Vault-13

ALGONQUIN PWR UTILS CORP AQNCN 7.75 06.15.24

UNIT 06/15/2024 · PUBLIC · CUSIP 015857873

38 institutional holders +2 vs Q4 2023
15,850,76415.9m shares reported held*
$343.8mreported value*
3 new 9 added 15 reduced 2 sold out net sold ≈ $2.4m (-110.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $21.69.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 42Q4 22: 41Q1 23: 44Q2 23: 38Q3 23: 38Q4 23: 36Q1 24: 3838Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202242
Q4 202241
Q1 202344
Q2 202338
Q3 202338
Q4 202336
Q1 202438

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 22 bought or addedQ4 22: 20 cut or sold outQ4 22Q1 23: 22 bought or addedQ1 23: 18 cut or sold outQ1 23Q2 23: 17 bought or addedQ2 23: 22 cut or sold outQ2 23Q3 23: 17 bought or addedQ3 23: 18 cut or sold outQ3 23Q4 23: 17 bought or addedQ4 23: 17 cut or sold outQ4 23Q1 24: 12 bought or addedQ1 24: 17 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222220
Q1 20232218
Q2 20231722
Q3 20231718
Q4 20231717
Q1 20241217

Biggest buyers

BANK OF NOVA SCOTIA Added +250,000+250.0k
INFRASTRUCTURE CAPITAL ADVISORS, LLC Added +184,972+185.0k
BlackRock Inc. Added +139,422+139.4k
VAN ECK ASSOCIATES CORP Added +87,097+87.1k
BANK OF AMERICA CORP /DE/ Added +70,662+70.7k
MORGAN STANLEY Added +44,482+44.5k
STATE STREET CORP Added +38,000+38.0k
JANE STREET GROUP, LLC New +35,715+35.7k
BARCLAYS PLC Added +28,237+28.2k
BANK OF MONTREAL /CAN/ Added +24,950+24.9k

Biggest sellers

Skaana Management L.P. Reduced -373,934-373.9k
Elequin Capital, LP Reduced -236,044-236.0k
MANUFACTURERS LIFE INSURANCE COMPANY, THE Reduced -196,117-196.1k
Daiwa Securities Group Inc. Reduced -85,008-85.0k
BlueCrest Capital Management Ltd Sold out -49,847-49.8k
JPMORGAN CHASE & CO Reduced -42,518-42.5k
MERITAGE PORTFOLIO MANAGEMENT Reduced -10,674-10.7k
Steward Partners Investment Advisory, LLC Reduced -9,400-9.4k
Atria Wealth Solutions, Inc. Reduced -8,274-8.3k
WOLVERINE ASSET MANAGEMENT LLC Reduced -2,538-2.5k

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF NOVA SCOTIA 0.14% of their portfolio TORONTO, A6 3,212,0003.2m $70.2m $70.2m 0.14% Added +250.0k +250,000
2 BANK OF MONTREAL /CAN/ 0.02% of their portfolio TORONTO, A6 2,775,9002.8m $59.5m $59.5m 0.02% Added +24.9k +24,950
3 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.05% of their portfolio Toronto, A6 2,558,1122.6m $56.6m $56.6m 0.05% Reduced -196.1k -196,117
4 BlackRock Inc. 0.00% of their portfolio New York, NY 2,237,1612.2m $48.0m $48.0m 0.00% Added +139.4k +139,422
5 Alberta Investment Management Corp 0.21% of their portfolio EDMONTON, A0 950,000950.0k $20.4m $20.4m 0.21% Unchanged
6 VAN ECK ASSOCIATES CORP 0.03% of their portfolio NEW YORK, NY 816,389816.4k $17.5m $17.5m 0.03% Added +87.1k +87,097
7 INFRASTRUCTURE CAPITAL ADVISORS, LLC 1.81% of their portfolio New York, NY 640,284640.3k $13.7m $13.7m 1.81% Added +185.0k +184,972
8 CIBC Asset Management Inc 0.04% of their portfolio TORONTO, Z4 511,620511.6k $11.0m $11.0m 0.04% Unchanged
9 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 405,999406.0k $8.9m $8.9m 0.00% Added +38.0k +38,000
10 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 286,398286.4k $6.3m $6.3m 0.00% Added +44.5k +44,482
11 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 238,399238.4k $5.2m $5.2m 0.00% Added +28.2k +28,237
12 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 209,470209.5k $4.5m $4.5m 0.00% Reduced -42.5k -42,518
13 Walleye Capital LLC 0.05% of their portfolio NEW YORK, NY 200,000200.0k $4.4m $4.4m 0.05% Unchanged
14 MERITAGE PORTFOLIO MANAGEMENT 0.24% of their portfolio OVERLAND PARK, KS 173,902173.9k $3.7m $3.7m 0.24% Reduced -10.7k -10,674
15 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 142,715142.7k $3.1m $3.1m 0.00% Added +70.7k +70,662
16 Daiwa Securities Group Inc. 0.01% of their portfolio CHIYODA-KU,TOKYO, M0 104,000104.0k $2.3m $2.3m 0.01% Reduced -85.0k -85,008
17 Elequin Capital, LP 0.35% of their portfolio NEW YORK, NY 83,61883.6k $1.8m $1.8m 0.35% Reduced -236.0k -236,044
18 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 57,98658.0k $1.2m $1.2m 0.00% Reduced -814 -814
19 ADVENT CAPITAL MANAGEMENT /DE/ 0.03% of their portfolio NEW YORK, NY 55,00055.0k $1.2m $1.2m 0.03% Unchanged
20 Aequim Alternative Investments LP 0.04% of their portfolio MILL VALLEY, CA 50,00050.0k $1.1m $1.1m 0.04% Unchanged
21 Zimmer Partners, LP 0.02% of their portfolio NEW YORK, NY 38,67938.7k $852.2k $852.2k 0.02% Unchanged
22 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 35,71535.7k $775.7k $775.7k 0.00% New
23 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 27,94527.9k $611.2k $611.2k 0.00% Reduced -1.0k -1,007
24 Skaana Management L.P. 0.11% of their portfolio BROOKLYN, NY 18,51818.5k $397.0k $397.0k 0.11% Reduced -373.9k -373,934
25 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 9,96710.0k $213.7k $213.7k 0.00% Reduced -8.3k -8,274
26 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 8,2368.2k $176.0k $176.0k 0.00% Reduced -2.4k -2,389
27 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 2,6252.6k $59.8k $59.8k 0.00% Unchanged
28 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 2,5332.5k $54.0k $54.0k 0.01% Reduced -166 -166
29 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 2,2502.2k $48.6k $48.6k 0.00% New
30 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 800800 $17.2k $17.2k 0.00% Unchanged
31 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 600600 $12.9k $12.9k 0.00% Reduced -9.4k -9,400
32 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 582582 $12.7k $12.7k 0.00% Reduced -2.5k -2,538
33 UBS Group AG 0.00% of their portfolio ZURICH, V8 500500 $10.7k $10.7k 0.00% Reduced -100 -100
34 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 304304 $6.5k $6.5k 0.00% New
35 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 300300 $6.4k $6.4k 0.00% Unchanged
36 Hilltop National Bank 0.00% of their portfolio CASPER, WY 200200 $4.3k $4.3k 0.00% First filing
37 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 150150 $3.2k $3.2k 0.00% Reduced -21 -21
38 UMB Bank, n.a. 0.00% of their portfolio Kansas City, MO 143143 $3.1k $3.1k 0.00% Unchanged