Vault-13

ALIBABA GROUP HLDG LTD BABA

SPONSORED ADS · ADR · CUSIP 01609W102 · ISIN US01609W1027

Chinese multinational technology company

1,238 institutional holders +128 vs Q2 2024
382,154,827382.2m shares reported held*
$40.3bnreported value*
224 new 385 added 420 reduced 103 sold out net bought ≈ $2.2bn (+23.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($92.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $105.40. Options: 95 managers hold calls ($13.3bn notional), 70 hold puts ($7.8bn).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 1,144Q4 22: 1,175Q1 23: 1,254Q2 23: 1,159Q3 23: 1,161Q4 23: 1,163Q1 24: 1,127Q2 24: 1,110Q3 24: 1,2381,238Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 20221,144
Q4 20221,175
Q1 20231,254
Q2 20231,159
Q3 20231,161
Q4 20231,163
Q1 20241,127
Q2 20241,110
Q3 20241,238

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ4 22: 427 bought or addedQ4 22: 623 cut or sold outQ1 23: 624 bought or addedQ1 23: 480 cut or sold outQ1 23Q2 23: 482 bought or addedQ2 23: 600 cut or sold outQ3 23: 502 bought or addedQ3 23: 499 cut or sold outQ3 23Q4 23: 429 bought or addedQ4 23: 646 cut or sold outQ1 24: 584 bought or addedQ1 24: 521 cut or sold outQ1 24Q2 24: 479 bought or addedQ2 24: 521 cut or sold outQ3 24: 609 bought or addedQ3 24: 523 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022427623
Q1 2023624480
Q2 2023482600
Q3 2023502499
Q4 2023429646
Q1 2024584521
Q2 2024479521
Q3 2024609523

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5bn$10bn$15bnQ4 23 calls: $8.9bnQ4 23 puts: $5.3bnQ4 23P/C 0.60Q1 24 calls: $6.2bnQ1 24 puts: $5.1bnQ1 24P/C 0.83Q2 24 calls: $6.9bnQ2 24 puts: $4.0bnQ2 24P/C 0.59Q3 24 calls: $13.3bnQ3 24 puts: $7.8bnQ3 24P/C 0.59
Numbers
QuarterCallsPutsP/C
Q4 2023$8.9bn$5.3bn0.60
Q1 2024$6.2bn$5.1bn0.83
Q2 2024$6.9bn$4.0bn0.59
Q3 2024$13.3bn$7.8bn0.59

Biggest buyers

Assenagon Asset Management S.A. Added +5,715,155+5.7m
Invesco Ltd. Added +5,557,447+5.6m
NORGES BANK Added +5,095,970+5.1m
JPMORGAN CHASE & CO Added +4,757,932+4.8m
PRICE T ROWE ASSOCIATES INC /MD/ Added +4,174,901+4.2m
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC Added +3,740,150+3.7m
HHLR ADVISORS, LTD. Added +3,448,152+3.4m
FMR LLC Added +2,959,954+3.0m
OLD MISSION CAPITAL LLC New +2,506,596+2.5m
COATUE MANAGEMENT LLC Added +2,441,557+2.4m

Biggest sellers

JANE STREET GROUP, LLC Reduced -5,507,578-5.5m
BANK OF AMERICA CORP /DE/ Reduced -3,676,918-3.7m
ARGA Investment Management, LP Reduced -2,623,450-2.6m
Point72 Asset Management, L.P. Reduced -1,200,499-1.2m
MORGAN STANLEY Reduced -1,166,785-1.2m
CITADEL ADVISORS LLC Reduced -1,119,655-1.1m
Carmignac Gestion Reduced -1,100,949-1.1m
GROUP ONE TRADING LLC Sold out -941,185-941.2k
H&H International Investment, LLC Reduced -863,100-863.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -856,161-856.2k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $2.2bn20.3m shares
JANE STREET GROUP, LLC Added $1.7bn16.4m shares
CITADEL ADVISORS LLC Added $1.6bn14.9m shares
GOLDMAN SACHS GROUP INC Added $1.2bn10.9m shares
SIMPLEX TRADING, LLC Reduced $974.6m9.2m shares
IMC-Chicago, LLC Added $742.0m7.0m shares
CTC LLC Added $519.0m48.9k shares
MILLENNIUM MANAGEMENT LLC Added $503.5m4.7m shares
GROUP ONE TRADING LLC Added $488.1m4.6m shares
PEAK6 Investments LLC Added $441.4m4.2m shares

