Vault-13

ALLIANCE RESOURCE PARTNERS L ARLP

UT LTD PART · MLP · CUSIP 01877R108

Coal company based in USA

126 institutional holders +2 vs Q3 2022
35,707,51635.7m shares reported held*
$725.6mreported value*
19 new 42 added 27 reduced 22 sold out net bought ≈ $61.2m (+3.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($538.1k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $20.32. Options: 9 managers hold calls ($70.1m notional), 7 hold puts ($10.9m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 124Q4 22: 126126Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022124
Q4 2022126

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60m$80mQ3 22 calls: $56.6mQ3 22 puts: $18.6mQ3 22P/C 0.33Q4 22 calls: $70.1mQ4 22 puts: $10.9mQ4 22P/C 0.15
Numbers
QuarterCallsPutsP/C
Q3 2022$56.6m$18.6m0.33
Q4 2022$70.1m$10.9m0.15

Biggest buyers

NATIXIS Added +1,591,900+1.6m
Mason Investment Advisory Services, Inc. Added +1,140,260+1.1m
MORGAN STANLEY Added +458,382+458.4k
BANK OF AMERICA CORP /DE/ Added +298,527+298.5k
CITADEL ADVISORS LLC Added +225,803+225.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +213,321+213.3k
Progeny 3, Inc. Added +212,265+212.3k
GOLDMAN SACHS GROUP INC Added +201,221+201.2k
HRT FINANCIAL LP Added +169,919+169.9k
ING GROEP NV Added +146,000+146.0k

Biggest sellers

BANK OF MONTREAL /CAN/ Sold out -694,600-694.6k
MAGNOLIA GROUP, LLC Reduced -308,422-308.4k
ACADIAN ASSET MANAGEMENT LLC Reduced -248,067-248.1k
Weiss Multi-Strategy Advisers LLC Sold out -140,767-140.8k
Bienville Capital Management, LLC Reduced -127,469-127.5k
Qube Research & Technologies Ltd Sold out -123,844-123.8k
JPMORGAN CHASE & CO Reduced -110,839-110.8k
JANE STREET GROUP, LLC Reduced -101,561-101.6k
SEI INVESTMENTS CO Reduced -78,078-78.1k
SIMPLEX TRADING, LLC Sold out -52,011-52.0k

Biggest calls

Flat Footed LLC Added $26.9m1.3m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $23.1m1.1m shares
GROUP ONE TRADING LLC Added $9.6m472.3k shares
CITADEL ADVISORS LLC Reduced $7.0m342.7k shares
JANE STREET GROUP, LLC Reduced $2.1m105.3k shares
SIMPLEX TRADING, LLC Reduced $1.1m54.1k shares
Cadent Capital Advisors, LLC New $264.2k13.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
Cutler Group LLC / CA Reduced $01.0k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $5.9m288.4k shares
CITADEL ADVISORS LLC Added $3.3m160.5k shares
GROUP ONE TRADING LLC Reduced $1.0m50.4k shares
JANE STREET GROUP, LLC Reduced $483.6k23.8k shares
SIMPLEX TRADING, LLC Reduced $219.0k10.8k shares
Cutler Group LLC / CA New $2.0k5.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q4 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q1 21: 0 buyingQ1 21: 0 sellingQ2 21: 0 buyingQ2 21: 0 sellingQ2 21Q3 21: 0 buyingQ3 21: 0 sellingQ4 21: 0 buyingQ4 21: 0 sellingQ4 21Q1 22: 0 buyingQ1 22: 1 sellingQ2 22: 0 buyingQ2 22: 0 sellingQ2 22Q3 22: 0 buyingQ3 22: 0 sellingQ4 22: 0 buyingQ4 22: 0 sellingQ4 22
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q1 20210—0——
Q2 20210—0——
Q3 20210—0——
Q4 20210—0——
Q1 20220—1$153.9k—
Q2 20220—0——
Q3 20220—0——
Q4 20220—0——

None reported in Q4 2022.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 9,263,7309.3m $188.2m $188.2m 0.02% Added +458.4k +458,382
2 NATIXIS 0.38% of their portfolio PARIS, I0 3,184,8003.2m $64.7m $64.7m 0.38% Added +1.6m +1,591,900
3 MAGNOLIA GROUP, LLC 7.46% of their portfolio OMAHA, NE 2,691,5782.7m $54.7m $54.7m 7.46% Reduced -308.4k -308,422
4 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,436,7862.4m $49.5m $49.5m 0.01% Added +298.5k +298,527
5 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 2,330,3642.3m $47.4m $47.4m 0.01% Reduced -110.8k -110,839
6 Progeny 3, Inc. 6.79% of their portfolio KIRKLAND, WA 1,923,8961.9m $39.1m $39.1m 6.79% Added +212.3k +212,265
7 Jackson Hole Capital Partners, LLC 10.89% of their portfolio TULSA, OK 1,795,0601.8m $36.5m $36.5m 10.89% Unchanged
8 Mason Investment Advisory Services, Inc. 2.65% of their portfolio RESTON, VA 1,282,7101.3m $26.1m $26.1m 2.65% Added +1.1m +1,140,260
9 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 1,005,0151.0m $20.4m $20.4m 0.01% Added +201.2k +201,221
10 ING GROEP NV 0.19% of their portfolio AMSTERDAM, P7 911,000911.0k $18.5m $18.5m 0.19% Added +146.0k +146,000
11 J.P. Morgan Private Wealth Advisors LLC 0.04% of their portfolio SAN FRANCISCO, CA 867,966868.0k $17.6m $17.6m 0.04% Reduced -12.8k -12,795
12 Bienville Capital Management, LLC 6.22% of their portfolio New York, NY 820,025820.0k $16.7m $16.7m 6.22% Reduced -127.5k -127,469
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.03% of their portfolio BALA CYNWYD, PA 631,039631.0k $12.8m $12.8m 0.03% Added +213.3k +213,321
14 Recurrent Investment Advisors LLC 2.49% of their portfolio HOUSTON, TX 575,084575.1k $11.7m $11.7m 2.49% Added +49.0k +49,000
15 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 436,966437.0k $8.9m $8.9m 0.00% Added +15.6k +15,595
16 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 338,012338.0k $6.9m $6.9m 0.01% Added +225.8k +225,803
17 Miller Value Partners, LLC 0.43% of their portfolio SARASOTA, FL 324,000324.0k $6.6m $6.6m 0.43% Unchanged
18 Prescott Group Capital Management, L.L.C. 1.39% of their portfolio Tulsa, OK 313,600313.6k $6.4m $6.4m 1.39% Reduced -38.0k -38,000
19 TITAN GLOBAL CAPITAL MANAGEMENT USA LLC 1.79% of their portfolio NEW YORK, NY 310,549310.5k $6.3m $6.3m 1.79% Reduced -13.8k -13,842
20 Fairbanks Capital Management, Inc. 5.06% of their portfolio RANCHO SANTA FE, CA 280,022280.0k $5.7m $5.7m 5.06% Reduced -2.0k -2,000
21 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 255,592255.6k $5.2m $5.2m 0.01% Added +874 +874
22 HENNESSY ADVISORS INC 0.33% of their portfolio NOVATO, CA 250,100250.1k $5.1m $5.1m 0.33% Added +3.7k +3,700
23 HRT FINANCIAL LP 0.06% of their portfolio NEW YORK, NY 215,303215.3k $4.4m $4.4m 0.06% Added +169.9k +169,919
24 KEYBANK NATIONAL ASSOCIATION/OH 0.02% of their portfolio BROOKLYN, OH 200,750200.8k $4.1m $4.1m 0.02% Added +750 +750
25 Full Sail Capital, LLC 0.37% of their portfolio OKLAHOMA CITY, OK 189,332189.3k $3.8m $3.8m 0.37% Unchanged
26 Adams Asset Advisors, LLC 0.47% of their portfolio DALLAS, TX 173,063173.1k $3.5m $3.5m 0.47% Unchanged
27 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 123,553123.6k $2.5m $2.5m 0.00% New
28 Pinnacle Holdings, LLC 1.09% of their portfolio TULSA, OK 120,067120.1k $2.4m $2.4m 1.09% Added +2.2k +2,214
29 SoftVest Advisors, LLC 0.54% of their portfolio ABILENE, TX 110,000110.0k $2.2m $2.2m 0.54% Unchanged
30 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 108,022108.0k $2.2m $2.2m 0.00% Added +600 +600
31 ACADIAN ASSET MANAGEMENT LLC 0.01% of their portfolio Boston, MA 96,18296.2k $2.0m $2.0m 0.01% Reduced -248.1k -248,067
32 CAPITAL ADVISORS INC/OK 0.05% of their portfolio TULSA, OK 95,15995.2k $1.9m $1.9m 0.05% Unchanged
33 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 89,86689.9k $1.8m $1.8m 0.00% Added +9.2k +9,221
34 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 85,61285.6k $1.7m $1.7m 0.00% Added +14.1k +14,111
35 Granby Capital Management, LLC 1.28% of their portfolio Miami Beach, FL 85,00085.0k $1.7m $1.7m 1.28% New
36 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 84,70584.7k $1.7m $1.7m 0.00% Reduced -78.1k -78,078
37 NAVELLIER & ASSOCIATES INC 0.35% of their portfolio Reno, NV 84,06884.1k $1.7m $1.7m 0.35% Added +22.4k +22,379
38 Jump Financial, LLC 0.08% of their portfolio Chicago, IL 78,26178.3k $1.6m $1.6m 0.08% Reduced -29.5k -29,539
39 UBS Group AG 0.00% of their portfolio ZURICH, V8 74,54074.5k $1.5m $1.5m 0.00% Reduced -18.0k -17,964
40 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 73,00973.0k $1.5m $1.5m 0.00% Added +73.0k +73,007
41 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 71,55871.6k $1.5m $1.5m 0.00% Added +70 +70
42 GROUP ONE TRADING LLC 0.05% of their portfolio CHICAGO, IL 67,74867.7k $1.4m $1.4m 0.05% Added +25.5k +25,480
43 CUSHING ASSET MANAGEMENT, LP dba NXG INVESTMENT MANAGEMENT 0.12% of their portfolio DALLAS, TX 60,00060.0k $1.2m $1.2m 0.12% Added +3.7k +3,700
44 U.S. Capital Wealth Advisors, LLC 0.06% of their portfolio AUSTIN, TX 60,00060.0k $1.2m $1.2m 0.06% Unchanged
45 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 59,88559.9k $1.2m $1.2m 0.00% Reduced -6.4k -6,408
46 COHEN & STEERS, INC. 0.00% of their portfolio NEW YORK, NY 53,89153.9k $1.1m $1.1m 0.00% Reduced -70 -70
47 Pekin Hardy Strauss, Inc. 0.16% of their portfolio CHICAGO, IL 50,88050.9k $1.0m $1.0m 0.16% Reduced -20.8k -20,750
48 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 48,96849.0k $995.0k $995.0k 0.00% Added +7.3k +7,273
49 Caption Management, LLC 0.15% of their portfolio OKLAHOMA CITY, OK 43,80043.8k $890.0k $890.0k 0.15% New
50 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 42,60242.6k $865.0k $865.0k 0.00% Added +15.2k +15,228
51 GABELLI FUNDS LLC 0.01% of their portfolio Rye, NY 41,20041.2k $837.2k $837.2k 0.01% Unchanged
52 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 38,76138.8k $788.0k $788.0k 0.00% New
53 Cornerstone Investment Partners, LLC 0.05% of their portfolio ATLANTA, GA 37,16037.2k $755.1k $755.1k 0.05% Reduced -1.1k -1,100
54 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 34,88034.9k $707.7k $707.7k 0.00% Added +11.3k +11,251
55 COWA, LLC 0.42% of their portfolio Tulsa, OK 33,55833.6k $681.9k $681.9k 0.42% Unchanged
56 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 30,55030.6k $620.8k $620.8k 0.01% Added +18.9k +18,883
57 Catalyst Capital Advisors LLC 0.02% of their portfolio San Juan, PR 30,40030.4k $617.7k $617.7k 0.02% New
58 SG Americas Securities, LLC 0.01% of their portfolio NEW YORK, NY 29,42429.4k $598.0k $598.0k 0.01% Reduced -23.2k -23,223
59 Energy Income Partners, LLC 0.01% of their portfolio Westport, CT 26,48126.5k $538.1k $538.1k 0.01% New
60 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 24,69624.7k $501.8k $501.8k 0.00% Added +3 +3
61 BOKF, NA 0.01% of their portfolio TULSA, OK 24,32624.3k $494.3k $494.3k 0.01% Unchanged
62 Cutter & CO Brokerage, Inc. 0.16% of their portfolio Ballwin, MO 22,80022.8k $463.3k $463.3k 0.16% Unchanged
63 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 22,43522.4k $455.9k $455.9k 0.00% Added +7.1k +7,090
64 COMMUNITY TRUST & INVESTMENT CO 0.04% of their portfolio LEXINGTON, KY 21,00021.0k $426.7k $426.7k 0.04% Unchanged
65 Sumitomo Mitsui Trust Group, Inc. 0.00% of their portfolio CHIYODA-KU, TOKYO, M0 20,00020.0k $406.4k $406.4k 0.00% Reduced -13.0k -13,000
66 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 19,90019.9k $404.4k $404.4k 0.00% Added +700 +700
67 INTRUST BANK NA 0.05% of their portfolio WICHITA, KS 19,21919.2k $390.5k $390.5k 0.05% Unchanged
68 Donoghue Forlines LLC 0.13% of their portfolio Boston, MA 18,35318.4k $372.9k $372.9k 0.13% New
69 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 17,06117.1k $346.7k $346.7k 0.00% New
70 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 16,97017.0k $344.8k $344.8k 0.01% New
71 Ellsworth Advisors, LLC 0.13% of their portfolio HUDSON, OH 16,96317.0k $344.9k $344.9k 0.13% Added +189 +189
72 J.W. COLE ADVISORS, INC. 0.03% of their portfolio TAMPA, FL 16,56916.6k $336.7k $336.7k 0.03% Added +923 +923
73 LAKE STREET ADVISORS GROUP, LLC 0.02% of their portfolio PORTSMOUTH, NH 16,34116.3k $332.0k $332.0k 0.02% Unchanged
74 Axiom Investment Management LLC 0.85% of their portfolio NEW YORK, NY 16,00016.0k $325.1k $325.1k 0.85% Added +6.0k +6,000
75 SageView Advisory Group, LLC 0.03% of their portfolio Newport Beach, CA 15,42215.4k $313.4k $313.4k 0.03% First filing
76 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 15,42115.4k $313.4k $313.4k 0.00% Reduced -9.7k -9,713
77 MCINTYRE FREEDMAN & FLYNN INVESTMENT ADVISERS INC 0.25% of their portfolio ORLEANS, MA 15,00015.0k $304.8k $304.8k 0.25% First filing
78 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 14,97515.0k $304.3k $304.3k 0.00% Added +1.0k +1,037
79 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 14,36014.4k $291.8k $291.8k 0.00% Reduced -101.6k -101,561
80 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 13,57513.6k $275.8k $275.8k 0.00% New
81 HOWE & RUSLING INC 0.03% of their portfolio ROCHESTER, NY 12,00012.0k $243.8k $243.8k 0.03% Added +11.8k +11,800
82 SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC 0.00% of their portfolio BALA CYNWYD, PA 11,81011.8k $240.0k $240.0k 0.00% Reduced -5.6k -5,576
83 Texas Yale Capital Corp. 0.01% of their portfolio ST. PETERSBURG, FL 11,67711.7k $237.3k $237.3k 0.01% Unchanged
84 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 11,25711.3k $228.7k $228.7k 0.00% Added +24 +24
85 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 10,73110.7k $218.1k $218.1k 0.00% New
86 Aull & Monroe Investment Management Corp 0.11% of their portfolio MOBILE, AL 10,70010.7k $217.4k $217.4k 0.11% Unchanged
87 Mariner, LLC 0.00% of their portfolio Overland Park, KS 10,65010.7k $216.0k $216.0k 0.00% Unchanged
88 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 10,28410.3k $209.0k $209.0k 0.00% Reduced -10.6k -10,608
89 HFG Advisors, Inc. 0.24% of their portfolio CINCINATTI, OH 10,15010.2k $206.2k $206.2k 0.24% Reduced -3.0k -3,000
90 Resurgent Financial Advisors LLC 0.11% of their portfolio ATLANTA, GA 10,09310.1k $205.1k $205.1k 0.11% Unchanged
91 State of Wyoming 0.06% of their portfolio CHEYENNE, WY 9,4629.5k $192.3k $192.3k 0.06% Added +3.0k +2,986
92 Cadent Capital Advisors, LLC 0.08% of their portfolio TULSA, OK 6,8526.9k $139.2k $139.2k 0.08% New
93 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 6,6186.6k $134.5k $134.5k 0.01% New
94 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 4,5684.6k $93.0k $93.0k 0.00% Reduced -4.6k -4,601
95 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 4,4694.5k $87.0k $87.0k 0.00% Reduced -600 -600
96 SUMMIT SECURITIES GROUP LLC 0.02% of their portfolio NEW YORK, NY 4,4004.4k $89.0k $89.0k 0.02% Reduced -16.1k -16,100
97 Vestcor Inc 0.00% of their portfolio FREDERICTON, A3 3,3933.4k $69.0k $69.0k 0.00% Unchanged
98 PFS Partners, LLC 0.07% of their portfolio MINE HILL, NJ 3,3653.4k $68.4k $68.4k 0.07% Added +75 +75
99 Blue Trust, Inc. 0.00% of their portfolio BRENTWOOD, TN 3,0003.0k $69.0k $69.0k 0.00% Unchanged
100 Pathway Financial Advisers, LLC 0.02% of their portfolio AUBURN, IN 2,7072.7k $55.0k $55.0k 0.02% First filing