Vault-13

THE ALGER ETF TRUST ALAI

AI ENABLERS ADOP · ETP · CUSIP 015564503

70 institutional holders +22 vs Q3 2025
5,136,5745.1m shares reported held*
$185.4mreported value*
18 new 32 added 9 reduced 3 sold out net bought ≈ $35.4m (+979.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $36.10.

Trends to Q4 2025

Institutional holders

Managers reporting a position, each quarter

0255075Q2 24: 1Q3 24: 3Q4 24: 11Q1 25: 13Q2 25: 22Q3 25: 48Q4 25: 7070Q2 24Q4 24Q2 25Q4 25
Numbers
QuarterHolders
Q2 20241
Q3 20243
Q4 202411
Q1 202513
Q2 202522
Q3 202548
Q4 202570

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q3 24: 2 bought or addedQ3 24: 0 cut or sold outQ3 24Q4 24: 9 bought or addedQ4 24: 0 cut or sold outQ4 24Q1 25: 9 bought or addedQ1 25: 4 cut or sold outQ1 25Q2 25: 19 bought or addedQ2 25: 2 cut or sold outQ2 25Q3 25: 42 bought or addedQ3 25: 2 cut or sold outQ3 25Q4 25: 50 bought or addedQ4 25: 12 cut or sold outQ4 25
Numbers
QuarterBought or addedCut or sold out
Q3 202420
Q4 202490
Q1 202594
Q2 2025192
Q3 2025422
Q4 20255012

Biggest buyers

LPL Financial LLC Added +334,901+334.9k
Members Advisory Group LLC Added +247,635+247.6k
Arkadios Wealth Advisors Added +133,492+133.5k
ENVESTNET ASSET MANAGEMENT INC Added +111,376+111.4k
MML INVESTORS SERVICES, LLC New +101,454+101.5k
Stratos Wealth Partners, LTD. Added +67,042+67.0k
COMMONWEALTH EQUITY SERVICES, LLC Added +51,422+51.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +40,726+40.7k
STIFEL FINANCIAL CORP Added +33,306+33.3k
ROYAL BANK OF CANADA Added +26,950+26.9k

Biggest sellers

MIRAE ASSET SECURITIES (USA) INC. Sold out -225,000-225.0k
Orion Porfolio Solutions, LLC Reduced -157,413-157.4k
Sanctuary Advisors, LLC Reduced -44,718-44.7k
NewEdge Advisors, LLC Reduced -28,244-28.2k
FLAGSHIP HARBOR ADVISORS, LLC Sold out -15,314-15.3k
OPPENHEIMER & CO INC Sold out -7,920-7.9k
IHT Wealth Management, LLC Reduced -6,156-6.2k
GREAT VALLEY ADVISOR GROUP, INC. Reduced -4,571-4.6k
Equitable Holdings, Inc. Reduced -2,021-2.0k
Atria Investments, Inc Reduced -1,782-1.8k

