Vault-13

ALGOMA STL GROUP INC

*W EXP 10/19/202 · CUSIP 015658115

27 institutional holders +0 vs Q1 2023
8,298,2938.3m shares reported held*
$10.4mreported value*
1 new 5 added 6 reduced 2 sold out net sold ≈ $396.5k (-488.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $1.25. Options: 2 managers hold calls ($397.9k notional), 0 hold puts (—).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 37Q4 22: 33Q1 23: 27Q2 23: 2727Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202237
Q4 202233
Q1 202327
Q2 202327

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 8 bought or addedQ4 22: 13 cut or sold outQ4 22Q1 23: 5 bought or addedQ1 23: 11 cut or sold outQ1 23Q2 23: 6 bought or addedQ2 23: 8 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022813
Q1 2023511
Q2 202368

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ3 22 calls: $3.7mQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $1.5mQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $1.5mQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $397.9kQ2 23 puts: $0Q2 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$3.7m$00.00
Q4 2022$1.5m$00.00
Q1 2023$1.5m$00.00
Q2 2023$397.9k$00.00

Biggest buyers

JPMORGAN CHASE & CO Added +161,154+161.2k
IHT Wealth Management, LLC New +45,500+45.5k
TORONTO DOMINION BANK Added +20,000+20.0k
ROYAL BANK OF CANADA Added +10,000+10.0k
Virtu Financial LLC Added +6,312+6.3k
Diametric Capital, LP Added +818+818

Biggest sellers

ARISTEIA CAPITAL, L.L.C. Reduced -452,281-452.3k
Walleye Capital LLC Reduced -90,559-90.6k
K.J. Harrison & Partners Inc Sold out -17,087-17.1k
JANE STREET GROUP, LLC Reduced -6,219-6.2k
Castle Creek Arbitrage, LLC Reduced -3,100-3.1k
Visionary Wealth Advisors Reduced -1,000-1.0k
UBS Group AG Sold out -846-846
LPL Financial LLC Reduced -400-400

Biggest calls

MARSHALL WACE, LLP Reduced $211.2k29.7k shares
MILLENNIUM MANAGEMENT LLC Unchanged $186.7k154.3k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LMR Partners LLP 0.07% of their portfolio LONDON, X0 2,700,3422.7m $3.3m $3.3m 0.07% Unchanged
2 ARISTEIA CAPITAL, L.L.C. 0.11% of their portfolio GREENWICH, CT 2,693,1992.7m $3.3m $3.3m 0.11% Reduced -452.3k -452,281
3 Fort Baker Capital Management LP 0.10% of their portfolio Larkspur, CA 595,975596.0k $721.1k $721.1k 0.10% Unchanged
4 Aequim Alternative Investments LP 0.02% of their portfolio MILL VALLEY, CA 414,191414.2k $501.2k $501.2k 0.02% Unchanged
5 Sonic GP LLC 0.23% of their portfolio HONOLULU, HI 279,995280.0k $338.8k $338.8k 0.23% Unchanged
6 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 278,402278.4k $336.9k $336.9k 0.00% Unchanged
7 Walleye Capital LLC 0.01% of their portfolio NEW YORK, NY 270,397270.4k $327.2k $327.2k 0.01% Reduced -90.6k -90,559
8 Polar Asset Management Partners Inc. 0.01% of their portfolio TORONTO, A6 240,000240.0k $291.6k $291.6k 0.01% Unchanged
9 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 231,244231.2k $279.8k $279.8k 0.00% Added +161.2k +161,154
10 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 225,651225.7k $273.0k $273.0k 0.00% Reduced -6.2k -6,219
11 Castle Creek Arbitrage, LLC 0.01% of their portfolio AVON, CO 93,43893.4k $113.5k $113.5k 0.01% Reduced -3.1k -3,100
12 GENDELL JEFFREY L 0.01% of their portfolio Greenwich, CT 93,40893.4k $113.0k $113.0k 0.01% Unchanged
13 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 55,40055.4k $67.0k $67.0k 0.00% Added +10.0k +10,000
14 WHITEBOX ADVISORS LLC 0.00% of their portfolio MINNEAPOLIS, MN 47,64447.6k $57.6k $57.6k 0.00% Unchanged
15 Virtu Financial LLC 0.00% of their portfolio New York, NY 46,68346.7k $56.0k $56.0k 0.00% Added +6.3k +6,312
16 IHT Wealth Management, LLC 0.00% of their portfolio Chicago, IL 45,50045.5k $55.1k $55.1k 0.00% New
17 TORONTO DOMINION BANK 0.00% of their portfolio TORONTO, ONTARIO, A6 40,00040.0k $50.0k $50.0k 0.00% Added +20.0k +20,000
18 Diametric Capital, LP 0.02% of their portfolio BOSTON, MA 38,35538.4k $46.4k $46.4k 0.02% Added +818 +818
19 Kepos Capital LP 0.01% of their portfolio NEW YORK, NY 37,80037.8k $46.0k $46.0k 0.01% First filing
20 NOMURA HOLDINGS INC 0.00% of their portfolio TOKYO, M0 34,20034.2k $58.1k $58.1k 0.00% Unchanged
21 Saltoro Capital, LP 0.06% of their portfolio DALLAS, TX 20,00020.0k $24.2k $24.2k 0.06% Unchanged
22 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 12,60012.6k $15.2k $15.2k 0.00% Reduced -400 -400
23 Visionary Wealth Advisors 0.00% of their portfolio O'FALLON, IL 12,50012.5k $15.1k $15.1k 0.00% Reduced -1.0k -1,000
24 PRELUDE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio NEW YORK, NY 12,31312.3k $14.9k $14.9k 0.00% Unchanged
25 BRAVE ASSET MANAGEMENT INC 0.00% of their portfolio Summit, NJ 10,00010.0k $12.1k $12.1k 0.00% Unchanged
26 MCF Advisors LLC 0.00% of their portfolio LEXINGTON, KY 300300 $363 $363 0.00% Unchanged
27 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged