Vault-13

ALIBABA GROUP HLDG LTD BABA

SPONSORED ADS · ADR · CUSIP 01609W102 · ISIN US01609W1027

Chinese multinational technology company

1,175 institutional holders +31 vs Q3 2022
378,919,251378.9m shares reported held*
$33.7bnreported value*
136 new 291 added 481 reduced 142 sold out net bought ≈ $312.1m (+3.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($94.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $88.88. Options: 89 managers hold calls ($8.6bn notional), 57 hold puts ($5.2bn).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 1,144Q4 22: 1,1751,175Q3 22Q4 22
Numbers
QuarterHolders
Q3 20221,144
Q4 20221,175

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2.5bn$5bn$7.5bn$10bnQ3 22 calls: $7.6bnQ3 22 puts: $6.1bnQ3 22P/C 0.80Q4 22 calls: $8.6bnQ4 22 puts: $5.2bnQ4 22P/C 0.60
Numbers
QuarterCallsPutsP/C
Q3 2022$7.6bn$6.1bn0.80
Q4 2022$8.6bn$5.2bn0.60

Biggest buyers

COATUE MANAGEMENT LLC Added +4,796,186+4.8m
Segantii Capital Management Ltd Added +3,229,343+3.2m
Carmignac Gestion Added +3,086,382+3.1m
MARSHALL WACE, LLP Added +2,968,000+3.0m
BSN CAPITAL PARTNERS Ltd New +2,257,845+2.3m
UBS Group AG Added +2,224,258+2.2m
FARALLON CAPITAL MANAGEMENT, L.L.C. Added +2,197,000+2.2m
JPMORGAN CHASE & CO Added +1,976,177+2.0m
Trivest Advisors Ltd Added +1,961,900+2.0m
Artisan Partners Limited Partnership Added +1,527,808+1.5m

Biggest sellers

CREDIT AGRICOLE S A Reduced -8,053,244-8.1m
PRICE T ROWE ASSOCIATES INC /MD/ Reduced -3,658,630-3.7m
GOLDMAN SACHS GROUP INC Reduced -3,322,158-3.3m
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Sold out -3,301,633-3.3m
MASSACHUSETTS FINANCIAL SERVICES CO /MA/ Reduced -2,590,309-2.6m
FMR LLC Reduced -2,194,211-2.2m
JANE STREET GROUP, LLC Reduced -2,079,720-2.1m
Capital Research Global Investors Sold out -1,525,459-1.5m
Mizuho Markets Cayman LP Sold out -1,457,065-1.5m
FRED ALGER MANAGEMENT, LLC Reduced -1,452,442-1.5m

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $914.3m10.4m shares
GOLDMAN SACHS GROUP INC Added $819.2m9.3m shares
CITADEL ADVISORS LLC Reduced $801.3m9.1m shares
CTC LLC Reduced $689.8m78.3k shares
JANE STREET GROUP, LLC Reduced $674.6m7.7m shares
GROUP ONE TRADING LLC Added $603.2m6.8m shares
BARCLAYS PLC First filing $474.3m5.4m shares
SIMPLEX TRADING, LLC Added $399.5m4.5m shares
IMC-Chicago, LLC Added $392.1m4.5m shares
Parallax Volatility Advisers, L.P. Added $356.6m4.0m shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $825.4m9.4m shares
CITADEL ADVISORS LLC Added $603.8m6.9m shares
JANE STREET GROUP, LLC Reduced $478.9m5.4m shares
NOMURA HOLDINGS INC Reduced $362.1m4.1m shares
GOLDMAN SACHS GROUP INC Reduced $312.5m3.5m shares
CTC LLC Reduced $303.1m34.4k shares
Laurion Capital Management LP Reduced $277.7m3.2m shares
D. E. Shaw & Co., Inc. Reduced $243.0m2.8m shares
MILLENNIUM MANAGEMENT LLC Reduced $227.6m2.6m shares
SIMPLEX TRADING, LLC Reduced $207.6m2.4m shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q4 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2022.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GOLDMAN SACHS GROUP INC 0.54% of their portfolio NEW YORK, NY 21,580,63621.6m $1.9bn $1.9bn 0.54% Reduced -3.3m -3,322,158
2 PRIMECAP MANAGEMENT CO/CA/ 1.39% of their portfolio PASADENA, CA 17,278,62717.3m $1.5bn $1.5bn 1.39% Reduced -107.6k -107,580
3 Dodge & Cox 0.84% of their portfolio San Francisco, CA 13,979,07014.0m $1.2bn $1.2bn 0.84% Reduced -195.2k -195,200
4 HSBC HOLDINGS PLC 1.43% of their portfolio LONDON, X0 13,085,86813.1m $1.2bn $1.2bn 1.43% Reduced -326.9k -326,872
5 MORGAN STANLEY 0.13% of their portfolio NEW YORK, NY 12,815,51412.8m $1.1bn $1.1bn 0.13% Added +142.6k +142,563
6 FIL Ltd 1.15% of their portfolio HAMILTON, D0 10,888,80410.9m $959.2m $959.2m 1.15% Added +829.5k +829,548
7 JPMORGAN CHASE & CO 0.12% of their portfolio NEW YORK, NY 9,315,7379.3m $820.6m $820.6m 0.12% Added +2.0m +1,976,177
8 Temasek Holdings (Private) Ltd 4.74% of their portfolio SINGAPORE, U0 9,210,9979.2m $811.4m $811.4m 4.74% Unchanged
9 BANK OF AMERICA CORP /DE/ 0.09% of their portfolio CHARLOTTE, NC 7,964,9108.0m $701.6m $701.6m 0.09% Added +447.1k +447,099
10 PRICE T ROWE ASSOCIATES INC /MD/ 0.11% of their portfolio BALTIMORE, MD 7,910,1307.9m $696.8m $696.8m 0.11% Reduced -3.7m -3,658,630
11 Aspex Management (HK) Ltd 15.31% of their portfolio CENTRAL, K3 6,209,4316.2m $547.0m $547.0m 15.31% Added +675.5k +675,538
12 FMR LLC 0.05% of their portfolio BOSTON, MA 5,901,7535.9m $519.9m $519.9m 0.05% Reduced -2.2m -2,194,211
13 LOOMIS SAYLES & CO L P 1.02% of their portfolio BOSTON, MA 5,792,9225.8m $510.3m $510.3m 1.02% Reduced -356.1k -356,114
14 BlackRock Inc. 0.01% of their portfolio New York, NY 5,380,9475.4m $474.0m $474.0m 0.01% Added +1.2m +1,213,381
15 COATUE MANAGEMENT LLC 4.94% of their portfolio New York, NY 5,001,4035.0m $440.6m $440.6m 4.94% Added +4.8m +4,796,186
16 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.22% of their portfolio NEW YORK, NY 4,691,7924.7m $413.3m $413.3m 0.22% Reduced -322.1k -322,132
17 Segantii Capital Management Ltd 15.23% of their portfolio HONG KONG, K3 4,467,8734.5m $395.3m $395.3m 15.23% Added +3.2m +3,229,343
18 Artisan Partners Limited Partnership 0.69% of their portfolio Milwaukee, WI 4,408,6154.4m $388.4m $388.4m 0.69% Added +1.5m +1,527,808
