Vault-13

ALIBABA GROUP HLDG LTD BABA

SPONSORED ADS · ADR · CUSIP 01609W102 · ISIN US01609W1027

Chinese multinational technology company

1,405 institutional holders +197 vs Q4 2024
360,017,401360.0m shares reported held*
$47.5bnreported value*
315 new 432 added 456 reduced 111 sold out net bought ≈ $3.5bn (+30.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($94.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $131.72. Options: 96 managers hold calls ($15.8bn notional), 78 hold puts ($9.7bn).

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 1,144Q4 22: 1,175Q1 23: 1,254Q2 23: 1,159Q3 23: 1,161Q4 23: 1,163Q1 24: 1,127Q2 24: 1,110Q3 24: 1,238Q4 24: 1,208Q1 25: 1,4051,405Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 20221,144
Q4 20221,175
Q1 20231,254
Q2 20231,159
Q3 20231,161
Q4 20231,163
Q1 20241,127
Q2 20241,110
Q3 20241,238
Q4 20241,208
Q1 20251,405

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ2 23: 482 bought or addedQ2 23: 600 cut or sold outQ3 23: 502 bought or addedQ3 23: 499 cut or sold outQ3 23Q4 23: 429 bought or addedQ4 23: 646 cut or sold outQ1 24: 584 bought or addedQ1 24: 521 cut or sold outQ1 24Q2 24: 479 bought or addedQ2 24: 521 cut or sold outQ3 24: 609 bought or addedQ3 24: 523 cut or sold outQ3 24Q4 24: 513 bought or addedQ4 24: 642 cut or sold outQ1 25: 747 bought or addedQ1 25: 567 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 2023482600
Q3 2023502499
Q4 2023429646
Q1 2024584521
Q2 2024479521
Q3 2024609523
Q4 2024513642
Q1 2025747567

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5bn$10bn$15bn$20bnQ2 24 calls: $6.9bnQ2 24 puts: $4.0bnQ2 24P/C 0.59Q3 24 calls: $13.3bnQ3 24 puts: $7.8bnQ3 24P/C 0.59Q4 24 calls: $10.4bnQ4 24 puts: $6.1bnQ4 24P/C 0.58Q1 25 calls: $15.8bnQ1 25 puts: $9.7bnQ1 25P/C 0.62
Numbers
QuarterCallsPutsP/C
Q2 2024$6.9bn$4.0bn0.59
Q3 2024$13.3bn$7.8bn0.59
Q4 2024$10.4bn$6.1bn0.58
Q1 2025$15.8bn$9.7bn0.62

Biggest buyers

FMR LLC Added +15,500,090+15.5m
JPMORGAN CHASE & CO Added +9,788,732+9.8m
Bridgewater Associates, LP Added +5,405,235+5.4m
Mirae Asset Global Investments Co., Ltd. Added +4,246,564+4.2m
AXIOM INVESTORS LLC /DE New +4,188,300+4.2m
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC Added +3,947,460+3.9m
COATUE MANAGEMENT LLC Added +3,608,975+3.6m
Artisan Partners Limited Partnership Added +3,066,338+3.1m
BlackRock, Inc. Added +3,063,099+3.1m
GOLDMAN SACHS GROUP INC Added +3,021,654+3.0m

Biggest sellers

FIL Ltd Reduced -8,110,715-8.1m
Alyeska Investment Group, L.P. Reduced -3,619,859-3.6m
Assenagon Asset Management S.A. Sold out -3,561,606-3.6m
Dodge & Cox Reduced -3,150,200-3.2m
Brookfield Corp /ON/ Sold out -2,734,114-2.7m
APPALOOSA LP Reduced -2,613,158-2.6m
Qube Research & Technologies Ltd Reduced -2,407,576-2.4m
HSBC HOLDINGS PLC Reduced -2,078,665-2.1m
MORGAN STANLEY Reduced -1,932,871-1.9m
JANE STREET GROUP, LLC Reduced -1,651,711-1.7m

Biggest calls

JANE STREET GROUP, LLC Added $2.9bn22.2m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $2.9bn22.0m shares
CITADEL ADVISORS LLC Added $1.7bn12.7m shares
IMC-Chicago, LLC Reduced $1.2bn9.3m shares
SIMPLEX TRADING, LLC Reduced $814.8m6.2m shares
CTC LLC Reduced $741.0m5.6m shares
UBS Group AG Added $722.3m5.5m shares
GROUP ONE TRADING LLC Reduced $508.3m3.8m shares
GOLDMAN SACHS GROUP INC Reduced $401.1m3.0m shares
MILLENNIUM MANAGEMENT LLC Reduced $381.6m2.9m shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.6bn11.9m shares
JANE STREET GROUP, LLC Reduced $1.2bn9.2m shares
CITADEL ADVISORS LLC Added $1.0bn7.7m shares
IMC-Chicago, LLC Added $761.4m5.8m shares
UBS Group AG Added $681.2m5.2m shares
CTC LLC Added $478.0m3.6m shares
SIMPLEX TRADING, LLC Reduced $387.0m3.0m shares
JPMORGAN CHASE & CO Added $308.6m2.3m shares
GOLDMAN SACHS GROUP INC Reduced $305.2m2.3m shares
CITIGROUP INC Added $294.0m2.2m shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q1 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2025.

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.23% of their portfolio NEW YORK, NY 22,782,95522.8m $3.0bn $3.0bn 0.23% Added +9.8m +9,788,732
2 PRIMECAP MANAGEMENT CO/CA/ 2.25% of their portfolio PASADENA, CA 20,623,69720.6m $2.7bn $2.7bn 2.25% Reduced -1.3m -1,331,410
3 FMR LLC 0.14% of their portfolio BOSTON, MA 16,770,27216.8m $2.2bn $2.2bn 0.14% Added +15.5m +15,500,090
4 Dodge & Cox 0.85% of their portfolio San Francisco, CA 11,319,57011.3m $1.5bn $1.5bn 0.85% Reduced -3.2m -3,150,200
5 GOLDMAN SACHS GROUP INC 0.26% of their portfolio NEW YORK, NY 10,306,56410.3m $1.4bn $1.4bn 0.26% Added +3.0m +3,021,654
6 MORGAN STANLEY 0.10% of their portfolio NEW YORK, NY 10,209,36210.2m $1.3bn $1.3bn 0.10% Reduced -1.9m -1,932,871
7 APPALOOSA LP 21.92% of their portfolio Short Hills, NJ 9,230,0009.2m $1.2bn $1.2bn 21.92% Reduced -2.6m -2,613,158
8 Sanders Capital, LLC 1.73% of their portfolio West Palm Beach, FL 8,757,0198.8m $1.2bn $1.2bn 1.73% Reduced -140.3k -140,258
9 PRICE T ROWE ASSOCIATES INC /MD/ 0.14% of their portfolio BALTIMORE, MD 8,595,2698.6m $1.1bn $1.1bn 0.14% Added +2.6m +2,584,480
10 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.29% of their portfolio NEW YORK, NY 8,557,4958.6m $1.1bn $1.1bn 0.29% Added +3.9m +3,947,460
11 HSBC HOLDINGS PLC 0.73% of their portfolio LONDON, X0 8,272,2118.3m $1.1bn $1.1bn 0.73% Reduced -2.1m -2,078,665
12 BNP PARIBAS FINANCIAL MARKETS 0.82% of their portfolio PARIS, I0 8,132,4478.1m $1.1bn $1.1bn 0.82% First filing
13 BANK OF AMERICA CORP /DE/ 0.09% of their portfolio CHARLOTTE, NC 7,254,7307.3m $959.3m $959.3m 0.09% Added +578.0k +577,957
14 NORGES BANK 0.13% of their portfolio OSLO, Q8 7,015,6817.0m $927.7m $927.7m 0.13% Added +110.6k +110,634
15 Bridgewater Associates, LP 3.47% of their portfolio Westport, CT 5,660,2585.7m $748.5m $748.5m 3.47% Added +5.4m +5,405,235
16 Temasek Holdings (Private) Ltd 2.94% of their portfolio SINGAPORE, U0 5,510,3485.5m $728.6m $728.6m 2.94% Added +1.0m +1,045,789
17 BlackRock, Inc. 0.01% of their portfolio New York, NY 5,340,9215.3m $706.2m $706.2m 0.01% Added +3.1m +3,063,099
18 Fisher Asset Management, LLC 0.28% of their portfolio PLANO, TX 4,876,5584.9m $644.8m $644.8m 0.28% Reduced -217.3k -217,270
19 FIL Ltd 0.59% of their portfolio HAMILTON, D0 4,717,4694.7m $623.8m $623.8m 0.59% Reduced -8.1m -8,110,715
20 Mirae Asset Global Investments Co., Ltd. 0.18% of their portfolio SEOUL, M5 4,378,6714.4m $43.2m $43.2m 0.18% Added +4.2m +4,246,564
21 UBS Group AG 0.12% of their portfolio ZURICH, V8 4,190,7744.2m $554.1m $554.1m 0.12% Reduced -92.8k -92,807
22 AXIOM INVESTORS LLC /DE 2.66% of their portfolio GREENWICH, CT 4,188,3004.2m $553.8m $553.8m 2.66% New
23 H&H International Investment, LLC 4.39% of their portfolio PALO ALTO, CA 3,982,1304.0m $526.6m $526.6m 4.39% Reduced -1.5m -1,468,700
24 HHLR ADVISORS, LTD. 14.60% of their portfolio GRAND CAYMAN, E9 3,907,7553.9m $516.7m $516.7m 14.60% Reduced -979.5k -979,545
25 LOOMIS SAYLES & CO L P 0.75% of their portfolio BOSTON, MA 3,899,1853.9m $515.6m $515.6m 0.75% Reduced -840.1k -840,121
26 LAZARD ASSET MANAGEMENT LLC 0.78% of their portfolio NEW YORK, NY 3,842,5813.8m $508.1m $508.1m 0.78% Reduced -512.8k -512,829
27 COATUE MANAGEMENT LLC 2.22% of their portfolio New York, NY 3,801,7033.8m $502.7m $502.7m 2.22% Added +3.6m +3,608,975
28 Invesco Ltd. 0.09% of their portfolio ATLANTA, GA 3,513,0123.5m $464.5m $464.5m 0.09% Added +1.3m +1,259,718
29 Artisan Partners Limited Partnership 0.68% of their portfolio Milwaukee, WI 3,179,1593.2m $420.4m $420.4m 0.68% Added +3.1m +3,066,338
30 Discerene Group LP 41.00% of their portfolio STAMFORD, CT 2,967,0873.0m $392.3m $392.3m 41.00% Unchanged
31 JANUS HENDERSON GROUP PLC 0.21% of their portfolio LONDON, X0 2,932,8742.9m $388.4m $388.4m 0.21% Added +820.7k +820,687
32 Nuveen, LLC 0.06% of their portfolio CHARLOTTE, NC 2,713,0692.7m $201.0m $201.0m 0.06% First filing
33 CITIGROUP INC 0.27% of their portfolio NEW YORK, NY 2,649,4462.6m $350.3m $350.3m 0.27% Reduced -142.3k -142,293
34 RWWM, INC. 27.59% of their portfolio ROCKLIN, CA 2,591,8582.6m $342.7m $342.7m 27.59% Reduced -235.1k -235,081
35 AMF Tjanstepension AB 2.42% of their portfolio STOCKHOLM, V7 2,475,1152.5m $327.3m $327.3m 2.42% Reduced -102.3k -102,349
36 AMERICAN CENTURY COMPANIES INC 0.19% of their portfolio KANSAS CITY, MO 2,293,0852.3m $303.2m $303.2m 0.19% Added +785.5k +785,494
37 MACQUARIE GROUP LTD 0.37% of their portfolio Sydney, NSW 2000, C3 2,274,2792.3m $300.7m $300.7m 0.37% Added +7.3k +7,305
38 Trivest Advisors Ltd 25.05% of their portfolio Hong Kong, K3 2,233,0002.2m $295.3m $295.3m 25.05% New
39 Polar Capital Holdings Plc 1.73% of their portfolio London, X0 2,143,4412.1m $283.4m $283.4m 1.73% New
40 Slate Path Capital LP 4.86% of their portfolio New York, NY 2,036,0002.0m $269.2m $269.2m 4.86% Added +569.9k +569,900
41 ROYAL BANK OF CANADA 0.06% of their portfolio TORONTO, A6 1,916,4691.9m $253.4m $253.4m 0.06% Reduced -10.4k -10,435
42 North of South Capital LLP 27.01% of their portfolio LONDON, X0 1,828,8641.8m $241.8m $241.8m 27.01% Reduced -146.9k -146,896
43 DIMENSIONAL FUND ADVISORS LP 0.06% of their portfolio AUSTIN, TX 1,790,9731.8m $236.8m $236.8m 0.06% Added +49.5k +49,488
44 Man Group plc 0.67% of their portfolio LONDON, X0 1,692,5841.7m $223.8m $223.8m 0.67% Reduced -204.7k -204,742
45 NORTHERN TRUST CORP 0.03% of their portfolio CHICAGO, IL 1,639,9181.6m $216.8m $216.8m 0.03% Added +127.0k +126,959
46 Allspring Global Investments Holdings, LLC 0.37% of their portfolio CHARLOTTE, NC 1,623,9011.6m $215.5m $215.5m 0.37% Reduced -256.0k -256,048
47 PUBLIC INVESTMENT FUND 1.09% of their portfolio AL AQIQ DISTRICT, RIYADH, T0 1,610,6541.6m $213.0m $213.0m 1.09% Unchanged
48 MILLENNIUM MANAGEMENT LLC 0.20% of their portfolio NEW YORK, NY 1,589,3801.6m $210.2m $210.2m 0.20% Added +427.8k +427,826
49 BAMCO INC /NY/ 0.59% of their portfolio NEW YORK, NY 1,522,8151.5m $201.4m $201.4m 0.59% Added +88.2k +88,195
50 WELLS FARGO & COMPANY/MN 0.05% of their portfolio SAN FRANCISCO, CA 1,464,5141.5m $193.7m $193.7m 0.05% Added +698.0k +698,042
51 RENAISSANCE TECHNOLOGIES LLC 0.29% of their portfolio NEW YORK, NY 1,429,3361.4m $189.0m $189.0m 0.29% Reduced -1.6m -1,566,304
52 MARTIN CURRIE LTD 7.60% of their portfolio EDINBURGH, X0 1,426,0641.4m $188.6m $188.6m 7.60% Reduced -162.9k -162,943
53 MARSHALL WACE, LLP 0.25% of their portfolio LONDON, X0 1,408,5541.4m $186.3m $186.3m 0.25% Added +1.2m +1,228,828
54 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.30% of their portfolio BALA CYNWYD, PA 1,405,6251.4m $185.9m $185.9m 0.30% Reduced -411.5k -411,524
55 CAUSEWAY CAPITAL MANAGEMENT LLC 3.75% of their portfolio LOS ANGELES, CA 1,356,0101.4m $179.3m $179.3m 3.75% Added +404.8k +404,842
56 Polunin Capital Partners Ltd 26.60% of their portfolio LONDON, X0 1,325,1201.3m $131.7m $131.7m 26.60% Added +908.5k +908,544
57 NEUBERGER BERMAN GROUP LLC 0.15% of their portfolio NEW YORK, NY 1,323,9471.3m $175.1m $175.1m 0.15% Added +212.6k +212,555
58 NORDEA INVESTMENT MANAGEMENT AB 0.18% of their portfolio STOCKHOLM, V7 1,289,1481.3m $168.1m $168.1m 0.18% Reduced -16.6k -16,578
59 EMINENCE CAPITAL, LP 2.79% of their portfolio NEW YORK, NY 1,261,4321.3m $166.8m $166.8m 2.79% Reduced -480.0k -479,983
60 Alphadyne Asset Management LP 46.32% of their portfolio NEW YORK, NY 1,239,6521.2m $163.9m $163.9m 46.32% New
61 Ruffer LLP 6.16% of their portfolio LONDON, X0 1,210,4091.2m $160.1m $160.1m 6.16% Reduced -399.0k -398,995
62 WELLINGTON MANAGEMENT GROUP LLP 0.03% of their portfolio Boston, MA 1,116,0801.1m $147.6m $147.6m 0.03% Reduced -475.6k -475,613
63 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.54% of their portfolio JUPITER, FL 1,112,3451.1m $147.1m $147.1m 0.54% Added +242.8k +242,816
64 MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.28% of their portfolio CAUSEWAY BAY, K3 1,006,2821.0m $133.1m $133.1m 0.28% Reduced -6.1k -6,147
65 VOYA INVESTMENT MANAGEMENT LLC 0.07% of their portfolio ATLANTA, GA 909,960910.0k $120.3m $120.3m 0.07% Added +870.4k +870,360
66 Clear Street Derivatives LLC 2.00% of their portfolio NEW YORK, NY 878,153878.2k $116.1m $116.1m 2.00% Added +327.5k +327,500
67 RAYMOND JAMES FINANCIAL INC 0.04% of their portfolio ST. PETERSBURG, FL 845,385845.4k $111.8m $111.8m 0.04% Added +89.4k +89,443
68 Amundi 0.04% of their portfolio Paris, I0 838,838838.8k $108.5m $108.5m 0.04% Added +192.8k +192,780
69 CapitalatWork S.A. 3.48% of their portfolio AUDERGHEM, C9 809,928809.9k $107.1m $107.1m 3.48% Added +27.9k +27,894
70 UG Investment Advisers Ltd. 28.66% of their portfolio SINGAPORE, U0 791,239791.2k $104.6m $104.6m 28.66% Unchanged
71 BANK OF MONTREAL /CAN/ 0.05% of their portfolio TORONTO, A6 774,366774.4k $102.4m $102.4m 0.05% Reduced -373.3k -373,270
72 Handelsbanken Fonder AB 0.41% of their portfolio STOCKHOLM, V7 749,556749.6k $99.1m $99.1m 0.41% Reduced -73.3k -73,348
73 JANE STREET GROUP, LLC 0.17% of their portfolio NEW YORK, NY 730,325730.3k $96.6m $96.6m 0.17% Reduced -1.7m -1,651,711
74 JENNISON ASSOCIATES LLC 0.07% of their portfolio NEW YORK, NY 726,695726.7k $96.1m $96.1m 0.07% New
