Vault-13

ALLIANCE RESOURCE PARTNERS L ARLP

UT LTD PART · MLP · CUSIP 01877R108

Coal company based in USA

128 institutional holders +4 vs Q1 2023
26,346,52326.3m shares reported held*
$487.2mreported value*
21 new 46 added 26 reduced 18 sold out net sold ≈ $80.4m (-4.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($756.8k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $18.49. Options: 9 managers hold calls ($47.3m notional), 7 hold puts ($10.0m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 124Q4 22: 126Q1 23: 124Q2 23: 128128Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022124
Q4 2022126
Q1 2023124
Q2 2023128

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 61 bought or addedQ4 22: 49 cut or sold outQ4 22Q1 23: 58 bought or addedQ1 23: 50 cut or sold outQ1 23Q2 23: 67 bought or addedQ2 23: 44 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226149
Q1 20235850
Q2 20236744

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60m$80mQ3 22 calls: $56.6mQ3 22 puts: $18.6mQ3 22P/C 0.33Q4 22 calls: $70.1mQ4 22 puts: $10.9mQ4 22P/C 0.15Q1 23 calls: $62.2mQ1 23 puts: $9.9mQ1 23P/C 0.16Q2 23 calls: $47.3mQ2 23 puts: $10.0mQ2 23P/C 0.21
Numbers
QuarterCallsPutsP/C
Q3 2022$56.6m$18.6m0.33
Q4 2022$70.1m$10.9m0.15
Q1 2023$62.2m$9.9m0.16
Q2 2023$47.3m$10.0m0.21

Biggest buyers

BNP PARIBAS FINANCIAL MARKETS Added +278,805+278.8k
Bienville Capital Management, LLC Added +231,826+231.8k
Progeny 3, Inc. Added +206,600+206.6k
MAGNOLIA GROUP, LLC Added +158,000+158.0k
JPMORGAN CHASE & CO Added +132,474+132.5k
Raymond James Financial Services Advisors, Inc. Added +129,470+129.5k
Adams Asset Advisors, LLC Added +102,811+102.8k
FIRST TRUST ADVISORS LP Added +95,798+95.8k
Full Sail Capital, LLC Added +72,861+72.9k
Weiss Multi-Strategy Advisers LLC New +63,659+63.7k

Biggest sellers

MORGAN STANLEY Reduced -2,798,664-2.8m
J.P. Morgan Private Wealth Advisors LLC Sold out -843,350-843.4k
ING GROEP NV Reduced -562,000-562.0k
GOLDMAN SACHS GROUP INC Reduced -492,248-492.2k
NATIXIS Reduced -323,400-323.4k
TITAN GLOBAL CAPITAL MANAGEMENT USA LLC Reduced -208,306-208.3k
BANK OF AMERICA CORP /DE/ Reduced -151,272-151.3k
BANK OF MONTREAL /CAN/ Sold out -141,300-141.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -118,591-118.6k
Trellus Management Company, LLC Sold out -78,258-78.3k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $15.9m857.4k shares
Flat Footed LLC Reduced $14.9m807.0k shares
GROUP ONE TRADING LLC Reduced $9.2m497.7k shares
CITADEL ADVISORS LLC Reduced $3.3m176.6k shares
SIMPLEX TRADING, LLC Added $2.3m124.9k shares
JANE STREET GROUP, LLC Added $1.7m90.8k shares
Sea Otter Advisors LLC New $92.5k5.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
Cutler Group LLC / CA Reduced $0300 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $7.4m398.7k shares
CITADEL ADVISORS LLC Reduced $1.2m65.3k shares
SIMPLEX TRADING, LLC Added $567.0k30.7k shares
GROUP ONE TRADING LLC Reduced $456.7k24.7k shares
JANE STREET GROUP, LLC Reduced $379.0k20.5k shares
HighTower Advisors, LLC New $22011 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q3 21: 0 buyingQ3 21: 0 sellingQ4 21: 0 buyingQ4 21: 0 sellingQ4 21Q1 22: 0 buyingQ1 22: 1 sellingQ2 22: 0 buyingQ2 22: 0 sellingQ2 22Q3 22: 0 buyingQ3 22: 0 sellingQ4 22: 0 buyingQ4 22: 0 sellingQ4 22Q1 23: 1 buyingQ1 23: 0 sellingQ2 23: 0 buyingQ2 23: 0 sellingQ2 23
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20210—0——
Q4 20210—0——
Q1 20220—1$153.9k—
Q2 20220—0——
Q3 20220—0——
Q4 20220—0——
Q1 20231$2.7m0——
Q2 20230—0——

None reported in Q2 2023.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 3,026,2753.0m $56.0m $56.0m 0.01% Reduced -2.8m -2,798,664
2 MAGNOLIA GROUP, LLC 7.64% of their portfolio OMAHA, NE 2,849,5782.8m $52.7m $52.7m 7.64% Added +158.0k +158,000
3 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,440,6522.4m $45.1m $45.1m 0.01% Reduced -151.3k -151,272
4 Progeny 3, Inc. 6.42% of their portfolio KIRKLAND, WA 2,293,9062.3m $42.4m $42.4m 6.42% Added +206.6k +206,600
5 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,231,6552.2m $41.3m $41.3m 0.00% Added +132.5k +132,474
6 Jackson Hole Capital Partners, LLC 9.76% of their portfolio TULSA, OK 1,923,9551.9m $35.6m $35.6m 9.76% Added +28.0k +27,968
7 Mason Investment Advisory Services, Inc. 2.05% of their portfolio RESTON, VA 1,282,7101.3m $23.7m $23.7m 2.05% Unchanged
8 NATIXIS 0.20% of their portfolio PARIS, I0 1,269,5001.3m $23.5m $23.5m 0.20% Reduced -323.4k -323,400
9 Bienville Capital Management, LLC 7.96% of their portfolio New York, NY 1,122,0241.1m $20.7m $20.7m 7.96% Added +231.8k +231,826
10 Recurrent Investment Advisors LLC 2.19% of their portfolio HOUSTON, TX 701,284701.3k $13.0m $13.0m 2.19% Added +50.5k +50,500
11 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 452,003452.0k $8.4m $8.4m 0.00% Added +4.9k +4,918
12 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 391,541391.5k $7.2m $7.2m 0.01% Added +278.8k +278,805
13 ING GROEP NV 0.05% of their portfolio AMSTERDAM, P7 389,000389.0k $7.2m $7.2m 0.05% Reduced -562.0k -562,000
14 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 385,272385.3k $7.1m $7.1m 0.00% Reduced -492.2k -492,248
15 TITAN GLOBAL CAPITAL MANAGEMENT USA LLC 0.85% of their portfolio NEW YORK, NY 381,764381.8k $7.1m $7.1m 0.85% Reduced -208.3k -208,306
16 Fairbanks Capital Management, Inc. 4.12% of their portfolio RANCHO SANTA FE, CA 286,500286.5k $5.3m $5.3m 4.12% Added +5.0k +5,000
17 Adams Asset Advisors, LLC 0.74% of their portfolio DALLAS, TX 275,874275.9k $5.1m $5.1m 0.74% Added +102.8k +102,811
18 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 274,678274.7k $5.1m $5.1m 0.01% Added +95.8k +95,798
19 Prescott Group Capital Management, L.L.C. 1.07% of their portfolio Tulsa, OK 263,100263.1k $4.9m $4.9m 1.07% Unchanged
20 Full Sail Capital, LLC 0.41% of their portfolio OKLAHOMA CITY, OK 262,193262.2k $4.8m $4.8m 0.41% Added +72.9k +72,861
21 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 251,692251.7k $4.7m $4.7m 0.01% Reduced -118.6k -118,591
22 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 242,053242.1k $4.5m $4.5m 0.01% Reduced -12.0k -11,954
23 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 240,401240.4k $4.4m $4.4m 0.00% Reduced -17.1k -17,082
24 Miller Value Partners, LLC 2.64% of their portfolio SARASOTA, FL 217,000217.0k $4.0m $4.0m 2.64% Reduced -76.0k -76,000
25 KEYBANK NATIONAL ASSOCIATION/OH 0.02% of their portfolio BROOKLYN, OH 200,750200.8k $3.7m $3.7m 0.02% Unchanged
26 HRT FINANCIAL LP 0.03% of their portfolio NEW YORK, NY 188,739188.7k $3.5m $3.5m 0.03% Reduced -51.3k -51,265
27 PREVAIL INNOVATIVE WEALTH ADVISORS, LLC 1.62% of their portfolio LEAWOOD, KS 159,795159.8k $3.0m $3.0m 1.62% First filing
28 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 147,350147.3k $2.7m $2.7m 0.00% Added +129.5k +129,470
29 Pinnacle Holdings, LLC 1.00% of their portfolio TULSA, OK 121,376121.4k $2.2m $2.2m 1.00% Reduced -1.4k -1,401
30 CAPITAL ADVISORS INC/OK 0.06% of their portfolio TULSA, OK 117,359117.4k $2.2m $2.2m 0.06% Reduced -45.8k -45,800
31 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 109,282109.3k $2.0m $2.0m 0.00% Added +380 +380
32 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 94,33694.3k $1.7m $1.7m 0.00% Added +2.4k +2,406
