Vault-13

THE ALGER ETF TRUST ALAI

AI ENABLERS ADOP · ETP · CUSIP 015564503

85 institutional holders +16 vs Q1 2026
6,733,4376.7m shares reported held*
$307.2mreported value*
21 new 34 added 20 reduced 4 sold out net bought ≈ $35.2m (+771.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $45.63.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

050100Q2 24: 1Q3 24: 3Q4 24: 11Q1 25: 13Q2 25: 22Q3 25: 48Q4 25: 70Q1 26: 69Q2 26: 8585Q2 24Q4 24Q2 25Q4 25Q2 26
Numbers
QuarterHolders
Q2 20241
Q3 20243
Q4 202411
Q1 202513
Q2 202522
Q3 202548
Q4 202570
Q1 202669
Q2 202685

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 24: 2 bought or addedQ3 24: 0 cut or sold outQ4 24: 9 bought or addedQ4 24: 0 cut or sold outQ4 24Q1 25: 9 bought or addedQ1 25: 4 cut or sold outQ2 25: 19 bought or addedQ2 25: 2 cut or sold outQ2 25Q3 25: 42 bought or addedQ3 25: 2 cut or sold outQ4 25: 50 bought or addedQ4 25: 12 cut or sold outQ4 25Q1 26: 50 bought or addedQ1 26: 25 cut or sold outQ2 26: 55 bought or addedQ2 26: 24 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 202420
Q4 202490
Q1 202594
Q2 2025192
Q3 2025422
Q4 20255012
Q1 20265025
Q2 20265524

Biggest buyers

WELLS FARGO & COMPANY/MN Added +260,281+260.3k
Arkadios Wealth Advisors Added +184,019+184.0k
Ocean Park Asset Management, LLC New +140,332+140.3k
Prosperity Financial Group, Inc. New +115,559+115.6k
Colonial River Investments, LLC Added +101,987+102.0k
TRAPHAGEN INVESTMENT ADVISORS LLC Added +94,545+94.5k
Cambridge Investment Research Advisors, Inc. Added +58,044+58.0k
GREAT VALLEY ADVISOR GROUP, INC. Added +46,351+46.4k
MONECO ADVISORS, LLC New +34,649+34.6k
RAYMOND JAMES FINANCIAL INC Added +33,451+33.5k

Biggest sellers

ROYAL BANK OF CANADA Reduced -107,370-107.4k
MML INVESTORS SERVICES, LLC Sold out -99,000-99.0k
ENVESTNET ASSET MANAGEMENT INC Reduced -96,895-96.9k
Whipplewood Advisors, LLC Reduced -44,399-44.4k
Goldstein Advisors, LLC Reduced -43,741-43.7k
Independent Advisor Alliance Sold out -41,449-41.4k
JANE STREET GROUP, LLC Sold out -39,359-39.4k
NewEdge Advisors, LLC Reduced -22,400-22.4k
LPL Financial LLC Reduced -21,617-21.6k
Stratos Wealth Partners, LTD. Reduced -18,338-18.3k

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Arkadios Wealth Advisors 0.94% of their portfolio ATLANTA, GA 1,339,8711.3m $61.2m $61.2m 0.94% Added +184.0k +184,019
2 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 1,061,2131.1m $48.4m $48.4m 0.01% Reduced -21.6k -21,617
3 Goldstein Advisors, LLC 2.66% of their portfolio Madison, WI 638,243638.2k $29.1m $29.1m 2.66% Reduced -43.7k -43,741
4 TRAPHAGEN INVESTMENT ADVISORS LLC 1.35% of their portfolio ORADELL, NJ 413,367413.4k $18.9m $18.9m 1.35% Added +94.5k +94,545
5 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 398,395398.4k $18.2m $18.2m 0.00% Added +260.3k +260,281
6 GREAT VALLEY ADVISOR GROUP, INC. 0.20% of their portfolio WILMINGTON, DE 273,286273.3k $12.5m $12.5m 0.20% Added +46.4k +46,351
7 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 204,869204.9k $9.4m $9.4m 0.01% Added +4.3k +4,334
8 Ocean Park Asset Management, LLC 0.31% of their portfolio SANTA MONICA, CA 140,332140.3k $6.4m $6.4m 0.31% New
9 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 135,742135.7k $6.2m $6.2m 0.01% Added +24.6k +24,593
10 Colonial River Investments, LLC 1.75% of their portfolio MIDLOTHIAN, VA 134,688134.7k $6.1m $6.1m 1.75% Added +102.0k +101,987
11 Sunrise Financial Services, LLC 3.18% of their portfolio BURIEN, WA 117,333117.3k $5.4m $5.4m 3.18% Added +5.7k +5,683
12 Prosperity Financial Group, Inc. 1.63% of their portfolio San Ramon, CA 115,559115.6k $5.3m $5.3m 1.63% New
13 Proactive Wealth Strategies LLC 0.83% of their portfolio MARIETTA, GA 113,128113.1k $5.2m $5.2m 0.83% Added +31.5k +31,470
14 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 109,020109.0k $5.0m $5.0m 0.01% Added +58.0k +58,044
15 Onyx Bridge Wealth Group LLC 0.42% of their portfolio TARRYTOWN, NY 101,124101.1k $4.6m $4.6m 0.42% Added +2.0k +2,031
16 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 96,33896.3k $4.4m $4.4m 0.00% Added +33.5k +33,451
17 NWM ADVISORS, LLC 2.85% of their portfolio SAN LUIS OBISPO, CA 79,26679.3k $3.6m $3.6m 2.85% Added +5.4k +5,371
18 Stratos Wealth Partners, LTD. 0.04% of their portfolio BEACHWOOD, OH 78,73778.7k $3.6m $3.6m 0.04% Reduced -18.3k -18,338
19 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 75,38675.4k $3.4m $3.4m 0.01% Reduced -22.4k -22,400
20 Noble Wealth Management PBC 1.39% of their portfolio GREENWOOD VILLAGE, CO 66,56866.6k $3.0m $3.0m 1.39% Reduced -4.6k -4,570
21 Apollon Financial, LLC 0.32% of their portfolio MOUNT PLEASANT, SC 59,70659.7k $2.7m $2.7m 0.32% Added +4.1k +4,093
22 SMITH, MOORE & CO. 0.17% of their portfolio CLAYTON, MO 58,77758.8k $2.7m $2.7m 0.17% Added +15.8k +15,799
23 &PARTNERS 0.01% of their portfolio NASHVILLE, TN 57,70157.7k $2.6m $2.6m 0.01% Added +12.4k +12,353
24 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 50,63650.6k $2.3m $2.3m 0.00% Reduced -107.4k -107,370
25 Berbice Capital Management LLC 1.17% of their portfolio MELVILLE, NY 49,51449.5k $2.3m $2.3m 1.17% Added +2.6k +2,600
26 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 47,49447.5k $2.2m $2.2m 0.01% Reduced -1.5k -1,529
27 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 39,87039.9k $1.8m $1.8m 0.01% Reduced -7.0k -6,972
28 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 39,50139.5k $1.8m $1.8m 0.00% Reduced -96.9k -96,895
29 PCG Wealth Advisors, LLC 0.36% of their portfolio OVERLAND PARK, KS 35,84535.8k $1.6m $1.6m 0.36% Added +1.5k +1,472
30 MONECO ADVISORS, LLC 0.10% of their portfolio FAIRFIELD, CT 34,64934.6k $1.6m $1.6m 0.10% New
31 Aurora Private Wealth, Inc. 1.00% of their portfolio ROCKAWAY, NJ 34,56134.6k $1.6m $1.6m 1.00% Added +13.7k +13,708
32 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 32,30132.3k $1.5m $1.5m 0.00% Added +5.1k +5,139
33 FRED ALGER MANAGEMENT, LLC 0.00% of their portfolio NEW YORK, NY 28,10428.1k $1.3m $1.3m 0.00% Unchanged
34 Western Wealth Management, LLC 0.04% of their portfolio GOLDEN, CO 27,18227.2k $1.2m $1.2m 0.04% Reduced -218 -218
35 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 26,16926.2k $1.2m $1.2m 0.01% Added +327 +327
36 THOROUGHBRED FINANCIAL SERVICES, LLC 0.05% of their portfolio BRENTWOOD, TN 25,82925.8k $1.1m $1.1m 0.05% Added +2.7k +2,749
37 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 25,71025.7k $1.2m $1.2m 0.00% Unchanged
38 Sankala Group LLC 0.62% of their portfolio LYONS, CO 20,87920.9k $935.3k $935.3k 0.62% Added +8.2k +8,152
39 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 20,25020.2k $924.2k $924.2k 0.00% Added +10.7k +10,690
40 Brookwood Investment Group LLC 0.10% of their portfolio PHOENIX, AZ 19,48319.5k $889.2k $889.2k 0.10% Added +786 +786
41 PMG Wealth Management, Inc. 0.52% of their portfolio Hawthorn Woods, IL 18,52918.5k $845.7k $845.7k 0.52% Added +1.2k +1,192
42 HighPoint Advisor Group LLC 0.03% of their portfolio DOWNERS GROVE, IL 17,89217.9k $816.6k $816.6k 0.03% New
43 FLAGSHIP HARBOR ADVISORS, LLC 0.03% of their portfolio BOSTON, MA 17,70117.7k $807.9k $807.9k 0.03% Reduced -209 -209
44 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 16,07316.1k $733.6k $733.6k 0.01% Reduced -1.6k -1,609
45 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 14,95215.0k $682.4k $682.4k 0.00% New
46 Triton Wealth Management, PLLC 0.19% of their portfolio SUN CITY, AZ 13,63313.6k $607.2k $607.2k 0.19% Reduced -694 -694
47 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 13,05913.1k $596.0k $596.0k 0.00% Added +922 +922
48 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 12,92512.9k $589.9k $589.9k 0.00% Added +6.0k +6,009
49 PRESILIUM PRIVATE WEALTH, LLC 0.08% of their portfolio RADNOR, PA 11,99012.0k $547.2k $547.2k 0.08% New
50 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 11,43011.4k $521.7k $521.7k 0.01% Added +558 +558
51 Western Pacific Wealth Management, LP 0.45% of their portfolio LAKE FOREST, IL 10,81510.8k $493.6k $493.6k 0.45% New
52 National Philanthropic Trust 0.01% of their portfolio Jenkintown, PA 10,69310.7k $488.0k $488.0k 0.01% Unchanged
53 Perennial Investment Advisors, LLC 0.03% of their portfolio Los Angeles, CA 10,10810.1k $461.3k $461.3k 0.03% New
54 WEALTH EFFECTS LLC 0.12% of their portfolio BOSTON, MA 9,7019.7k $442.7k $442.7k 0.12% Added +125 +125
55 Hibernia Wealth Partners, LLC 0.24% of their portfolio BATON ROUGE, LA 9,5619.6k $436.4k $436.4k 0.24% New
56 IHT Wealth Management, LLC 0.01% of their portfolio Chicago, IL 8,0638.1k $368.0k $368.0k 0.01% Reduced -15.2k -15,204
57 Prospect Financial Services LLC 0.18% of their portfolio MELVILLE, NY 7,9457.9k $362.6k $362.6k 0.18% Added +408 +408
58 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 7,8237.8k $354.9k $354.9k 0.00% Reduced -778 -778
59 Atria Investments, Inc 0.00% of their portfolio Charlotte, NC 7,5367.5k $344.0k $344.0k 0.00% Reduced -2.2k -2,223
60 Three Magnolias Financial Advisors, LLC 0.19% of their portfolio WINSTON-SALEM, NC 7,5057.5k $342.5k $342.5k 0.19% New
61 Trek Financial, LLC 0.02% of their portfolio Scottsdale, AZ 7,2267.2k $329.8k $329.8k 0.02% New
62 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 6,9557.0k $317.4k $317.4k 0.00% New
63 Capital Investment Advisory Services, LLC 0.02% of their portfolio RALEIGH, NC 6,9006.9k $314.9k $314.9k 0.02% Added +3.4k +3,380
64 XML Financial, LLC 0.02% of their portfolio BETHESDA, MD 6,6256.6k $302.4k $302.4k 0.02% Added +345 +345
65 Whipplewood Advisors, LLC 0.19% of their portfolio LITTLETON, CO 6,1576.2k $281.0k $281.0k 0.19% Reduced -44.4k -44,399
66 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 5,0855.1k $232.1k $232.1k 0.01% New
67 CREATIVE FINANCIAL DESIGNS INC /ADV 0.01% of their portfolio KOKOMO, IN 4,8164.8k $219.8k $219.8k 0.01% Unchanged
68 SHEETS SMITH WEALTH MANAGEMENT 0.02% of their portfolio WINSTON-SALEM, NC 4,8014.8k $219.1k $219.1k 0.02% New
69 Impact Partnership Wealth, LLC 0.02% of their portfolio MARIETTA, GA 4,5824.6k $209.1k $209.1k 0.02% New
70 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 3,8193.8k $174.3k $174.3k 0.01% Reduced -3.6k -3,608
71 Essential Investment Partners LLC 0.12% of their portfolio ENGLEWOOD, CO 3,2103.2k $146.5k $146.5k 0.12% Reduced -5 -5
72 WPG Advisers, LLC 0.06% of their portfolio BALTIMORE, MD 2,3602.4k $107.7k $107.7k 0.06% New
73 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,2831.3k $58.6k $58.6k 0.00% Unchanged
74 Grove Bank & Trust 0.01% of their portfolio Miami, FL 1,2641.3k $57.7k $57.7k 0.01% Unchanged
75 Ritter Daniher Financial Advisory LLC / DE 0.01% of their portfolio CINCINNATI, OH 940940 $42.9k $42.9k 0.01% Unchanged
76 Hilton Head Capital Partners, LLC 0.02% of their portfolio HILTON HEAD ISLAND, SC 706706 $32.2k $32.2k 0.02% Added +221 +221
77 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 500500 $22.8k $22.8k 0.00% First filing
78 FMR LLC 0.00% of their portfolio BOSTON, MA 408408 $18.6k $18.6k 0.00% New
79 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 253253 $11.5k $11.5k 0.00% Reduced -4.5k -4,478
80 Vision Retirement, LLC 0.00% of their portfolio RIDGEWOOD, NJ 226226 $10.3k $10.3k 0.00% New
81 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 222222 $10.1k $10.1k 0.00% New
82 MPWM ADVISORY SOLUTIONS, LLC 0.00% of their portfolio ALPHARETTA, GA 200200 $9.1k $9.1k 0.00% New
83 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 138138 $6.3k $6.3k 0.00% Unchanged
84 Tradewinds Capital Management, LLC 0.00% of their portfolio BELLINGHAM, WA 101101 $4.6k $4.6k 0.00% Unchanged
85 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 100100 $4.6k $4.6k 0.00% New