
OSAIC HOLDINGS, INC. Added +92,094+92.1k
NOMURA HOLDINGS INC Added +75,000+75.0k
SIMPLEX TRADING, LLC Added +67,411+67.4k
Optimist Retirement Group LLC Added +64,400+64.4k
EXCHANGE TRADED CONCEPTS, LLC New +58,862+58.9k

Biggest sellers

JPMORGAN CHASE & CO Reduced -716,234-716.2k
ING GROEP NV Sold out -684,000-684.0k
BANK OF AMERICA CORP /DE/ Reduced -321,977-322.0k
HighTower Advisors, LLC Reduced -144,183-144.2k
CITADEL ADVISORS LLC Reduced -123,768-123.8k
Bienville Capital Management, LLC Reduced -114,949-114.9k
JANE STREET GROUP, LLC Sold out -93,459-93.5k
GSA CAPITAL PARTNERS LLP Sold out -79,078-79.1k
HRT FINANCIAL LP Reduced -68,380-68.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -58,179-58.2k

Biggest calls

WOLVERINE TRADING, LLC Added $7.2m358.3k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $5.9m293.3k shares
CITADEL ADVISORS LLC Reduced $5.8m290.0k shares
GROUP ONE TRADING LLC Reduced $1.6m81.8k shares
SIMPLEX TRADING, LLC Added $906.0k45.2k shares
GTS SECURITIES LLC Reduced $316.8k15.8k shares
JANE STREET GROUP, LLC Reduced $280.7k14.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
Cutler Group LLC / CA Reduced $0600 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $6.5m322.3k shares
SIMPLEX TRADING, LLC Added $3.2m159.7k shares
CITADEL ADVISORS LLC Added $1.8m91.4k shares
WOLVERINE TRADING, LLC Added $1.1m52.5k shares
GROUP ONE TRADING LLC Reduced $745.9k37.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q1 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q2 22: 0 buyingQ2 22: 0 sellingQ3 22: 0 buyingQ3 22: 0 sellingQ3 22Q4 22: 0 buyingQ4 22: 0 sellingQ1 23: 1 buyingQ1 23: 0 sellingQ1 23Q2 23: 0 buyingQ2 23: 0 sellingQ3 23: 0 buyingQ3 23: 0 sellingQ3 23Q4 23: 0 buyingQ4 23: 0 sellingQ1 24: 0 buyingQ1 24: 0 sellingQ1 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q2 20220—0——
Q3 20220—0——
Q4 20220—0——
Q1 20231$2.7m0——
Q2 20230—0——
Q3 20230—0——
Q4 20230—0——
Q1 20240—0——

None reported in Q1 2024.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 3,482,1723.5m $69.8m $69.8m 0.00% Reduced -716.2k -716,234
2 MAGNOLIA GROUP, LLC 10.40% of their portfolio OMAHA, NE 3,443,8713.4m $69.0m $69.0m 10.40% Added +229.7k +229,700
3 Progeny 3, Inc. 6.03% of their portfolio KIRKLAND, WA 2,732,0612.7m $54.8m $54.8m 6.03% Added +132.6k +132,630
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,558,6282.6m $51.3m $51.3m 0.00% Reduced -29.1k -29,062
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 2,109,4642.1m $42.3m $42.3m 0.00% Reduced -322.0k -321,977
6 Jackson Hole Capital Partners, LLC 9.05% of their portfolio TULSA, OK 1,970,4492.0m $39.5m $39.5m 9.05% Added +21.1k +21,125
7 Atlanta Consulting Group Advisors, LLC 8.15% of their portfolio ATLANTA, GA 1,175,4281.2m $23.6m $23.6m 8.15% First filing
8 Recurrent Investment Advisors LLC 2.39% of their portfolio HOUSTON, TX 1,027,7441.0m $20.6m $20.6m 2.39% Added +291.5k +291,487
9 Bienville Capital Management, LLC 6.24% of their portfolio New York, NY 1,023,0791.0m $20.5m $20.5m 6.24% Reduced -114.9k -114,949
10 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 858,172858.2k $17.2m $17.2m 0.00% Reduced -767 -767
11 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 464,601464.6k $9.3m $9.3m 0.00% Added +26.6k +26,622
12 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 359,669359.7k $7.2m $7.2m 0.01% Added +11.5k +11,482
13 VISTA INVESTMENT PARTNERS LLC 2.40% of their portfolio Oklahoma City, OK 347,631347.6k $7.0m $7.0m 2.40% Unchanged
14 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 333,988334.0k $6.7m $6.7m 0.01% Added +54.4k +54,408
15 Adams Asset Advisors, LLC 0.81% of their portfolio DALLAS, TX 310,885310.9k $6.2m $6.2m 0.81% Added +3.5k +3,502
16 Fairbanks Capital Management, Inc. 4.01% of their portfolio RANCHO SANTA FE, CA 290,149290.1k $5.8m $5.8m 4.01% Added +3.7k +3,724
17 Full Sail Capital, LLC 0.35% of their portfolio OKLAHOMA CITY, OK 252,193252.2k $5.1m $5.1m 0.35% Unchanged
18 FMR LLC 0.00% of their portfolio BOSTON, MA 239,690239.7k $4.8m $4.8m 0.00% Added +239.7k +239,688
19 Prescott Group Capital Management, L.L.C. 0.69% of their portfolio Tulsa, OK 213,200213.2k $4.3m $4.3m 0.69% Reduced -49.9k -49,900
20 KEYBANK NATIONAL ASSOCIATION/OH 0.02% of their portfolio BROOKLYN, OH 200,750200.8k $4.0m $4.0m 0.02% Unchanged
21 PREVAIL INNOVATIVE WEALTH ADVISORS, LLC 1.33% of their portfolio LEAWOOD, KS 177,872177.9k $3.6m $3.6m 1.33% New
22 Crescent Grove Advisors, LLC 0.37% of their portfolio LAKE FOREST, IL 175,250175.2k $3.5m $3.5m 0.37% Added +5.8k +5,752
23 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 168,354168.4k $3.4m $3.4m 0.01% Reduced -144.2k -144,183
24 Energy Income Partners, LLC 0.06% of their portfolio Westport, CT 156,734156.7k $3.1m $3.1m 0.06% Added +38.8k +38,775
25 NOMURA HOLDINGS INC 0.02% of their portfolio TOKYO, M0 149,300149.3k $3.0m $3.0m 0.02% Added +75.0k +75,000
26 Pinnacle Holdings, LLC 1.06% of their portfolio TULSA, OK 132,106132.1k $2.6m $2.6m 1.06% Reduced -901 -901
27 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 119,381119.4k $2.4m $2.4m 0.01% Added +92.1k +92,094
28 Miller Value Partners, LLC 1.50% of their portfolio SARASOTA, FL 117,000117.0k $2.3m $2.3m 1.50% Reduced -32.0k -32,000
29 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 114,304114.3k $2.3m $2.3m 0.00% Added +520 +520
30 CAPITAL ADVISORS INC/OK 0.04% of their portfolio TULSA, OK 101,549101.5k $2.0m $2.0m 0.04% Reduced -15.8k -15,810
31 SIMPLEX TRADING, LLC 0.05% of their portfolio CHICAGO, IL 93,76993.8k $1.9m $1.9m 0.05% Added +67.4k +67,411
32 Optimist Retirement Group LLC 0.94% of their portfolio BELLEVUE, WA 90,88990.9k $1.8m $1.8m 0.94% Added +64.4k +64,400
33 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 88,56688.6k $1.8m $1.8m 0.00% Unchanged
34 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 72,76172.8k $1.5m $1.5m 0.00% Reduced -21.5k -21,475
35 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 68,69968.7k $1.4m $1.4m 0.00% Reduced -123.8k -123,768
36 NFC Investments, LLC 0.39% of their portfolio MEMPHIS, TN 68,10068.1k $1.4m $1.4m 0.39% Added +15.1k +15,100
37 Quantum Portfolio Management LLC 0.75% of their portfolio NEW YORK, NY 65,46765.5k $1.3m $1.3m 0.75% Reduced -5.1k -5,110
38 U.S. Capital Wealth Advisors, LLC 0.05% of their portfolio AUSTIN, TX 60,50060.5k $1.2m $1.2m 0.05% Unchanged
39 EXCHANGE TRADED CONCEPTS, LLC 0.03% of their portfolio Oklahoma City, OK 58,86258.9k $1.2m $1.2m 0.03% New
40 Grassi Investment Management 0.10% of their portfolio SANTA CLARA, CA 57,00057.0k $1.1m $1.1m 0.10% Unchanged
41 Disciplined Investments, LLC 0.62% of their portfolio TULSA, OK 56,76656.8k $1.1m $1.1m 0.62% Unchanged
42 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 53,35753.4k $1.1m $1.1m 0.00% Added +14.3k +14,255
43 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 51,80151.8k $1.0m $1.0m 0.00% Added +36.8k +36,796
44 SoftVest Advisors, LLC 0.36% of their portfolio ABILENE, TX 50,00050.0k $1.0m $1.0m 0.36% Unchanged
45 Pekin Hardy Strauss, Inc. 0.13% of their portfolio CHICAGO, IL 46,50546.5k $932.4k $932.4k 0.13% Unchanged
46 UBS Group AG 0.00% of their portfolio ZURICH, V8 43,39343.4k $870.0k $870.0k 0.00% Added +1.2k +1,176
47 Autumn Glory Partners, LLC 0.42% of their portfolio DALLAS, TX 43,30043.3k $868.2k $868.2k 0.42% Added +3.5k +3,500
48 Bramshill Investments, LLC 0.10% of their portfolio NAPLES, FL 40,84140.8k $818.9k $818.9k 0.10% Reduced -1.2k -1,226
49 Formidable Asset Management, LLC 0.13% of their portfolio CINCINNATI, OH 40,83540.8k $818.7k $818.7k 0.13% Reduced -2.2k -2,226
50 Anthracite Investment Company, Inc. 0.40% of their portfolio FORT WORTH, TX 39,75139.8k $797.0k $797.0k 0.40% Reduced -10.0k -10,000
51 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 38,19538.2k $765.0k $765.0k 0.00% Reduced -68.4k -68,380
52 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 37,99338.0k $761.8k $761.8k 0.00% Reduced -4.3k -4,271
53 WOLVERINE TRADING, LLC 0.01% of their portfolio CHICAGO, IL 37,71837.7k $756.2k $756.2k 0.01% Added +24.9k +24,930
54 GABELLI FUNDS LLC 0.01% of their portfolio Rye, NY 36,20036.2k $725.8k $725.8k 0.01% Unchanged
55 Tidal Investments LLC 0.01% of their portfolio Milwaukee, WI 36,16136.2k $730.0k $730.0k 0.01% Reduced -2.0k -1,965
56 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 35,66235.7k $715.0k $715.0k 0.00% Added +15.7k +15,713
57 CUSHING ASSET MANAGEMENT, LP dba NXG INVESTMENT MANAGEMENT 0.06% of their portfolio DALLAS, TX 35,00035.0k $701.8k $701.8k 0.06% Reduced -16.0k -16,000
58 BOKF, NA 0.01% of their portfolio TULSA, OK 34,44634.4k $693.7k $693.7k 0.01% Added +120 +120
59 COWA, LLC 0.40% of their portfolio Tulsa, OK 33,55833.6k $672.8k $672.8k 0.40% Unchanged
60 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 32,49032.5k $651.4k $651.4k 0.00% Added +842 +842
61 ELCO Management Co., LLC 0.36% of their portfolio New York, NY 29,43029.4k $590.1k $590.1k 0.36% Added +2.3k +2,302
62 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 29,26829.3k $586.8k $586.8k 0.00% Added +9.9k +9,909
63 COHEN & STEERS, INC. 0.00% of their portfolio NEW YORK, NY 28,65728.7k $575.0k $575.0k 0.00% Reduced -36.2k -36,183
64 INTRUST BANK NA 0.06% of their portfolio WICHITA, KS 27,09727.1k $543.3k $543.3k 0.06% Unchanged
65 State of Tennessee, Department of Treasury 0.00% of their portfolio NASHVILLE, TN 26,92126.9k $539.8k $539.8k 0.00% Added +4.7k +4,723
66 Jaffetilchin Investment Partners, LLC 0.05% of their portfolio TAMPA, FL 26,30826.3k $527.5k $527.5k 0.05% Added +210 +210
67 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 25,55625.6k $512.4k $512.4k 0.00% Reduced -58.2k -58,179
68 AMERICAN FINANCIAL GROUP INC 0.19% of their portfolio CINCINNATI, OH 25,50025.5k $511.0k $511.0k 0.19% Added +500 +500
69 COMMUNITY TRUST & INVESTMENT CO 0.03% of their portfolio LEXINGTON, KY 21,00021.0k $421.1k $421.1k 0.03% Unchanged
70 Cutter & CO Brokerage, Inc. 0.10% of their portfolio Ballwin, MO 20,13420.1k $403.7k $403.7k 0.10% Unchanged
71 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 20,11820.1k $403.0k $403.0k 0.00% Added +345 +345
72 J.W. COLE ADVISORS, INC. 0.02% of their portfolio TAMPA, FL 20,10220.1k $403.1k $403.1k 0.02% Added +3.1k +3,131
73 MCINTYRE FREEDMAN & FLYNN INVESTMENT ADVISERS INC 0.29% of their portfolio ORLEANS, MA 20,00020.0k $401.0k $401.0k 0.29% Unchanged
74 Sumitomo Mitsui Trust Group, Inc. 0.00% of their portfolio CHIYODA-KU, TOKYO, M0 20,00020.0k $401.0k $401.0k 0.00% Unchanged
75 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 20,00020.0k $401.0k $401.0k 0.00% Unchanged
76 BCS Wealth Management 0.12% of their portfolio JOHNSON CITY, TN 17,90317.9k $359.0k $359.0k 0.12% Added +2.1k +2,058
77 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 16,55916.6k $332.0k $332.0k 0.00% Reduced -2.0k -1,985
78 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 16,21116.2k $325.0k $325.0k 0.01% New
79 True North Advisors, LLC 0.09% of their portfolio Dallas, TX 16,18816.2k $324.6k $324.6k 0.09% New
80 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 16,06716.1k $362.0k $362.0k 0.01% Reduced -5.9k -5,943
81 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 15,31215.3k $307.0k $307.0k 0.00% Added +671 +671
82 Crew Capital Management, Ltd 0.25% of their portfolio CINCINNATI, OH 15,29815.3k $306.7k $306.7k 0.25% New
83 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 14,97515.0k $300.2k $300.2k 0.00% Unchanged
84 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 14,59814.6k $292.7k $292.7k 0.00% Added +313 +313
85 Vident Advisory, LLC 0.01% of their portfolio Alpharetta, GA 14,47814.5k $290.3k $290.3k 0.01% Added +4.7k +4,662
86 Andina Capital Management, LLC 0.22% of their portfolio LOGAN, UT 13,88913.9k $278.5k $278.5k 0.22% New
87 XTX Topco Ltd 0.04% of their portfolio LONDON, X0 13,31713.3k $267.0k $267.0k 0.04% New
88 Inscription Capital, LLC 0.04% of their portfolio HOUSTON, TX 13,05213.1k $261.7k $261.7k 0.04% New
89 Jump Financial, LLC 0.01% of their portfolio Chicago, IL 12,88012.9k $258.2k $258.2k 0.01% Reduced -15.1k -15,120
90 Aristides Capital LLC 0.11% of their portfolio LOUISVILLE, KY 12,68412.7k $254.3k $254.3k 0.11% New
91 Texas Yale Capital Corp. 0.01% of their portfolio ST. PETERSBURG, FL 12,67712.7k $254.2k $254.2k 0.01% Added +1.0k +1,000
92 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 12,19412.2k $244.0k $244.0k 0.00% Reduced -7.4k -7,373
93 HOWE & RUSLING INC 0.02% of their portfolio ROCHESTER, NY 12,00012.0k $240.6k $240.6k 0.02% Unchanged
94 DOLIVER ADVISORS, LP 0.07% of their portfolio HOUSTON, TX 12,00012.0k $240.6k $240.6k 0.07% Unchanged
95 FIRST FINANCIAL BANK - TRUST DIVISION 0.02% of their portfolio HAMILTON, OH 11,62011.6k $233.0k $233.0k 0.02% Not comparable
96 Aull & Monroe Investment Management Corp 0.10% of their portfolio MOBILE, AL 10,70010.7k $214.5k $214.5k 0.10% Unchanged
97 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 10,69910.7k $214.5k $214.5k 0.00% Added +1.0k +1,001
98 Cadent Capital Advisors, LLC 0.09% of their portfolio TULSA, OK 10,62210.6k $213.0k $213.0k 0.09% New
99 AXXCESS WEALTH MANAGEMENT, LLC 0.01% of their portfolio CARLSBAD, CA 10,40010.4k $208.5k $208.5k 0.01% New
100 Simmons Bank 0.02% of their portfolio Pine Bluff, AR 10,00010.0k $200.5k $200.5k 0.02% Unchanged