ALIGOS THERAPEUTICS INC
COM · CUSIP 01626L105
41
institutional holders
+4 vs Q3 2023
45.4m
shares reported held*
$30.1mreported value*
8 new
10 added
8 reduced
5 sold out
net bought ≈ $11.1m (+16.8m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.66. Options: 2 managers hold calls ($4.1m notional), 1 hold puts ($0).
Trends to Q4 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 53 |
| Q4 2022 | 40 |
| Q1 2023 | 47 |
| Q2 2023 | 42 |
| Q3 2023 | 37 |
| Q4 2023 | 41 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 12 | 27 |
| Q1 2023 | 23 | 13 |
| Q2 2023 | 7 | 22 |
| Q3 2023 | 5 | 17 |
| Q4 2023 | 18 | 13 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q1 2023 | $11.0k | $87 | 0.01 |
| Q2 2023 | $4.6k | $0 | 0.00 |
| Q3 2023 | $0 | $0 | — |
| Q4 2023 | $4.1m | $0 | 0.00 |
Biggest buyers
| ARMISTICE CAPITAL, LLC | New | +6.8m |
| Deep Track Capital, LP | New | +6.1m |
| Alyeska Investment Group, L.P. | New | +2.9m |
| EcoR1 Capital, LLC | Added | +2.4m |
| Opaleye Management Inc. | New | +1.3m |
| Newtyn Management, LLC | Added | +335.0k |
| RENAISSANCE TECHNOLOGIES LLC | Added | +168.6k |
| GEODE CAPITAL MANAGEMENT, LLC | Added | +79.5k |
| SILVERARC CAPITAL MANAGEMENT, LLC | Added | +36.6k |
| XTX Topco Ltd | New | +25.7k |
Biggest sellers
| ADAGE CAPITAL PARTNERS GP, L.L.C. | Sold out | -1.2m |
| TANG CAPITAL MANAGEMENT LLC | Reduced | -1.1m |
| ROYAL BANK OF CANADA | Reduced | -644.1k |
| HHLR ADVISORS, LTD. | Reduced | -403.6k |
| MILLENNIUM MANAGEMENT LLC | Reduced | -63.1k |
| UBS Group AG | Sold out | -5.4k |
| ACADIAN ASSET MANAGEMENT LLC | Reduced | -5.3k |
| TWO SIGMA INVESTMENTS, LP | Reduced | -4.3k |
| BANK OF AMERICA CORP /DE/ | Reduced | -2.5k |
| FMR LLC | Sold out | -1.2k |
Biggest calls
| Alyeska Investment Group, L.P. | New | $4.1m6.1m shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q4 2023
| Manager | Shares | Change |
|---|---|---|
| ARMISTICE CAPITAL, LLC 0.12% of their portfolio | 6.8m $4.5m | New |
| EcoR1 Capital, LLC 0.11% of their portfolio | 6.4m $4.2m | Added +2.4m |
| Deep Track Capital, LP 0.14% of their portfolio | 6.1m $4.1m | New |
| Vivo Capital, LLC 0.19% of their portfolio | 3.5m $2.4m | Unchanged |
| Alyeska Investment Group, L.P. 0.01% of their portfolio | 2.9m $1.9m | New |
| Altitude Crest Partners Inc. 1.26% of their portfolio | 2.8m $1.9m | First filing |
| Versant Venture Management, LLC 0.40% of their portfolio | 2.3m $1.5m | Unchanged |
| TANG CAPITAL MANAGEMENT LLC 0.13% of their portfolio | 2.2m $1.5m | Reduced -1.1m |
| BAKER BROS. ADVISORS LP 0.02% of their portfolio | 2.1m $1.4m | Unchanged |
| HHLR ADVISORS, LTD. 0.03% of their portfolio | 1.9m $1.3m | Reduced -403.6k |
| Opaleye Management Inc. 0.23% of their portfolio | 1.3m $861.2k | New |
| Newtyn Management, LLC 0.16% of their portfolio | 1.3m $833.3k | Added +335.0k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 1.1m $762.1k | Reduced -2.5k |
| VANGUARD GROUP INC 0.00% of their portfolio | 1.0m $671.7k | Added +1.0k |
| Pivotal bioVenture Partners Investment Advisor LLC 0.13% of their portfolio | 743.2k $493.5k | Unchanged |
| SILVERARC CAPITAL MANAGEMENT, LLC 0.14% of their portfolio | 668.5k $443.9k | Added +36.6k |
| ACADIAN ASSET MANAGEMENT LLC 0.00% of their portfolio | 559.4k $370.0k | Reduced -5.3k |
| RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio | 490.0k $325.0k | Added +168.6k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 321.0k $213.2k | Added +79.5k |
| BlackRock Inc. 0.00% of their portfolio | 296.1k $196.6k | Reduced -820 |
| STATE STREET CORP 0.00% of their portfolio | 97.4k $64.7k | Unchanged |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 92.0k $61.1k | Unchanged |
| NORTHERN TRUST CORP 0.00% of their portfolio | 54.0k $35.8k | Added +14.6k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 31.4k $20.8k | Unchanged |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 28.7k $19.1k | Reduced -63.1k |
| XTX Topco Ltd 0.00% of their portfolio | 25.7k $17.1k | New |
| Choate Investment Advisors 0.00% of their portfolio | 24.0k $15.9k | Unchanged |
| HarbourVest Partners LLC 0.00% of their portfolio | 18.8k $12.5k | Unchanged |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 18.7k $12.4k | New |
| TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio | 18.6k $12.4k | Reduced -4.3k |
| CWM, LLC 0.00% of their portfolio | 16.9k $11.0k | Unchanged |
| TWO SIGMA SECURITIES, LLC 0.00% of their portfolio | 14.7k $9.8k | New |
| Zullo Investment Group, Inc. 0.00% of their portfolio | 13.0k $8.6k | New |
| Creative Planning 0.00% of their portfolio | 10.1k $6.7k | Unchanged |
| MORGAN STANLEY 0.00% of their portfolio | 4.0k $2.7k | Added +2.0k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 1.4k $900 | Added +677 |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 441 $0 | Reduced -644.1k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 293 $195 | Added +98 |
| ELEVATION WEALTH PARTNERS, LLC 0.00% of their portfolio | 100 $75 | Unchanged |
| Qube Research & Technologies Ltd 0.00% of their portfolio | 2 $1 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |