Vault-13

THE ALGER ETF TRUST ALAI

AI ENABLERS ADOP · ETP · CUSIP 015564503

69 institutional holders -1 vs Q4 2025
5,996,1986.0m shares reported held*
$198.2mreported value*
10 new 40 added 14 reduced 11 sold out net bought ≈ $28.4m (+859.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $33.06.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

0255075Q2 24: 1Q3 24: 3Q4 24: 11Q1 25: 13Q2 25: 22Q3 25: 48Q4 25: 70Q1 26: 6969Q2 24Q4 24Q2 25Q4 25Q1 26
Numbers
QuarterHolders
Q2 20241
Q3 20243
Q4 202411
Q1 202513
Q2 202522
Q3 202548
Q4 202570
Q1 202669

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q3 24: 2 bought or addedQ3 24: 0 cut or sold outQ3 24Q4 24: 9 bought or addedQ4 24: 0 cut or sold outQ1 25: 9 bought or addedQ1 25: 4 cut or sold outQ1 25Q2 25: 19 bought or addedQ2 25: 2 cut or sold outQ3 25: 42 bought or addedQ3 25: 2 cut or sold outQ3 25Q4 25: 50 bought or addedQ4 25: 12 cut or sold outQ1 26: 50 bought or addedQ1 26: 25 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q3 202420
Q4 202490
Q1 202594
Q2 2025192
Q3 2025422
Q4 20255012
Q1 20265025

Biggest buyers

TRAPHAGEN INVESTMENT ADVISORS LLC Added +306,976+307.0k
Arkadios Wealth Advisors Added +305,456+305.5k
WELLS FARGO & COMPANY/MN Added +137,564+137.6k
Sunrise Financial Services, LLC New +111,650+111.7k
LPL Financial LLC Added +107,307+107.3k
Proactive Wealth Strategies LLC New +81,658+81.7k
Goldstein Advisors, LLC Added +73,337+73.3k
GREAT VALLEY ADVISOR GROUP, INC. Added +43,286+43.3k
Independent Advisor Alliance New +41,449+41.4k
RAYMOND JAMES FINANCIAL INC Added +41,030+41.0k

Biggest sellers

Members Advisory Group LLC Sold out -275,867-275.9k
SFG Wealth Management, LLC. Sold out -65,364-65.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -40,726-40.7k
Aurora Private Wealth, Inc. Reduced -39,746-39.7k
AXXCESS WEALTH MANAGEMENT, LLC Sold out -31,664-31.7k
Orion Porfolio Solutions, LLC Sold out -27,216-27.2k
NewEdge Advisors, LLC Reduced -26,125-26.1k
GTS SECURITIES LLC Sold out -23,473-23.5k
Stratos Wealth Partners, LTD. Reduced -19,891-19.9k
Atria Investments, Inc Reduced -18,702-18.7k

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Arkadios Wealth Advisors 0.63% of their portfolio ATLANTA, GA 1,155,8521.2m $38.2m $38.2m 0.63% Added +305.5k +305,456
2 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 1,082,8301.1m $35.8m $35.8m 0.01% Added +107.3k +107,307
3 Goldstein Advisors, LLC 2.50% of their portfolio Madison, WI 681,984682.0k $22.5m $22.5m 2.50% Added +73.3k +73,337
4 TRAPHAGEN INVESTMENT ADVISORS LLC 0.85% of their portfolio ORADELL, NJ 318,822318.8k $10.5m $10.5m 0.85% Added +307.0k +306,976
5 GREAT VALLEY ADVISOR GROUP, INC. 0.14% of their portfolio WILMINGTON, DE 226,935226.9k $7.5m $7.5m 0.14% Added +43.3k +43,286
6 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 200,535200.5k $6.6m $6.6m 0.01% Added +3.1k +3,055
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 158,006158.0k $5.2m $5.2m 0.00% Added +5.8k +5,779
8 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 138,114138.1k $4.6m $4.6m 0.00% Added +137.6k +137,564
9 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 136,396136.4k $4.5m $4.5m 0.00% Added +12.5k +12,537
10 Sunrise Financial Services, LLC 2.61% of their portfolio BURIEN, WA 111,650111.7k $3.7m $3.7m 2.61% New
11 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 111,149111.1k $3.7m $3.7m 0.00% Added +14.9k +14,854
12 Onyx Bridge Wealth Group LLC 0.35% of their portfolio TARRYTOWN, NY 99,09399.1k $3.3m $3.3m 0.35% Added +2.4k +2,425
13 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 99,00099.0k $3.3m $3.3m 0.01% Reduced -2.5k -2,454
14 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 97,78697.8k $3.2m $3.2m 0.01% Reduced -26.1k -26,125
15 Stratos Wealth Partners, LTD. 0.04% of their portfolio BEACHWOOD, OH 97,07597.1k $3.2m $3.2m 0.04% Reduced -19.9k -19,891
16 Proactive Wealth Strategies LLC 0.51% of their portfolio MARIETTA, GA 81,65881.7k $2.7m $2.7m 0.51% New
17 NWM ADVISORS, LLC 2.22% of their portfolio SAN LUIS OBISPO, CA 73,89573.9k $2.4m $2.4m 2.22% Added +2.7k +2,676
18 Noble Wealth Management PBC 1.21% of their portfolio GREENWOOD VILLAGE, CO 71,13871.1k $2.4m $2.4m 1.21% Reduced -1.6k -1,590
19 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 62,88762.9k $2.1m $2.1m 0.00% Added +41.0k +41,030
20 Apollon Financial, LLC 0.25% of their portfolio MOUNT PLEASANT, SC 55,61355.6k $1.8m $1.8m 0.25% Added +3.6k +3,600
21 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 50,97651.0k $1.7m $1.7m 0.00% Added +2.1k +2,077
22 Whipplewood Advisors, LLC 0.87% of their portfolio LITTLETON, CO 50,55650.6k $1.7m $1.7m 0.87% Added +1.9k +1,926
23 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 49,02349.0k $1.6m $1.6m 0.01% Reduced -1.6k -1,610
24 Berbice Capital Management LLC 1.01% of their portfolio MELVILLE, NY 46,91446.9k $1.6m $1.6m 1.01% Added +12.0k +11,960
25 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 46,84246.8k $1.5m $1.5m 0.01% Added +27.6k +27,639
26 &PARTNERS 0.01% of their portfolio NASHVILLE, TN 45,34845.3k $1.5m $1.5m 0.01% Added +7.0k +6,963
27 SMITH, MOORE & CO. 0.10% of their portfolio CLAYTON, MO 42,97843.0k $1.4m $1.4m 0.10% Added +30.8k +30,849
28 Independent Advisor Alliance 0.01% of their portfolio CHARLOTTE, NC 41,44941.4k $1.4m $1.4m 0.01% New
29 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 39,35939.4k $1.3m $1.3m 0.00% Added +20.3k +20,280
30 CFO CAPITAL MANAGEMENT LLC 0.95% of their portfolio FAIRFIELD, CT 35,03635.0k $1.2m $1.2m 0.95% Added +1.3k +1,285
31 PCG Wealth Advisors, LLC 0.29% of their portfolio OVERLAND PARK, KS 34,37334.4k $1.1m $1.1m 0.29% Added +3.4k +3,393
32 Colonial River Investments, LLC 0.39% of their portfolio MIDLOTHIAN, VA 32,70132.7k $1.1m $1.1m 0.39% Added +1.9k +1,922
33 FRED ALGER MANAGEMENT, LLC 0.00% of their portfolio NEW YORK, NY 28,10428.1k $928.6k $928.6k 0.00% Added +2.9k +2,859
34 Western Wealth Management, LLC 0.03% of their portfolio GOLDEN, CO 27,40027.4k $905.3k $905.3k 0.03% Added +9.6k +9,613
35 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 27,16227.2k $897.4k $897.4k 0.00% Added +1.5k +1,505
36 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 25,84225.8k $853.8k $853.8k 0.01% Reduced -1.8k -1,823
37 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 25,71025.7k $849.5k $849.5k 0.00% Added +78 +78
38 IHT Wealth Management, LLC 0.02% of their portfolio Chicago, IL 23,26723.3k $768.7k $768.7k 0.02% Added +1.8k +1,796
39 THOROUGHBRED FINANCIAL SERVICES, LLC 0.05% of their portfolio BRENTWOOD, TN 23,08023.1k $762.0k $762.0k 0.05% Added +593 +593
40 Aurora Private Wealth, Inc. 0.54% of their portfolio ROCKAWAY, NJ 20,85320.9k $753.0k $753.0k 0.54% Reduced -39.7k -39,746
41 Brookwood Investment Group LLC 0.08% of their portfolio PHOENIX, AZ 18,69718.7k $617.7k $617.7k 0.08% Added +12.5k +12,462
42 FLAGSHIP HARBOR ADVISORS, LLC 0.03% of their portfolio BOSTON, MA 17,91017.9k $591.7k $591.7k 0.03% New
43 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 17,68217.7k $584.2k $584.2k 0.01% New
44 PMG Wealth Management, Inc. 0.41% of their portfolio Hawthorn Woods, IL 17,33717.3k $572.8k $572.8k 0.41% Reduced -87 -87
45 Triton Wealth Management, PLLC 0.18% of their portfolio SUN CITY, AZ 14,32714.3k $478.6k $478.6k 0.18% Reduced -9.8k -9,846
46 Sankala Group LLC 0.33% of their portfolio LYONS, CO 12,72712.7k $407.3k $407.3k 0.33% Added +3.0k +2,982
47 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 12,13712.1k $438.3k $438.3k 0.00% Reduced -15.9k -15,919
48 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 10,87210.9k $359.2k $359.2k 0.01% Added +563 +563
49 National Philanthropic Trust 0.00% of their portfolio Jenkintown, PA 10,69310.7k $353.3k $353.3k 0.00% Unchanged
50 Atria Investments, Inc 0.00% of their portfolio Charlotte, NC 9,7599.8k $322.4k $322.4k 0.00% Reduced -18.7k -18,702
51 WEALTH EFFECTS LLC 0.11% of their portfolio BOSTON, MA 9,5769.6k $316.4k $316.4k 0.11% Added +131 +131
52 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 9,5609.6k $315.9k $315.9k 0.00% Reduced -871 -871
53 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 8,6018.6k $289.9k $289.9k 0.00% Added +2.2k +2,211
54 Prospect Financial Services LLC 0.15% of their portfolio MELVILLE, NY 7,5377.5k $249.0k $249.0k 0.15% Reduced -15 -15
55 PRIVATE TRUST CO NA 0.02% of their portfolio CLEVELAND, OH 7,4277.4k $245.4k $245.4k 0.02% Added +90 +90
56 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 6,9166.9k $228.5k $228.5k 0.00% Reduced -876 -876
57 XML Financial, LLC 0.02% of their portfolio BETHESDA, MD 6,2806.3k $207.5k $207.5k 0.02% New
58 CREATIVE FINANCIAL DESIGNS INC /ADV 0.01% of their portfolio KOKOMO, IN 4,8164.8k $159.1k $159.1k 0.01% Added +4.7k +4,741
59 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 4,7314.7k $156.3k $156.3k 0.00% Added +4.6k +4,631
60 Capital Investment Advisory Services, LLC 0.01% of their portfolio RALEIGH, NC 3,5203.5k $116.3k $116.3k 0.01% New
61 Essential Investment Partners LLC 0.10% of their portfolio ENGLEWOOD, CO 3,2153.2k $106.2k $106.2k 0.10% Added +272 +272
62 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,2831.3k $43.1k $43.1k 0.00% Unchanged
63 Grove Bank & Trust 0.00% of their portfolio Miami, FL 1,2641.3k $41.8k $41.8k 0.00% Unchanged
64 Ritter Daniher Financial Advisory LLC / DE 0.01% of their portfolio CINCINNATI, OH 940940 $31.1k $31.1k 0.01% Unchanged
65 Hilton Head Capital Partners, LLC 0.01% of their portfolio HILTON HEAD ISLAND, SC 485485 $16.0k $16.0k 0.01% Added +435 +435
66 GHP Investment Advisors, Inc. 0.00% of their portfolio Denver, CO 176176 $5.8k $5.8k 0.00% New
67 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 138138 $4.6k $4.6k 0.00% New
68 Tradewinds Capital Management, LLC 0.00% of their portfolio BELLINGHAM, WA 101101 $3.3k $3.3k 0.00% New
69 CWM, LLC 0.00% of their portfolio OMAHA, NE 100100 $3.3k $3.3k 0.00% Unchanged