Holders, Q4 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 975,523975.5k $35.2m $35.2m 0.01% Added +334.9k +334,901
2 Arkadios Wealth Advisors 0.61% of their portfolio ATLANTA, GA 850,396850.4k $30.7m $30.7m 0.61% Added +133.5k +133,492
3 Goldstein Advisors, LLC 2.50% of their portfolio Madison, WI 608,647608.6k $22.0m $22.0m 2.50% Added +14.1k +14,137
4 Members Advisory Group LLC 3.76% of their portfolio WILLIAMSVILLE, NY 275,867275.9k $10.0m $10.0m 3.76% Added +247.6k +247,635
5 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 197,480197.5k $7.1m $7.1m 0.01% Added +51.4k +51,422
6 GREAT VALLEY ADVISOR GROUP, INC. 0.13% of their portfolio WILMINGTON, DE 183,649183.6k $6.6m $6.6m 0.13% Reduced -4.6k -4,571
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 152,227152.2k $5.5m $5.5m 0.00% Added +26.9k +26,950
8 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 123,911123.9k $4.5m $4.5m 0.02% Reduced -28.2k -28,244
9 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 123,859123.9k $4.5m $4.5m 0.00% Added +111.4k +111,376
10 Stratos Wealth Partners, LTD. 0.05% of their portfolio BEACHWOOD, OH 116,966117.0k $4.2m $4.2m 0.05% Added +67.0k +67,042
11 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 101,454101.5k $3.7m $3.7m 0.01% New
12 Onyx Bridge Wealth Group LLC 0.37% of their portfolio TARRYTOWN, NY 96,66896.7k $3.5m $3.5m 0.37% Added +10.2k +10,228
13 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 96,29596.3k $3.5m $3.5m 0.00% Added +33.3k +33,306
14 Noble Wealth Management PBC 1.32% of their portfolio GREENWOOD VILLAGE, CO 72,72872.7k $2.6m $2.6m 1.32% Added +5.1k +5,146
15 NWM ADVISORS, LLC 2.24% of their portfolio SAN LUIS OBISPO, CA 71,21971.2k $2.6m $2.6m 2.24% First filing
16 SFG Wealth Management, LLC. 0.93% of their portfolio TOWSON, MD 65,36465.4k $2.4m $2.4m 0.93% Reduced -943 -943
17 Aurora Private Wealth, Inc. 1.44% of their portfolio ROCKAWAY, NJ 60,59960.6k $2.2m $2.2m 1.44% First filing
18 Apollon Financial, LLC 0.27% of their portfolio MOUNT PLEASANT, SC 52,01352.0k $1.9m $1.9m 0.27% Added +24.4k +24,362
19 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 50,63350.6k $1.8m $1.8m 0.01% Reduced -44.7k -44,718
20 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 48,89948.9k $1.8m $1.8m 0.00% Added +9.9k +9,877
21 Whipplewood Advisors, LLC 1.13% of their portfolio LITTLETON, CO 48,63048.6k $1.8m $1.8m 1.13% Added +7.7k +7,654
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 40,72640.7k $1.5m $1.5m 0.00% New
23 &PARTNERS 0.01% of their portfolio NASHVILLE, TN 38,38538.4k $1.4m $1.4m 0.01% Added +16.4k +16,397
24 Berbice Capital Management LLC 0.76% of their portfolio MELVILLE, NY 34,95435.0k $1.3m $1.3m 0.76% Added +19.1k +19,052
25 CFO CAPITAL MANAGEMENT LLC 0.91% of their portfolio FAIRFIELD, CT 33,75133.8k $1.2m $1.2m 0.91% First filing
26 AXXCESS WEALTH MANAGEMENT, LLC 0.02% of their portfolio CARLSBAD, CA 31,66431.7k $1.1m $1.1m 0.02% Added +1.4k +1,405
27 PCG Wealth Advisors, LLC 0.32% of their portfolio OVERLAND PARK, KS 30,98031.0k $1.1m $1.1m 0.32% Added +7.9k +7,854
28 Colonial River Investments, LLC 0.40% of their portfolio MIDLOTHIAN, VA 30,77930.8k $1.1m $1.1m 0.40% Added +520 +520
29 Atria Investments, Inc 0.01% of their portfolio Charlotte, NC 28,46128.5k $1.0m $1.0m 0.01% Reduced -1.8k -1,782
30 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 28,05628.1k $1.0m $1.0m 0.01% Reduced -2.0k -2,021
31 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 27,66527.7k $999.0k $999.0k 0.01% Added +5.9k +5,857
32 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 27,21627.2k $982.8k $982.8k 0.01% Reduced -157.4k -157,413
33 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 25,65725.7k $926.5k $926.5k 0.00% Added +8.5k +8,519
34 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 25,63225.6k $925.6k $925.6k 0.00% Added +68 +68