19 UBS Group AG 0.19% of their portfolio ZURICH, V8 4,399,5474.4m $387.6m $387.6m 0.19% Added +2.2m +2,224,258
20 STATE STREET CORP 0.02% of their portfolio BOSTON, MA 4,202,2074.2m $370.2m $370.2m 0.02% Reduced -47.1k -47,081
21 JANE STREET GROUP, LLC 0.65% of their portfolio NEW YORK, NY 3,933,1623.9m $346.5m $346.5m 0.65% Reduced -2.1m -2,079,720
22 DIMENSIONAL FUND ADVISORS LP 0.12% of their portfolio AUSTIN, TX 3,921,2823.9m $345.5m $345.5m 0.12% Reduced -69.5k -69,478
23 Fisher Asset Management, LLC 0.23% of their portfolio PLANO, TX 3,838,2703.8m $338.1m $338.1m 0.23% Reduced -324.0k -323,998
24 GENERATION INVESTMENT MANAGEMENT LLP 1.90% of their portfolio London, X0 3,735,6433.7m $329.1m $329.1m 1.90% Reduced -774.2k -774,248
25 Alpine Investment Management Ltd 51.44% of their portfolio HONG KONG, K3 3,700,0003.7m $325.9m $325.9m 51.44% First filing
26 Carmignac Gestion 5.75% of their portfolio PARIS, I0 3,615,7983.6m $318.5m $318.5m 5.75% Added +3.1m +3,086,382
27 HHLR ADVISORS, LTD. 5.81% of their portfolio GRAND CAYMAN, E9 3,122,8003.1m $275.1m $275.1m 5.81% Added +884.7k +884,700
28 H&H International Investment, LLC 2.52% of their portfolio PALO ALTO, CA 3,104,4003.1m $273.5m $273.5m 2.52% Added +187.9k +187,900
29 WELLCOME TRUST LTD (THE) as trustee of the WELLCOME TRUST 4.01% of their portfolio LONDON, X0 3,074,4833.1m $270.8m $270.8m 4.01% Unchanged
30 MARSHALL WACE, LLP 0.70% of their portfolio LONDON, X0 3,074,2123.1m $270.8m $270.8m 0.70% Added +3.0m +2,968,000
31 Brookfield Corp /ON/ 0.98% of their portfolio TORONTO, A6 2,928,4902.9m $258.0m $258.0m 0.98% Added +400.6k +400,567
32 CREDIT SUISSE AG/ 0.27% of their portfolio ZURICH, V8 2,866,3332.9m $252.5m $252.5m 0.27% Reduced -546.1k -546,103
33 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 1.25% of their portfolio TORONTO, A6 2,813,0002.8m $247.8m $247.8m 1.25% Added +2.2k +2,200
34 Jericho Capital Asset Management L.P. 18.31% of their portfolio LOS ANGELES, CA 2,806,9692.8m $247.3m $247.3m 18.31% Added +1.2m +1,206,759
35 FARALLON CAPITAL MANAGEMENT, L.L.C. 1.51% of their portfolio SAN FRANCISCO, CA 2,661,0002.7m $234.4m $234.4m 1.51% Added +2.2m +2,197,000
36 ROYAL BANK OF CANADA 0.07% of their portfolio TORONTO, A6 2,585,0662.6m $227.7m $227.7m 0.07% Reduced -271.2k -271,244
37 BARCLAYS PLC 0.19% of their portfolio LONDON, X0 2,501,8542.5m $220.4m $220.4m 0.19% First filing
38 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.43% of their portfolio BALA CYNWYD, PA 2,487,0302.5m $219.1m $219.1m 0.43% Added +1.4m +1,390,222
39 MACQUARIE GROUP LTD 0.26% of their portfolio Sydney, NSW 2000, C3 2,478,9782.5m $218.4m $218.4m 0.26% Reduced -119.1k -119,084
40 DEUTSCHE BANK AG\ 0.12% of their portfolio FRANKFURT AM MAIN, 2M 2,443,1302.4m $215.2m $215.2m 0.12% Added +449.0k +448,959
41 RWWM, INC. 27.96% of their portfolio ROCKLIN, CA 2,416,8282.4m $212.9m $212.9m 27.96% Added +235.3k +235,280
42 Allspring Global Investments Holdings, LLC 0.36% of their portfolio CHARLOTTE, NC 2,388,4302.4m $210.4m $210.4m 0.36% Reduced -63.7k -63,710
43 LAZARD ASSET MANAGEMENT LLC 0.28% of their portfolio NEW YORK, NY 2,283,2592.3m $201.1m $201.1m 0.28% Added +496.8k +496,842
44 BSN CAPITAL PARTNERS Ltd 14.12% of their portfolio 2,257,8452.3m $199.7m $199.7m 14.12% New
45 ALKEON CAPITAL MANAGEMENT LLC 1.46% of their portfolio New York, NY 2,232,4572.2m $196.7m $196.7m 1.46% Reduced -20.0k -20,021
46 SCHRODER INVESTMENT MANAGEMENT GROUP 0.30% of their portfolio London, X0 2,180,5602.2m $192.1m $192.1m 0.30% Reduced -110.8k -110,784
47 Laurion Capital Management LP 5.39% of their portfolio NEW YORK, NY 2,177,8082.2m $191.8m $191.8m 5.39% Added +783.4k +783,432
48 AMERICAN CENTURY COMPANIES INC 0.16% of their portfolio KANSAS CITY, MO 2,156,2792.2m $189.9m $189.9m 0.16% Added +592.0k +592,025
49 Point72 Asset Management, L.P. 0.72% of their portfolio STAMFORD, CT 2,150,5522.2m $189.4m $189.4m 0.72% Reduced -1.4m -1,380,520
50 Man Group plc 0.68% of their portfolio LONDON, X0 2,142,0092.1m $188.7m $188.7m 0.68% Added +66.7k +66,655
51 Handelsbanken Fonder AB 1.17% of their portfolio STOCKHOLM, V7 2,110,8312.1m $185.9m $185.9m 1.17% Added +83.7k +83,719
52 Legal & General Group Plc 0.07% of their portfolio London, X0 2,079,1722.1m $183.2m $183.2m 0.07% Added +84.9k +84,911
53 BAMCO INC /NY/ 0.60% of their portfolio NEW YORK, NY 2,016,7612.0m $177.7m $177.7m 0.60% Reduced -40.4k -40,379
54 Hao Advisors Management Ltd 76.02% of their portfolio HONG KONG, K3 2,000,0002.0m $176.2m $176.2m 76.02% First filing
55 Trivest Advisors Ltd 21.33% of their portfolio Hong Kong, K3 1,996,6002.0m $175.9m $175.9m 21.33% Added +2.0m +1,961,900
56 Invesco Ltd. 0.05% of their portfolio ATLANTA, GA 1,975,7792.0m $174.0m $174.0m 0.05% Reduced -419.6k -419,638
57 Discerene Group LP 20.71% of their portfolio STAMFORD, CT 1,903,7381.9m $167.7m $167.7m 20.71% Added +12.3k +12,334
58 NORDEA INVESTMENT MANAGEMENT AB 0.26% of their portfolio STOCKHOLM, V7 1,884,3441.9m $167.1m $167.1m 0.26% Reduced -398.4k -398,439
59 ARGA Investment Management, LP 6.54% of their portfolio STAMFORD, CT 1,740,6901.7m $153.3m $153.3m 6.54% Added +517.2k +517,230
60 NATIONAL BANK OF CANADA /FI/ 0.40% of their portfolio MONTREAL, A8 1,663,6431.7m $146.5m $146.5m 0.40% Added +377.2k +377,205
61 MARTIN CURRIE LTD 5.61% of their portfolio EDINBURGH, X0 1,631,0271.6m $143.7m $143.7m 5.61% Reduced -33.8k -33,754
62 TT International Asset Management LTD 13.64% of their portfolio LONDON, X0 1,582,1371.6m $139.4m $139.4m 13.64% Added +9.7k +9,666
63 ALLIANCEBERNSTEIN L.P. 0.06% of their portfolio NASHVILLE, TN 1,432,1231.4m $126.2m $126.2m 0.06% Added +176.7k +176,723
64 RWC ASSET ADVISORS (US) LLC 10.69% of their portfolio MIAMI, FL 1,394,3981.4m $122.8m $122.8m 10.69% Added +555.9k +555,914
65 MILLENNIUM MANAGEMENT LLC 0.14% of their portfolio NEW YORK, NY 1,392,7971.4m $122.7m $122.7m 0.14% Added +331.3k +331,271
66 CAUSEWAY CAPITAL MANAGEMENT LLC 3.54% of their portfolio LOS ANGELES, CA 1,384,8381.4m $122.0m $122.0m 3.54% Added +374.6k +374,645
67 PLATINUM INVESTMENT MANAGEMENT LTD 4.42% of their portfolio SYDNEY AUSTRALIA 2000, C3 1,317,2591.3m $116.0m $116.0m 4.42% Reduced -106.1k -106,115
68 GEODE CAPITAL MANAGEMENT, LLC 0.02% of their portfolio BOSTON, MA 1,307,8071.3m $115.2m $115.2m 0.02% Added +106.4k +106,394
69 WELLINGTON MANAGEMENT GROUP LLP 0.02% of their portfolio Boston, MA 1,279,4691.3m $112.7m $112.7m 0.02% Added +288.9k +288,934
70 CITADEL ADVISORS LLC 0.13% of their portfolio MIAMI, FL 1,234,3181.2m $108.7m $108.7m 0.13% Added +283.2k +283,223
71 Nuveen Asset Management, LLC 0.04% of their portfolio CHICAGO, IL 1,146,5221.1m $101.0m $101.0m 0.04% Added +131.6k +131,616
72 Cryder Capital Partners LLP 6.24% of their portfolio LONDON, X0 1,146,0551.1m $101.0m $101.0m 6.24% Reduced -63.7k -63,685
73 PICTET ASSET MANAGEMENT SA 0.14% of their portfolio GENEVA 73, V8 1,127,8271.1m $99.3m $99.3m 0.14% Added +834.6k +834,580
74 Mass Ave Global Inc. 31.73% of their portfolio New York, NY 1,062,1051.1m $93.6m $93.6m 31.73% Added +795.3k +795,265
75 NORGES BANK 0.02% of their portfolio OSLO, Q8 1,057,6091.1m $93.2m $93.2m 0.02% Reduced -262.2k -262,210
76 Amundi 0.07% of their portfolio Paris, I0 1,052,4901.1m $121.1m $121.1m 0.07% Added +167.4k +167,400
77 Polar Capital Holdings Plc 0.73% of their portfolio London, X0 1,038,1961.0m $91.5m $91.5m 0.73% Added +165.2k +165,238
78 PUBLIC INVESTMENT FUND 0.29% of their portfolio AL AQIQ DISTRICT, RIYADH, T0 1,035,6761.0m $91.2m $91.2m 0.29% Unchanged
79 LORD, ABBETT & CO. LLC 0.16% of their portfolio JERSEY CITY, NJ 1,020,7921.0m $89.9m $89.9m 0.16% New
80 HCEP Management Ltd 22.02% of their portfolio HONG KONG, K3 1,000,0001.0m $88.1m $88.1m 22.02% New
81 CITIGROUP INC 0.12% of their portfolio NEW YORK, NY 988,641988.6k $87.1m $87.1m 0.12% Added +16.5k +16,532
82 NORTHERN TRUST CORP 0.02% of their portfolio CHICAGO, IL 959,705959.7k $84.5m $84.5m 0.02% Reduced -2.3k -2,324
83 Alta Park Capital, LP 11.54% of their portfolio San Francisco, CA 935,754935.8k $82.4m $82.4m 11.54% New
84 D1 Capital Partners L.P. 1.68% of their portfolio New York, NY 930,000930.0k $81.9m $81.9m 1.68% New
85 L1 Capital Pty Ltd 12.53% of their portfolio MELBOURNE VIC 3000, C3 922,159922.2k $81.2m $81.2m 12.53% Added +202.1k +202,128
86 Origin Asset Management LLP 23.59% of their portfolio LONDON, X0 915,606915.6k $80.7m $80.7m 23.59% Added +33.0k +33,000
87 Tairen Capital Ltd 9.34% of their portfolio HONG KONG, K3 908,917908.9k $80.1m $80.1m 9.34% New
88 RENAISSANCE TECHNOLOGIES LLC 0.11% of their portfolio NEW YORK, NY 908,792908.8k $80.1m $80.1m 0.11% Added +100.3k +100,288
89 Genesis Investment Management, LLP 8.91% of their portfolio London, X0 906,103906.1k $79.8m $79.8m 8.91% Reduced -101.8k -101,828
90 Pentwater Capital Management LP 2.43% of their portfolio Naples, FL 880,000880.0k $77.5m $77.5m 2.43% Added +140.0k +140,000
91 NOMURA HOLDINGS INC 0.76% of their portfolio TOKYO, M0 851,228851.2k $75.0m $75.0m 0.76% Reduced -51.2k -51,248
92 AXA S.A. 0.27% of their portfolio PARIS, I0 850,531850.5k $74.9m $74.9m 0.27% Reduced -1.4m -1,383,309
93 BNP PARIBAS FINANCIAL MARKETS 0.19% of their portfolio PARIS, I0 846,176846.2k $74.5m $74.5m 0.19% Reduced -344.0k -344,043
94 Schonfeld Strategic Advisors LLC 0.61% of their portfolio NEW YORK, NY 831,500831.5k $73.2m $73.2m 0.61% Reduced -101.0k -100,963
95 Ariose Capital Management Ltd 30.73% of their portfolio CENTRAL, HONG KONG, K3 803,737803.7k $70.8m $70.8m 30.73% Reduced -156.6k -156,637
96 Leonteq Securities AG 3.52% of their portfolio ZURICH, V8 757,492757.5k $66.7m $66.7m 3.52% Reduced -74.9k -74,857
97 FEDERATED HERMES, INC. 0.18% of their portfolio PITTSBURGH, PA 733,635733.6k $64.6m $64.6m 0.18% Added +385.1k +385,137
98 Point72 Hong Kong Ltd 20.41% of their portfolio HONG KONG, K3 706,269706.3k $62.2m $62.2m 20.41% Added +238.6k +238,622
99 Broad Peak Investment Holdings Ltd. 9.71% of their portfolio SINGAPORE, U0 694,229694.2k $61.2m $61.2m 9.71% Reduced -113.8k -113,771
100 SEI INVESTMENTS CO 0.13% of their portfolio OAKS, PA 684,847684.8k $60.3m $60.3m 0.13% Added +58.5k +58,539