75 Balyasny Asset Management L.P. 0.24% of their portfolio Chicago, IL 724,353724.4k $95.8m $95.8m 0.24% Added +602.4k +602,433
76 AXA S.A. 0.31% of their portfolio PARIS, I0 717,380717.4k $94.9m $94.9m 0.31% Added +206.8k +206,819
77 Caisse de depot et placement du Quebec 0.20% of their portfolio Montreal, A8 708,200708.2k $93.6m $93.6m 0.20% New
78 GMT Capital Corp 4.85% of their portfolio ATLANTA, GA 691,000691.0k $91.4m $91.4m 4.85% Reduced -76.4k -76,400
79 Squarepoint Ops LLC 0.22% of their portfolio NEW YORK, NY 673,676673.7k $89.1m $89.1m 0.22% Reduced -562.9k -562,916
80 D. E. Shaw & Co., Inc. 0.10% of their portfolio New York, NY 668,572668.6k $88.4m $88.4m 0.10% Added +297.2k +297,244
81 EDMOND DE ROTHSCHILD HOLDING S.A. 1.56% of their portfolio CHAMBESY, V8 668,122668.1k $88.3m $88.3m 1.56% Reduced -59.2k -59,200
82 HighTower Advisors, LLC 0.12% of their portfolio CHICAGO, IL 654,096654.1k $86.5m $86.5m 0.12% Reduced -20.3k -20,266
83 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 639,494639.5k $84.6m $84.6m 0.00% Reduced -24.5k -24,464
84 SEI INVESTMENTS CO 0.11% of their portfolio OAKS, PA 630,647630.6k $83.4m $83.4m 0.11% Added +176.5k +176,513
85 CITADEL ADVISORS LLC 0.08% of their portfolio MIAMI, FL 627,050627.0k $82.9m $82.9m 0.08% Added +82.5k +82,533
86 Qube Research & Technologies Ltd 0.13% of their portfolio LONDON, X0 624,543624.5k $82.6m $82.6m 0.13% Reduced -2.4m -2,407,576
87 DJE Kapital AG 2.39% of their portfolio 82049 PULLACH, 2M 620,210620.2k $80.7m $80.7m 2.39% Added +332.1k +332,066
88 RWC ASSET ADVISORS (US) LLC 14.82% of their portfolio MIAMI, FL 615,165615.2k $81.3m $81.3m 14.82% Added +530 +530
89 Maple Rock Capital Partners Inc. 5.82% of their portfolio Toronto, A6 603,315603.3k $79.8m $79.8m 5.82% Reduced -168.0k -167,985
90 Greenwoods Asset Management Hong Kong Ltd. 2.46% of their portfolio HONG KONG, K3 601,142601.1k $79.5m $79.5m 2.46% New
91 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 579,704579.7k $76.6m $76.6m 0.02% Added +108.1k +108,052
92 Gladstone Capital Management LLP 7.80% of their portfolio LONDON, X0 572,542572.5k $75.7m $75.7m 7.80% Added +571.5k +571,542
93 Capital World Investors 0.01% of their portfolio LOS ANGELES, CA 566,741566.7k $74.9m $74.9m 0.01% Added +6.9k +6,890
94 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 562,817562.8k $74.4m $74.4m 0.03% Added +56.1k +56,056
95 DEUTSCHE BANK AG\ 0.03% of their portfolio FRANKFURT AM MAIN, 2M 562,678562.7k $74.4m $74.4m 0.03% Added +145.4k +145,389
96 Carrhae Capital LLP 8.59% of their portfolio London, X0 558,973559.0k $73.9m $73.9m 8.59% New
97 BRANDES INVESTMENT PARTNERS, LP 0.74% of their portfolio LA JOLLA, CA 553,653553.7k $73.2m $73.2m 0.74% Reduced -107.6k -107,608
98 LORD, ABBETT & CO. LLC 0.26% of their portfolio JERSEY CITY, NJ 551,877551.9k $73.0m $73.0m 0.26% New
99 Russell Investments Group, Ltd. 0.10% of their portfolio Seattle, WA 545,158545.2k $72.1m $72.1m 0.10% Reduced -57.6k -57,623
100 Altimeter Capital Management, LP 1.44% of their portfolio MENLO PARK, CA 540,370540.4k $71.5m $71.5m 1.44% New