ALIGOS THERAPEUTICS INC
COM · CUSIP 01626L105
50
institutional holders
+9 vs Q4 2023
46.2m
shares reported held*
$45.3mreported value*
10 new
13 added
6 reduced
2 sold out
net bought ≈ $361.1k (+368.4k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.98. Options: 3 managers hold calls ($6.0m notional), 3 hold puts ($196).
Trends to Q1 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 53 |
| Q4 2022 | 40 |
| Q1 2023 | 47 |
| Q2 2023 | 42 |
| Q3 2023 | 37 |
| Q4 2023 | 41 |
| Q1 2024 | 50 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 12 | 27 |
| Q1 2023 | 23 | 13 |
| Q2 2023 | 7 | 22 |
| Q3 2023 | 5 | 17 |
| Q4 2023 | 18 | 13 |
| Q1 2024 | 23 | 8 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q2 2023 | $4.6k | $0 | 0.00 |
| Q3 2023 | $0 | $0 | — |
| Q4 2023 | $4.1m | $0 | 0.00 |
| Q1 2024 | $6.0m | $196 | 0.00 |
Biggest buyers
| ADAGE CAPITAL PARTNERS GP, L.L.C. | New | +2.5m |
| Opaleye Management Inc. | Added | +333.0k |
| RENAISSANCE TECHNOLOGIES LLC | Added | +318.3k |
| CITADEL ADVISORS LLC | New | +285.7k |
| ACADIAN ASSET MANAGEMENT LLC | Added | +98.6k |
| MILLENNIUM MANAGEMENT LLC | Added | +82.0k |
| ARMISTICE CAPITAL, LLC | Added | +59.5k |
| GEODE CAPITAL MANAGEMENT, LLC | Added | +52.0k |
| NORTHERN TRUST CORP | Added | +38.0k |
| Atom Investors LP | New | +34.2k |
Biggest sellers
| Alyeska Investment Group, L.P. | Sold out | -2.9m |
| TANG CAPITAL MANAGEMENT LLC | Reduced | -539.8k |
| Newtyn Management, LLC | Reduced | -55.0k |
| TWO SIGMA SECURITIES, LLC | Sold out | -14.7k |
| SILVERARC CAPITAL MANAGEMENT, LLC | Reduced | -13.0k |
| Tower Research Capital LLC (TRC) | Reduced | -10.7k |
| ROYAL BANK OF CANADA | Reduced | -317 |
| BANK OF AMERICA CORP /DE/ | Reduced | -35 |
Biggest calls
| Alyeska Investment Group, L.P. | Unchanged | $6.0m6.1m shares |
| CITADEL ADVISORS LLC | New | $3.7k3.8k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CITADEL ADVISORS LLC | New | $196200 shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
| SIMPLEX TRADING, LLC | New | $01.0k shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q1 2024
| Manager | Shares | Change |
|---|---|---|
| ARMISTICE CAPITAL, LLC 0.18% of their portfolio | 6.9m $6.8m | Added +59.5k |
| EcoR1 Capital, LLC 0.16% of their portfolio | 6.4m $6.3m | Unchanged |
| Deep Track Capital, LP 0.17% of their portfolio | 6.1m $6.0m | Unchanged |
| Vivo Capital, LLC 0.27% of their portfolio | 3.5m $3.5m | Unchanged |
| Altitude Crest Partners Inc. 1.19% of their portfolio | 2.8m $2.8m | Unchanged |
| ADAGE CAPITAL PARTNERS GP, L.L.C. 0.00% of their portfolio | 2.5m $2.4m | New |
| Versant Venture Management, LLC 2.20% of their portfolio | 2.3m $2.3m | Unchanged |
| BAKER BROS. ADVISORS LP 0.03% of their portfolio | 2.1m $2.0m | Unchanged |
| HHLR ADVISORS, LTD. 0.04% of their portfolio | 1.9m $1.9m | Unchanged |
| TANG CAPITAL MANAGEMENT LLC 0.17% of their portfolio | 1.6m $1.6m | Reduced -539.8k |
| Opaleye Management Inc. 0.35% of their portfolio | 1.6m $1.6m | Added +333.0k |
| Newtyn Management, LLC 0.23% of their portfolio | 1.2m $1.2m | Reduced -55.0k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 1.1m $1.1m | Reduced -35 |
| VANGUARD GROUP INC 0.00% of their portfolio | 1.0m $992.8k | Added +1.4k |
| RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio | 808.3k $792.0k | Added +318.3k |
| Pivotal bioVenture Partners Investment Advisor LLC 0.47% of their portfolio | 743.2k $728.4k | Unchanged |
| ACADIAN ASSET MANAGEMENT LLC 0.00% of their portfolio | 658.0k $644.0k | Added +98.6k |
| SILVERARC CAPITAL MANAGEMENT, LLC 0.18% of their portfolio | 655.5k $642.4k | Reduced -13.0k |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 0.01% of their portfolio | 500.0k $490.0k | Not comparable |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 373.1k $365.7k | Added +52.0k |
| BlackRock Inc. 0.00% of their portfolio | 303.8k $297.7k | Added +7.6k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 285.7k $280.0k | New |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 110.7k $108.4k | Added +82.0k |
| STATE STREET CORP 0.00% of their portfolio | 97.4k $95.5k | Unchanged |
| NORTHERN TRUST CORP 0.00% of their portfolio | 92.0k $90.2k | Added +38.0k |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 92.0k $90.2k | Unchanged |
| XTX Topco Ltd 0.01% of their portfolio | 44.9k $44.0k | Added +19.1k |
| Atom Investors LP 0.00% of their portfolio | 34.2k $33.5k | New |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 31.4k $30.8k | Unchanged |
| Choate Investment Advisors 0.00% of their portfolio | 24.0k $23.5k | Unchanged |
| Procyon Advisors, LLC 0.00% of their portfolio | 20.0k $19.6k | New |
| HarbourVest Partners LLC 0.01% of their portfolio | 18.8k $18.4k | Unchanged |
| TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio | 18.6k $18.3k | Unchanged |
| CWM, LLC 0.00% of their portfolio | 16.9k $17.0k | Unchanged |
| Creative Planning 0.00% of their portfolio | 15.5k $15.2k | Added +5.5k |
| ZWJ INVESTMENT COUNSEL INC 0.00% of their portfolio | 14.5k $14.2k | New |
| Zullo Investment Group, Inc. 0.01% of their portfolio | 13.0k $12.7k | Unchanged |
| Vontobel Holding Ltd. 0.00% of their portfolio | 12.5k $12.2k | New |
| UBS Group AG 0.00% of their portfolio | 10.8k $10.6k | New |
| Financial Advocates Investment Management 0.00% of their portfolio | 10.0k $9.8k | New |
| Total Clarity Wealth Management, Inc. 0.00% of their portfolio | 10.0k $9.8k | New |
| MORGAN STANLEY 0.00% of their portfolio | 9.9k $9.7k | Added +5.9k |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 8.0k $7.9k | Reduced -10.7k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 1.4k $1.3k | Unchanged |
| SIMPLEX TRADING, LLC 0.00% of their portfolio | 1.1k $1.0k | New |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 298 $292 | Added +5 |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 124 $0 | Reduced -317 |
| ELEVATION WEALTH PARTNERS, LLC 0.00% of their portfolio | 100 $98 | Unchanged |
| Qube Research & Technologies Ltd 0.00% of their portfolio | 2 $2 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |