Vault-13

ALGONQUIN PWR UTILS CORP AQNCN 7.75 06.15.24

UNIT 06/15/2024 · PUBLIC · CUSIP 015857873

38 institutional holders -6 vs Q1 2023
16,386,69716.4m shares reported held*
$480.1mreported value*
3 new 14 added 13 reduced 9 sold out net bought ≈ $2.2m (+863.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $29.30.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 42Q4 22: 41Q1 23: 44Q2 23: 3838Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202242
Q4 202241
Q1 202344
Q2 202338

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 22 bought or addedQ4 22: 20 cut or sold outQ4 22Q1 23: 22 bought or addedQ1 23: 18 cut or sold outQ1 23Q2 23: 17 bought or addedQ2 23: 22 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222220
Q1 20232218
Q2 20231722

Biggest buyers

Alberta Investment Management Corp New +800,000+800.0k
Skaana Management L.P. New +401,465+401.5k
ADVENT CAPITAL MANAGEMENT /DE/ New +349,873+349.9k
MANUFACTURERS LIFE INSURANCE COMPANY, THE Added +296,471+296.5k
BlackRock Inc. Added +149,338+149.3k
STATE STREET CORP Added +132,000+132.0k
VAN ECK ASSOCIATES CORP Added +122,682+122.7k
INFRASTRUCTURE CAPITAL ADVISORS, LLC Added +67,196+67.2k
MORGAN STANLEY Added +59,883+59.9k
MERITAGE PORTFOLIO MANAGEMENT Added +42,766+42.8k

Biggest sellers

CITADEL ADVISORS LLC Reduced -744,990-745.0k
BANK OF MONTREAL /CAN/ Reduced -350,000-350.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -205,000-205.0k
CSS LLC/IL Sold out -204,995-205.0k
BlueCrest Capital Management Ltd Sold out -167,133-167.1k
Daiwa Securities Group Inc. Reduced -151,260-151.3k
BANK OF AMERICA CORP /DE/ Reduced -148,536-148.5k
JPMORGAN CHASE & CO Reduced -141,016-141.0k
Callodine Capital Management, LP Sold out -96,347-96.3k
Walleye Capital LLC Reduced -50,000-50.0k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF MONTREAL /CAN/ 0.03% of their portfolio TORONTO, A6 2,897,9972.9m $85.7m $85.7m 0.03% Reduced -350.0k -350,000
2 BANK OF NOVA SCOTIA 0.22% of their portfolio TORONTO, A6 2,871,3082.9m $84.7m $84.7m 0.22% Reduced -13.7k -13,692
3 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.04% of their portfolio Toronto, A6 2,508,0142.5m $74.0m $74.0m 0.04% Added +296.5k +296,471
4 BlackRock Inc. 0.00% of their portfolio New York, NY 1,888,9741.9m $55.7m $55.7m 0.00% Added +149.3k +149,338
5 Alberta Investment Management Corp 0.23% of their portfolio EDMONTON, A0 800,000800.0k $23.6m $23.6m 0.23% New
6 Magnetar Financial LLC 0.47% of their portfolio EVANSTON, IL 730,000730.0k $21.5m $21.5m 0.47% Reduced -20.0k -20,000
7 KAYNE ANDERSON CAPITAL ADVISORS LP 0.51% of their portfolio LOS ANGELES, CA 574,000574.0k $16.9m $16.9m 0.51% Added +7.0k +7,000
8 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 547,499547.5k $16.0m $16.0m 0.00% Added +132.0k +132,000
9 VAN ECK ASSOCIATES CORP 0.03% of their portfolio NEW YORK, NY 535,209535.2k $15.8m $15.8m 0.03% Added +122.7k +122,682
10 CIBC Asset Management Inc 0.06% of their portfolio TORONTO, Z4 511,620511.6k $15.1m $15.1m 0.06% Unchanged
11 Skaana Management L.P. 3.48% of their portfolio BROOKLYN, NY 401,465401.5k $11.8m $11.8m 3.48% New
12 ADVENT CAPITAL MANAGEMENT /DE/ 0.21% of their portfolio NEW YORK, NY 349,873349.9k $10.3m $10.3m 0.21% New
13 Aequim Alternative Investments LP 0.08% of their portfolio MILL VALLEY, CA 325,000325.0k $2.1m $2.1m 0.08% Unchanged
14 Walleye Capital LLC 0.13% of their portfolio NEW YORK, NY 250,000250.0k $7.4m $7.4m 0.13% Reduced -50.0k -50,000
15 INFRASTRUCTURE CAPITAL ADVISORS, LLC 0.89% of their portfolio New York, NY 205,142205.1k $6.1m $6.1m 0.89% Added +67.2k +67,196
16 MERITAGE PORTFOLIO MANAGEMENT 0.39% of their portfolio OVERLAND PARK, KS 187,622187.6k $5.5m $5.5m 0.39% Added +42.8k +42,766
17 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 181,790181.8k $5.4m $5.4m 0.00% Reduced -795 -795
18 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 142,501142.5k $4.2m $4.2m 0.00% Reduced -141.0k -141,016
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 107,100107.1k $3.2m $3.2m 0.01% Reduced -205.0k -205,000
20 Daiwa Securities Group Inc. 0.02% of their portfolio CHIYODA-KU,TOKYO, M0 100,000100.0k $2.9m $2.9m 0.02% Reduced -151.3k -151,260
21 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 96,48796.5k $2.8m $2.8m 0.00% Reduced -745.0k -744,990
22 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 73,21273.2k $2.1m $2.1m 0.00% Added +59.9k +59,883
23 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 64,81364.8k $1.9m $1.9m 0.00% Added +15.0k +15,037
24 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 54,02054.0k $1.6m $1.6m 0.00% Reduced -3.5k -3,550
25 Zimmer Partners, LP 0.03% of their portfolio NEW YORK, NY 38,67938.7k $1.1m $1.1m 0.03% Unchanged
26 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 32,78632.8k $967.2k $967.2k 0.02% Added +25.7k +25,676
27 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 29,63829.6k $8.7k $8.7k 0.00% Reduced -758 -758
28 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 21,34621.3k $629.7k $629.7k 0.01% Added +501 +501
29 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 12,94212.9k $381.8k $381.8k 0.00% Reduced -148.5k -148,536
30 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 10,42510.4k $307.5k $307.5k 0.00% Added +200 +200
31 COMERICA BANK 0.00% of their portfolio DALLAS, TX 6,8816.9k $14 $14 0.00% First filing
32 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 2,9753.0k $87.1k $87.1k 0.00% Unchanged
33 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,4102.4k $71.1k $71.1k 0.00% Added +1.9k +1,879
34 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 2,0002.0k $59.0k $59.0k 0.00% Unchanged
35 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 2,0002.0k $59.0k $59.0k 0.00% Reduced -800 -800
36 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 800800 $23.6k $23.6k 0.00% Unchanged
37 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 171171 $5.0k $5.0k 0.00% Unchanged
38 UMB Bank, n.a. 0.00% of their portfolio Kansas City, MO 143143 $4.2k $4.2k 0.00% Added +28 +28