35 FRED ALGER MANAGEMENT, LLC 0.00% of their portfolio NEW YORK, NY 25,24525.2k $911.6k $911.6k 0.00% Unchanged
36 Triton Wealth Management, PLLC 0.32% of their portfolio SUN CITY, AZ 24,17324.2k $851.1k $851.1k 0.32% Added +16.9k +16,877
37 GTS SECURITIES LLC 0.03% of their portfolio NEW YORK, NY 23,47323.5k $847.6k $847.6k 0.03% New
38 THOROUGHBRED FINANCIAL SERVICES, LLC 0.05% of their portfolio BRENTWOOD, TN 22,48722.5k $812.0k $812.0k 0.05% Added +3.3k +3,281
39 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 21,85721.9k $789.3k $789.3k 0.00% New
40 IHT Wealth Management, LLC 0.02% of their portfolio Chicago, IL 21,47121.5k $763.6k $763.6k 0.02% Reduced -6.2k -6,156
41 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 19,20319.2k $693.4k $693.4k 0.00% Added +12.0k +11,977
42 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 19,07919.1k $688.9k $688.9k 0.00% Added +11.9k +11,873
43 Western Wealth Management, LLC 0.03% of their portfolio GOLDEN, CO 17,78717.8k $642.3k $642.3k 0.03% Added +4.1k +4,079
44 PMG Wealth Management, Inc. 0.46% of their portfolio Hawthorn Woods, IL 17,42417.4k $629.2k $629.2k 0.46% New
45 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 14,51214.5k $524.0k $524.0k 0.00% New
46 SMITH, MOORE & CO. 0.03% of their portfolio CLAYTON, MO 12,12912.1k $438.0k $438.0k 0.03% New
47 TRAPHAGEN INVESTMENT ADVISORS LLC 0.04% of their portfolio ORADELL, NJ 11,84611.8k $427.8k $427.8k 0.04% New
48 National Philanthropic Trust 0.00% of their portfolio Jenkintown, PA 10,69310.7k $386.1k $386.1k 0.00% New
49 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 10,43110.4k $376.7k $376.7k 0.00% Added +4.4k +4,389
50 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 10,30910.3k $372.3k $372.3k 0.01% Added +2.0k +1,964
51 Rubicon Advisors, GP 0.34% of their portfolio REDDING, CA 10,14710.1k $366.4k $366.4k 0.34% First filing
52 Sankala Group LLC 0.27% of their portfolio LYONS, CO 9,7459.7k $333.4k $333.4k 0.27% First filing
53 WEALTH EFFECTS LLC 0.11% of their portfolio BOSTON, MA 9,4459.4k $341.1k $341.1k 0.11% Added +413 +413
54 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 7,7927.8k $281.4k $281.4k 0.00% New
55 Prospect Financial Services LLC 0.16% of their portfolio MELVILLE, NY 7,5527.6k $272.7k $272.7k 0.16% Added +707 +707
56 PRIVATE TRUST CO NA 0.02% of their portfolio CLEVELAND, OH 7,3377.3k $264.9k $264.9k 0.02% Reduced -1.6k -1,551
57 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 6,3906.4k $238.2k $238.2k 0.00% New
58 Brookwood Investment Group LLC 0.03% of their portfolio PHOENIX, AZ 6,2356.2k $225.1k $225.1k 0.03% New
59 UBS Group AG 0.00% of their portfolio ZURICH, V8 4,6054.6k $166.3k $166.3k 0.00% New
60 Essential Investment Partners LLC 0.10% of their portfolio ENGLEWOOD, CO 2,9432.9k $106.3k $106.3k 0.10% First filing
61 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,2831.3k $46.3k $46.3k 0.00% Added +853 +853
62 Grove Bank & Trust 0.01% of their portfolio Miami, FL 1,2641.3k $45.6k $45.6k 0.01% Unchanged
63 Ritter Daniher Financial Advisory LLC / DE 0.01% of their portfolio CINCINNATI, OH 940940 $33.9k $33.9k 0.01% New
64 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 909909 $32.8k $32.8k 0.00% New
65 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 550550 $19.9k $19.9k 0.00% New
66 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 100100 $3.6k $3.6k 0.00% Unchanged
67 CWM, LLC 0.00% of their portfolio OMAHA, NE 100100 $4.0k $4.0k 0.00% Unchanged
68 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 7575 $2.7k $2.7k 0.00% New
69 Hilton Head Capital Partners, LLC 0.00% of their portfolio HILTON HEAD ISLAND, SC 5050 $1.8k $1.8k 0.00% First filing
70 TOTH FINANCIAL ADVISORY CORP 0.00% of their portfolio LEESBURG, VA 4040 $1.4k $1.4k 0.00% New