33 NAVELLIER & ASSOCIATES INC 0.32% of their portfolio Reno, NV 87,58787.6k $1.6m $1.6m 0.32% Added +3.5k +3,491
34 Jump Financial, LLC 0.06% of their portfolio Chicago, IL 83,20083.2k $1.5m $1.5m 0.06% Added +9.6k +9,583
35 COHEN & STEERS, INC. 0.00% of their portfolio NEW YORK, NY 74,56774.6k $1.4m $1.4m 0.00% Added +22.0k +22,013
36 GROUP ONE TRADING LLC 0.06% of their portfolio CHICAGO, IL 72,95973.0k $1.3m $1.3m 0.06% Reduced -4.1k -4,124
37 Weiss Multi-Strategy Advisers LLC 0.03% of their portfolio NEW YORK, NY 63,65963.7k $1.2m $1.2m 0.03% New
38 U.S. Capital Wealth Advisors, LLC 0.05% of their portfolio AUSTIN, TX 60,75960.8k $1.1m $1.1m 0.05% Added +259 +259
39 CUSHING ASSET MANAGEMENT, LP dba NXG INVESTMENT MANAGEMENT 0.09% of their portfolio DALLAS, TX 51,00051.0k $943.0k $943.0k 0.09% Reduced -9.0k -9,000
40 SoftVest Advisors, LLC 0.33% of their portfolio ABILENE, TX 50,00050.0k $925.0k $925.0k 0.33% Reduced -3.1k -3,100
41 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 47,42147.4k $876.8k $876.8k 0.00% Reduced -13.2k -13,179
42 Pekin Hardy Strauss, Inc. 0.13% of their portfolio CHICAGO, IL 46,50546.5k $859.9k $859.9k 0.13% Reduced -2.0k -2,000
43 GABELLI FUNDS LLC 0.01% of their portfolio Rye, NY 41,20041.2k $761.8k $761.8k 0.01% Unchanged
44 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 41,01541.0k $758.4k $758.4k 0.00% Reduced -2.3k -2,317
45 Energy Income Partners, LLC 0.02% of their portfolio Westport, CT 40,93140.9k $756.8k $756.8k 0.02% Added +5.7k +5,719
46 Disciplined Investments, LLC 0.38% of their portfolio TULSA, OK 38,79438.8k $717.3k $717.3k 0.38% New
47 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 38,56038.6k $713.0k $713.0k 0.00% Added +9.8k +9,809
48 UBS Group AG 0.00% of their portfolio ZURICH, V8 37,37637.4k $691.1k $691.1k 0.00% Added +616 +616
49 COWA, LLC 0.41% of their portfolio Tulsa, OK 33,55833.6k $620.5k $620.5k 0.41% Unchanged
50 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 32,54432.5k $601.7k $601.7k 0.01% Added +11.1k +11,111
51 Cornerstone Investment Partners, LLC 0.04% of their portfolio ATLANTA, GA 32,27132.3k $596.7k $596.7k 0.04% Unchanged
52 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 30,24330.2k $559.2k $559.2k 0.00% Added +4.9k +4,919
53 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 28,35428.4k $524.0k $524.0k 0.00% Added +2.4k +2,397
54 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 27,91727.9k $516.2k $516.2k 0.00% Reduced -3.5k -3,498
55 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 27,91527.9k $516.1k $516.1k 0.00% Added +2.6k +2,625
56 State of Tennessee, Department of Treasury 0.00% of their portfolio NASHVILLE, TN 27,79627.8k $513.9k $513.9k 0.00% New
57 INTRUST BANK NA 0.06% of their portfolio WICHITA, KS 27,09727.1k $501.0k $501.0k 0.06% Unchanged
58 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 25,62825.6k $473.9k $473.9k 0.00% New
59 Tidal Investments LLC 0.01% of their portfolio Milwaukee, WI 25,37525.4k $469.0k $469.0k 0.01% New
60 Formidable Asset Management, LLC 0.10% of their portfolio CINCINNATI, OH 25,07525.1k $464.0k $464.0k 0.10% New
61 SG Americas Securities, LLC 0.00% of their portfolio NEW YORK, NY 24,83424.8k $459.0k $459.0k 0.00% Added +3.3k +3,349
62 BOKF, NA 0.01% of their portfolio TULSA, OK 24,32624.3k $449.8k $449.8k 0.01% Unchanged
63 SIMPLEX TRADING, LLC 0.02% of their portfolio CHICAGO, IL 23,08623.1k $426.0k $426.0k 0.02% New
64 Cutter & CO Brokerage, Inc. 0.12% of their portfolio Ballwin, MO 22,80022.8k $421.6k $421.6k 0.12% Unchanged
65 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 22,78722.8k $421.3k $421.3k 0.01% Added +2.0k +2,040
66 COMMUNITY TRUST & INVESTMENT CO 0.03% of their portfolio LEXINGTON, KY 21,00021.0k $388.3k $388.3k 0.03% Unchanged
67 Sumitomo Mitsui Trust Group, Inc. 0.00% of their portfolio CHIYODA-KU, TOKYO, M0 20,00020.0k $369.8k $369.8k 0.00% Unchanged
68 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 20,00020.0k $369.8k $369.8k 0.00% First filing
69 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 18,74618.7k $346.6k $346.6k 0.01% Reduced -296 -296
70 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 17,85417.9k $330.1k $330.1k 0.00% Added +1.8k +1,769
71 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 17,52517.5k $324.0k $324.0k 0.00% Added +218 +218
72 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 17,20017.2k $318.0k $318.0k 0.00% Unchanged
73 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 17,00917.0k $314.5k $314.5k 0.00% Reduced -56.0k -56,000
74 J.W. COLE ADVISORS, INC. 0.02% of their portfolio TAMPA, FL 16,61316.6k $307.2k $307.2k 0.02% Reduced -188 -188
75 True North Advisors, LLC 0.08% of their portfolio Dallas, TX 16,17016.2k $299.0k $299.0k 0.08% Added +6 +6
76 SageView Advisory Group, LLC 0.02% of their portfolio Newport Beach, CA 16,07716.1k $297.3k $297.3k 0.02% Added +356 +356
77 AMERICAN FINANCIAL GROUP INC 0.09% of their portfolio CINCINNATI, OH 16,00016.0k $296.0k $296.0k 0.09% New
78 DIFESA CAPITAL MANAGEMENT, LP 0.74% of their portfolio New York, NY 15,20015.2k $281.0k $281.0k 0.74% New
79 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 14,97515.0k $276.9k $276.9k 0.00% Added +369 +369
80 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 14,46714.5k $267.0k $267.0k 0.00% Added +118 +118
81 Jaffetilchin Investment Partners, LLC 0.03% of their portfolio TAMPA, FL 14,33914.3k $265.1k $265.1k 0.03% New
82 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 13,46513.5k $249.0k $249.0k 0.00% Added +1.2k +1,233
83 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 13,01513.0k $240.6k $240.6k 0.00% Reduced -1.9k -1,905
84 HOWE & RUSLING INC 0.02% of their portfolio ROCHESTER, NY 12,00012.0k $221.9k $221.9k 0.02% Unchanged
85 DOLIVER ADVISORS, LP 0.07% of their portfolio HOUSTON, TX 12,00012.0k $221.9k $221.9k 0.07% New
86 Texas Yale Capital Corp. 0.01% of their portfolio ST. PETERSBURG, FL 11,67711.7k $215.9k $215.9k 0.01% Unchanged
87 GSA CAPITAL PARTNERS LLP 0.02% of their portfolio LONDON, X0 11,18711.2k $207.0k $207.0k 0.02% New
88 Mariner, LLC 0.00% of their portfolio Overland Park, KS 10,79710.8k $199.6k $199.6k 0.00% Added +347 +347
89 Aull & Monroe Investment Management Corp 0.10% of their portfolio MOBILE, AL 10,70010.7k $197.8k $197.8k 0.10% Unchanged
90 Resurgent Financial Advisors LLC 0.12% of their portfolio ATLANTA, GA 10,09310.1k $186.6k $186.6k 0.12% Unchanged
91 Simmons Bank 0.02% of their portfolio Pine Bluff, AR 10,00010.0k $184.9k $184.9k 0.02% Unchanged
92 SUMMIT SECURITIES GROUP LLC 0.07% of their portfolio NEW YORK, NY 9,6009.6k $178.0k $178.0k 0.07% Reduced -300 -300
93 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 8,9388.9k $169.8k $169.8k 0.00% Added +4.5k +4,469
94 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 8,2548.3k $152.0k $152.0k 0.00% Added +683 +683
95 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 5,4975.5k $101.6k $101.6k 0.00% Added +4.4k +4,413
96 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 4,1484.1k $76.7k $76.7k 0.00% Added +2.2k +2,152
97 PFS Partners, LLC 0.06% of their portfolio MINE HILL, NJ 3,6083.6k $66.7k $66.7k 0.06% Added +132 +132
98 Vestcor Inc 0.00% of their portfolio FREDERICTON, A3 3,3933.4k $63.0k $63.0k 0.00% Unchanged
99 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 3,0863.1k $57.1k $57.1k 0.00% New
100 Blue Trust, Inc. 0.00% of their portfolio BRENTWOOD, TN 3,0003.0k $61.0k $61.0k 0.00% Unchanged