Biggest puts

CITADEL ADVISORS LLC Added $1.2bn11.0m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.1bn10.6m shares
JANE STREET GROUP, LLC Reduced $660.9m6.2m shares
MILLENNIUM MANAGEMENT LLC Added $606.2m5.7m shares
SIMPLEX TRADING, LLC Added $454.0m4.3m shares
IMC-Chicago, LLC Added $451.1m4.3m shares
D. E. Shaw & Co., Inc. Added $400.1m3.8m shares
GOLDMAN SACHS GROUP INC Added $395.6m3.7m shares
GROUP ONE TRADING LLC Added $259.5m2.4m shares
CTC LLC Reduced $253.6m23.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q3 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q3 2024.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.12% of their portfolio NEW YORK, NY 27,968,39628.0m $3.0bn $3.0bn 0.12% Added +4.8m +4,757,932
2 PRIMECAP MANAGEMENT CO/CA/ 1.71% of their portfolio PASADENA, CA 21,917,55221.9m $2.3bn $2.3bn 1.71% Added +46.6k +46,565
3 Sanders Capital, LLC 2.84% of their portfolio West Palm Beach, FL 18,460,43418.5m $2.0bn $2.0bn 2.84% Added +60.7k +60,667
4 Dodge & Cox 1.09% of their portfolio San Francisco, CA 18,086,57018.1m $1.9bn $1.9bn 1.09% Added +52.5k +52,500
5 FIL Ltd 1.35% of their portfolio HAMILTON, D0 14,023,20014.0m $1.5bn $1.5bn 1.35% Added +821.6k +821,563
6 PRICE T ROWE ASSOCIATES INC /MD/ 0.16% of their portfolio BALTIMORE, MD 12,798,90812.8m $1.4bn $1.4bn 0.16% Added +4.2m +4,174,901
7 NORGES BANK 0.16% of their portfolio OSLO, Q8 10,730,84310.7m $1.1bn $1.1bn 0.16% Added +5.1m +5,095,970
8 GOLDMAN SACHS GROUP INC 0.21% of their portfolio NEW YORK, NY 10,143,44410.1m $1.1bn $1.1bn 0.21% Added +732.2k +732,224
9 APPALOOSA LP 15.76% of their portfolio Short Hills, NJ 10,000,00010.0m $1.1bn $1.1bn 15.76% Reduced -500.0k -500,000
10 MORGAN STANLEY 0.07% of their portfolio NEW YORK, NY 9,600,1589.6m $1.0bn $1.0bn 0.07% Reduced -1.2m -1,166,785
11 Temasek Holdings (Private) Ltd 3.96% of their portfolio SINGAPORE, U0 9,207,8979.2m $977.1m $977.1m 3.96% Unchanged
12 HSBC HOLDINGS PLC 0.59% of their portfolio LONDON, X0 8,878,3458.9m $947.3m $947.3m 0.59% Reduced -805.1k -805,102
13 HHLR ADVISORS, LTD. 20.57% of their portfolio GRAND CAYMAN, E9 8,827,6008.8m $936.8m $936.8m 20.57% Added +3.4m +3,448,152
14 BANK OF AMERICA CORP /DE/ 0.06% of their portfolio CHARLOTTE, NC 6,238,2366.2m $662.0m $662.0m 0.06% Reduced -3.7m -3,676,918
15 Assenagon Asset Management S.A. 1.34% of their portfolio SENNINGERBERG, N4 6,125,5426.1m $650.0m $650.0m 1.34% Added +5.7m +5,715,155
16 Invesco Ltd. 0.13% of their portfolio ATLANTA, GA 6,121,4026.1m $649.6m $649.6m 0.13% Added +5.6m +5,557,447
17 H&H International Investment, LLC 3.49% of their portfolio PALO ALTO, CA 5,443,7305.4m $577.7m $577.7m 3.49% Reduced -863.1k -863,100
18 Fisher Asset Management, LLC 0.22% of their portfolio PLANO, TX 5,015,0715.0m $532.2m $532.2m 0.22% Reduced -33.9k -33,887
19 LOOMIS SAYLES & CO L P 0.68% of their portfolio BOSTON, MA 4,897,4954.9m $519.7m $519.7m 0.68% Reduced -230.0k -230,030
20 LAZARD ASSET MANAGEMENT LLC 0.62% of their portfolio NEW YORK, NY 4,387,9244.4m $465.6m $465.6m 0.62% Added +509.5k +509,532
21 Alyeska Investment Group, L.P. 2.13% of their portfolio CHICAGO, IL 3,934,0763.9m $417.5m $417.5m 2.13% Added +2.0m +2,019,503
22 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.11% of their portfolio NEW YORK, NY 3,857,7603.9m $409.4m $409.4m 0.11% Added +3.7m +3,740,150
23 FMR LLC 0.02% of their portfolio BOSTON, MA 3,611,5713.6m $383.3m $383.3m 0.02% Added +3.0m +2,959,954
24 BlackRock, Inc. 0.01% of their portfolio New York, NY 3,242,9633.2m $344.1m $344.1m 0.01% First filing
25 UBS Group AG 0.09% of their portfolio ZURICH, V8 3,110,4103.1m $330.1m $330.1m 0.09% Reduced -704.9k -704,928
26 JANE STREET GROUP, LLC 0.52% of their portfolio NEW YORK, NY 3,062,4753.1m $325.0m $325.0m 0.52% Reduced -5.5m -5,507,578
27 Discerene Group LP 37.37% of their portfolio STAMFORD, CT 2,967,0873.0m $314.9m $314.9m 37.37% Added +10 +10
28 RWWM, INC. 27.95% of their portfolio ROCKLIN, CA 2,851,1982.9m $302.6m $302.6m 27.95% Reduced -113.4k -113,434
29 AMF Tjanstepension AB 2.12% of their portfolio STOCKHOLM, V7 2,789,8832.8m $296.1m $296.1m 2.12% Added +179.0k +178,999
30 COATUE MANAGEMENT LLC 1.07% of their portfolio New York, NY 2,714,2162.7m $288.0m $288.0m 1.07% Added +2.4m +2,441,557
31 MACQUARIE GROUP LTD 0.31% of their portfolio Sydney, NSW 2000, C3 2,710,4212.7m $287.6m $287.6m 0.31% Added +65.6k +65,633
32 CITIGROUP INC 0.26% of their portfolio NEW YORK, NY 2,679,5122.7m $284.3m $284.3m 0.26% Reduced -484.7k -484,682
33 Ruffer LLP 8.80% of their portfolio LONDON, X0 2,630,8392.6m $279.2m $279.2m 8.80% Added +304.6k +304,581
34 OLD MISSION CAPITAL LLC 5.84% of their portfolio CHICAGO, IL 2,506,5962.5m $266.0m $266.0m 5.84% New
35 Brookfield Corp /ON/ 1.42% of their portfolio TORONTO, A6 2,368,0552.4m $251.3m $251.3m 1.42% Reduced -366.1k -366,060
36 ROYAL BANK OF CANADA 0.05% of their portfolio TORONTO, A6 2,148,1522.1m $228.0m $228.0m 0.05% Added +178.9k +178,855
37 Allspring Global Investments Holdings, LLC 0.33% of their portfolio CHARLOTTE, NC 1,993,6172.0m $211.6m $211.6m 0.33% Reduced -123.2k -123,157
38 WELLINGTON MANAGEMENT GROUP LLP 0.04% of their portfolio Boston, MA 1,981,2052.0m $210.2m $210.2m 0.04% Reduced -11.9k -11,947
39 Blue Pool Management Ltd. 75.03% of their portfolio CAUSEWAY BAY, K3 1,957,5002.0m $207.7m $207.7m 75.03% Unchanged
40 Slate Path Capital LP 3.43% of their portfolio New York, NY 1,929,3001.9m $204.7m $204.7m 3.43% Added +762.8k +762,800
41 Man Group plc 0.56% of their portfolio LONDON, X0 1,852,0941.9m $196.5m $196.5m 0.56% Reduced -254.5k -254,543
42 EMINENCE CAPITAL, LP 2.97% of their portfolio NEW YORK, NY 1,843,7231.8m $195.7m $195.7m 2.97% Added +13.3k +13,336
43 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.04% of their portfolio ORLANDO, FL 1,697,3581.7m $16.0k $16.0k 0.04% Added +1.7m +1,679,117
44 North of South Capital LLP 26.96% of their portfolio LONDON, X0 1,675,3281.7m $177.8m $177.8m 26.96% Added +418.6k +418,609
45 MARSHALL WACE, LLP 0.23% of their portfolio LONDON, X0 1,657,7161.7m $175.9m $175.9m 0.23% Added +232.8k +232,772
46 MARTIN CURRIE LTD 6.34% of their portfolio EDINBURGH, X0 1,656,2481.7m $178.6m $178.6m 6.34% Reduced -168.3k -168,257
47 DIMENSIONAL FUND ADVISORS LP 0.04% of their portfolio AUSTIN, TX 1,637,5691.6m $173.8m $173.8m 0.04% Reduced -223.6k -223,570
48 MILLENNIUM MANAGEMENT LLC 0.15% of their portfolio NEW YORK, NY 1,624,3871.6m $172.4m $172.4m 0.15% Reduced -457.4k -457,380
49 PUBLIC INVESTMENT FUND 0.88% of their portfolio AL AQIQ DISTRICT, RIYADH, T0 1,610,6541.6m $170.9m $170.9m 0.88% Unchanged
50 NORDEA INVESTMENT MANAGEMENT AB 0.20% of their portfolio STOCKHOLM, V7 1,582,1541.6m $173.5m $173.5m 0.20% Reduced -69.2k -69,184
51 ALLIANCEBERNSTEIN L.P. 0.06% of their portfolio NASHVILLE, TN 1,553,6941.6m $164.9m $164.9m 0.06% Reduced -115.6k -115,615
52 AMERICAN CENTURY COMPANIES INC 0.09% of their portfolio KANSAS CITY, MO 1,435,4511.4m $152.3m $152.3m 0.09% Reduced -115.7k -115,683
53 BAMCO INC /NY/ 0.40% of their portfolio NEW YORK, NY 1,434,6251.4m $152.2m $152.2m 0.40% Added +86.1k +86,056
54 D. E. Shaw & Co., Inc. 0.19% of their portfolio New York, NY 1,355,5761.4m $143.9m $143.9m 0.19% Added +939.4k +939,419
55 BARCLAYS PLC 0.06% of their portfolio LONDON, X0 1,332,0641.3m $141.4m $141.4m 0.06% Reduced -219.0k -219,033
56 SOROS FUND MANAGEMENT LLC 2.77% of their portfolio NEW YORK, NY 1,306,0001.3m $138.6m $138.6m 2.77% Added +281.0k +281,000
57 ARGA Investment Management, LP 4.52% of their portfolio STAMFORD, CT 1,287,8821.3m $136.7m $136.7m 4.52% Reduced -2.6m -2,623,450
58 BNP PARIBAS FINANCIAL MARKETS 0.12% of their portfolio PARIS, I0 1,177,4391.2m $124.9m $124.9m 0.12% Reduced -33.1k -33,104
59 Russell Investments Group, Ltd. 0.18% of their portfolio Seattle, WA 1,174,0531.2m $124.6m $124.6m 0.18% Added +68.3k +68,263
60 GMT Capital Corp 4.96% of their portfolio ATLANTA, GA 1,170,7001.2m $124.2m $124.2m 4.96% Reduced -87.8k -87,800
61 RWC ASSET ADVISORS (US) LLC 13.97% of their portfolio MIAMI, FL 1,101,4441.1m $116.9m $116.9m 13.97% Added +304.2k +304,232
62 Aspex Management (HK) Ltd 3.07% of their portfolio CENTRAL, K3 1,093,0541.1m $116.0m $116.0m 3.07% New
63 JANUS HENDERSON GROUP PLC 0.06% of their portfolio LONDON, X0 1,081,1881.1m $114.8m $114.8m 0.06% Added +490.7k +490,694
64 Maple Rock Capital Partners Inc. 6.42% of their portfolio Toronto, A6 1,064,3001.1m $112.9m $112.9m 6.42% Reduced -13.2k -13,200
65 NORTHERN TRUST CORP 0.02% of their portfolio CHICAGO, IL 1,022,0461.0m $108.5m $108.5m 0.02% Added +92.0k +91,964
66 Employees Provident Fund Board 1.45% of their portfolio SHAH ALAM, N8 1,000,0001.0m $106.1m $106.1m 1.45% Unchanged
67 NEUBERGER BERMAN GROUP LLC 0.08% of their portfolio NEW YORK, NY 972,727972.7k $103.2m $103.2m 0.08% Added +109.6k +109,601
68 RENAISSANCE TECHNOLOGIES LLC 0.15% of their portfolio NEW YORK, NY 971,000971.0k $103.0m $103.0m 0.15% Reduced -364.6k -364,600
69 MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.22% of their portfolio CAUSEWAY BAY, K3 904,515904.5k $96.0m $96.0m 0.22% Added +90.6k +90,573
70 CAUSEWAY CAPITAL MANAGEMENT LLC 2.31% of their portfolio LOS ANGELES, CA 887,317887.3k $94.2m $94.2m 2.31% Added +240.7k +240,713
71 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.01% of their portfolio BOSTON, MA 886,190886.2k $12.1m $12.1m 0.01% Added +473.4k +473,423
72 SIMPLEX TRADING, LLC 3.07% of their portfolio CHICAGO, IL 859,211859.2k $91.2m $91.2m 3.07% Added +60.0k +59,965
73 EDMOND DE ROTHSCHILD HOLDING S.A. 1.44% of their portfolio CHAMBESY, V8 840,611840.6k $89.2m $89.2m 1.44% Reduced -125.3k -125,330
74 Handelsbanken Fonder AB 0.35% of their portfolio STOCKHOLM, V7 822,904822.9k $87.3m $87.3m 0.35% Added +50.0k +50,000
75 Contrarius Investment Management Ltd 4.95% of their portfolio St. Helier, Y9 818,953819.0k $86.9m $86.9m 4.95% Reduced -240.9k -240,928
76 HighTower Advisors, LLC 0.12% of their portfolio CHICAGO, IL 794,966795.0k $84.3m $84.3m 0.12% Reduced -59.9k -59,938
77 Trivest Advisors Ltd 4.76% of their portfolio Hong Kong, K3 790,000790.0k $83.8m $83.8m 4.76% Added +760.0k +760,000
78 CapitalatWork S.A. 2.85% of their portfolio AUDERGHEM, C9 780,335780.3k $82.8m $82.8m 2.85% Added +30.7k +30,740
79 Hudson Bay Capital Management LP 0.57% of their portfolio STAMFORD, CT 780,000780.0k $82.8m $82.8m 0.57% Added +355.0k +355,000
80 Qube Research & Technologies Ltd 0.14% of their portfolio LONDON, X0 742,423742.4k $78.8m $78.8m 0.14% Added +117.9k +117,920
81 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 733,328733.3k $77.8m $77.8m 0.02% Reduced -1.2k -1,182
82 Carrhae Capital LLP 8.79% of their portfolio London, X0 724,856724.9k $76.9m $76.9m 8.79% Reduced -276.2k -276,192
83 BRANDES INVESTMENT PARTNERS, LP 0.85% of their portfolio LA JOLLA, CA 714,770714.8k $75.9m $75.9m 0.85% Added +3.7k +3,716
84 GTS SECURITIES LLC 1.48% of their portfolio NEW YORK, NY 692,588692.6k $73.5m $73.5m 1.48% Added +203.9k +203,889
85 Gladstone Capital Management LLP 6.01% of their portfolio LONDON, X0 673,317673.3k $71.5m $71.5m 6.01% Added +570.2k +570,176
86 Patient Capital Management, LLC 3.43% of their portfolio BALTIMORE, MD 658,726658.7k $69.9m $69.9m 3.43% Reduced -67.8k -67,800
87 Long Focus Capital Management, LLC 5.96% of their portfolio SAN JUAN, PR 635,000635.0k $67.4m $67.4m 5.96% Unchanged
88 COWEN AND COMPANY, LLC 2.31% of their portfolio NEW YORK, NY 631,199631.2k $67.0m $67.0m 2.31% Added +106.6k +106,573
89 Legal & General Group Plc 0.02% of their portfolio London, X0 603,842603.8k $64.1m $64.1m 0.02% Reduced -63.4k -63,373
90 BANK OF MONTREAL /CAN/ 0.03% of their portfolio TORONTO, A6 595,626595.6k $63.9m $63.9m 0.03% New
91 SEI INVESTMENTS CO 0.08% of their portfolio OAKS, PA 586,396586.4k $62.2m $62.2m 0.08% Reduced -114.3k -114,331
92 BANCO BILBAO VIZCAYA ARGENTARIA, S.A. 0.52% of their portfolio Madrid, U3 575,946575.9k $51.6m $51.6m 0.52% Reduced -274.2k -274,151
93 CANADA PENSION PLAN INVESTMENT BOARD 0.06% of their portfolio TORONTO ONTARIO, A6 575,000575.0k $61.0m $61.0m 0.06% Added +414.6k +414,600
94 Capital World Investors 0.01% of their portfolio LOS ANGELES, CA 560,073560.1k $59.4m $59.4m 0.01% Added +40.0k +39,972
95 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 531,933531.9k $56.4m $56.4m 0.00% Reduced -1.8k -1,840
96 M&G PLC 0.28% of their portfolio London, X0 520,057520.1k $55.1m $55.1m 0.28% Added +9.0k +9,026
97 UG Investment Advisers Ltd. 20.53% of their portfolio SINGAPORE, U0 514,922514.9k $54.6m $54.6m 20.53% Reduced -19.8k -19,802
98 Bridgewater Associates, LP 0.31% of their portfolio Westport, CT 512,303512.3k $54.4m $54.4m 0.31% New
99 Clark Capital Management Group, Inc. 0.37% of their portfolio PHILADELPHIA, PA 503,130503.1k $53.4m $53.4m 0.37% New
100 NOVO HOLDINGS A/S 2.64% of their portfolio HELLERUP, G7 500,827500.8k $53.1m $53.1m 2.64% Unchanged