ALLIANCE ENTERTAINMENT HOLDI AENTW
*W EXP 02/11/202 · Equity WRT · CUSIP 01861F110
- SectorIndustrials
- IndustryWholesale-Durable Goods, NEC
- HeadquartersPlantation, FL
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.04. Options: 1 managers hold calls ($238 notional), 0 hold puts (—).
Trends to Q3 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q1 2023 | 1 |
| Q2 2023 | 26 |
| Q3 2023 | 27 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q2 2023 | 23 | 0 |
| Q3 2023 | 1 | 5 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q4 2022 | $0 | $0 | — |
| Q1 2023 | $0 | $0 | — |
| Q2 2023 | $588 | $0 | 0.00 |
| Q3 2023 | $238 | $0 | 0.00 |
Biggest buyers
| UBS Group AG | New | +5.1k |
Biggest sellers
| Virtu Financial LLC | Reduced | -29.5k |
| Radcliffe Capital Management, L.P. | Reduced | -14.9k |
| FLOW TRADERS U.S. LLC | Reduced | -3.9k |
| GTS SECURITIES LLC | Reduced | -100 |
| CLEAR STREET LLC | Reduced | -100 |
Biggest calls
| MILLENNIUM MANAGEMENT LLC | Unchanged | $23812.5k shares |
Biggest puts
| None |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Insider purchases and sales in Q3 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q4 2021 | 0 | — | 0 | — | — |
| Q1 2022 | 0 | — | 0 | — | — |
| Q2 2022 | 0 | — | 0 | — | — |
| Q3 2022 | 0 | — | 0 | — | — |
| Q4 2022 | 0 | — | 0 | — | — |
| Q1 2023 | 0 | — | 0 | — | — |
| Q2 2023 | 4 | $249.9k | 0 | — | — |
| Q3 2023 | 0 | — | 0 | — | — |
None reported in Q3 2023.
Holders, Q3 2023
| Manager | Shares | Change |
|---|---|---|
| MMCAP International Inc. SPC 0.00% of their portfolio | 294.0k $5.6k | Unchanged |
| Shaolin Capital Management LLC 0.00% of their portfolio | 286.0k $5.0k | Unchanged |
| Radcliffe Capital Management, L.P. 0.00% of their portfolio | 235.1k $4.2k | Reduced -14.9k |
| EHP Funds Inc. 0.00% of their portfolio | 233.4k $4.4k | Unchanged |
| Periscope Capital Inc. 0.00% of their portfolio | 225.0k $4.3k | Unchanged |
| CVI Holdings, LLC 0.01% of their portfolio | 206.0k $3.9k | Unchanged |
| Bleichroeder LP 0.00% of their portfolio | 200.0k $3.8k | Unchanged |
| Walleye Capital LLC 0.00% of their portfolio | 133.3k $2.5k | Unchanged |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 0.00% of their portfolio | 116.8k $2.2k | Unchanged |
| GTS SECURITIES LLC 0.00% of their portfolio | 115.7k $2.2k | Reduced -100 |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 104.3k $2.0k | Unchanged |
| VR Advisory Services Ltd 0.00% of their portfolio | 100.0k $1.9k | Unchanged |
| Ayrton Capital LLC 0.01% of their portfolio | 100.0k $1.9k | Unchanged |
| Meteora Capital, LLC 0.00% of their portfolio | 85.0k $1.6k | Unchanged |
| SkyView Investment Advisors, LLC 0.00% of their portfolio | 72.0k $1.0k | Unchanged |
| Privium Fund Management B.V. 0.00% of their portfolio | 70.9k $1.3k | Unchanged |
| BOOTHBAY FUND MANAGEMENT, LLC 0.00% of their portfolio | 54.0k $59.9k | Unchanged |
| Yakira Capital Management, Inc. 0.00% of their portfolio | 50.0k $950 | Unchanged |
| HRT FINANCIAL LP 0.00% of their portfolio | 46.9k $0 | Unchanged |
| CLEAR STREET LLC 0.00% of their portfolio | 38.0k $721 | Reduced -100 |
| Biltmore Family Office, LLC 0.00% of their portfolio | 31.0k $589 | Unchanged |
| COWEN AND COMPANY, LLC 0.00% of their portfolio | 25.0k $475 | Unchanged |
| FLOW TRADERS U.S. LLC 0.00% of their portfolio | 16.4k $0 | Reduced -3.9k |
| Virtu Financial LLC 0.00% of their portfolio | 13.0k $0 | Reduced -29.5k |
| UBS Group AG 0.00% of their portfolio | 5.1k $96 | New |
| WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio | 4.0k $76 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |