Vault-13

THE ALGER ETF TRUST CNEQ

CONCENTRATED EQT · ETP · CUSIP 015564404

64 institutional holders +7 vs Q4 2025
9,993,92210.0m shares reported held*
$325.4mreported value*
16 new 32 added 11 reduced 9 sold out net bought ≈ $174.8m (+5.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $32.56.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

0255075Q2 24: 2Q3 24: 4Q4 24: 8Q1 25: 10Q2 25: 20Q3 25: 42Q4 25: 57Q1 26: 6464Q2 24Q4 24Q2 25Q4 25Q1 26
Numbers
QuarterHolders
Q2 20242
Q3 20244
Q4 20248
Q1 202510
Q2 202520
Q3 202542
Q4 202557
Q1 202664

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q3 24: 3 bought or addedQ3 24: 0 cut or sold outQ3 24Q4 24: 6 bought or addedQ4 24: 2 cut or sold outQ1 25: 6 bought or addedQ1 25: 3 cut or sold outQ1 25Q2 25: 15 bought or addedQ2 25: 4 cut or sold outQ3 25: 41 bought or addedQ3 25: 3 cut or sold outQ3 25Q4 25: 48 bought or addedQ4 25: 9 cut or sold outQ1 26: 48 bought or addedQ1 26: 20 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q3 202430
Q4 202462
Q1 202563
Q2 2025154
Q3 2025413
Q4 2025489
Q1 20264820

Biggest buyers

RWA WEALTH PARTNERS, LLC Added +5,013,262+5.0m
LPL Financial LLC Added +263,452+263.5k
RAYMOND JAMES FINANCIAL INC Added +151,740+151.7k
CORA CAPITAL ADVISORS LLC New +90,100+90.1k
WELLS FARGO & COMPANY/MN New +77,595+77.6k
HighTower Advisors, LLC Added +63,291+63.3k
&PARTNERS Added +63,276+63.3k
Proactive Wealth Strategies LLC New +29,740+29.7k
ENVESTNET ASSET MANAGEMENT INC Added +26,238+26.2k
FLAGSHIP HARBOR ADVISORS, LLC Added +23,989+24.0k

Biggest sellers

Brookwood Investment Group LLC Sold out -198,245-198.2k
Atria Investments, Inc Reduced -68,064-68.1k
AXXCESS WEALTH MANAGEMENT, LLC Sold out -61,895-61.9k
Orion Porfolio Solutions, LLC Sold out -41,968-42.0k
Gladstone Institutional Advisory LLC Reduced -22,593-22.6k
Sanctuary Advisors, LLC Reduced -20,255-20.3k
NewEdge Advisors, LLC Reduced -19,943-19.9k
Cambridge Investment Research Advisors, Inc. Reduced -17,582-17.6k
Advisory Services Network, LLC Reduced -8,455-8.5k
Rubicon Advisors, GP Sold out -7,545-7.5k

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 RWA WEALTH PARTNERS, LLC 1.71% of their portfolio BOSTON, MA 5,027,0825.0m $156.4m $156.4m 1.71% Added +5.0m +5,013,262
2 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 1,339,2231.3m $41.7m $41.7m 0.01% Added +263.5k +263,452
3 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 721,661721.7k $22.5m $22.5m 0.01% Added +151.7k +151,740
4 FLAGSHIP HARBOR ADVISORS, LLC 0.56% of their portfolio BOSTON, MA 411,060411.1k $12.8m $12.8m 0.56% Added +24.0k +23,989
5 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 223,107223.1k $6.9m $6.9m 0.01% Added +16.8k +16,823
6 Sanchez Wealth Management Group 1.46% of their portfolio JACKSONVILLE, FL 216,697216.7k $6.7m $6.7m 1.46% Added +1.5k +1,483
7 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 206,663206.7k $6.4m $6.4m 0.01% Added +15.8k +15,807
8 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 140,295140.3k $4.4m $4.4m 0.02% Reduced -19.9k -19,943
9 Sanctuary Advisors, LLC 0.02% of their portfolio INDIANAPOLIS, IN 137,820137.8k $4.3m $4.3m 0.02% Reduced -20.3k -20,255
10 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 136,631136.6k $4.3m $4.3m 0.00% Added +26.2k +26,238
11 Castle Rock Wealth Management, LLC 0.64% of their portfolio WALNUT CREEK, CA 94,07794.1k $3.0m $3.0m 0.64% Added +2.3k +2,296
12 CORA CAPITAL ADVISORS LLC 0.93% of their portfolio MARLTON, NJ 90,10090.1k $2.8m $2.8m 0.93% New
13 &PARTNERS 0.01% of their portfolio NASHVILLE, TN 86,86686.9k $2.7m $2.7m 0.01% Added +63.3k +63,276
14 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 77,59577.6k $2.4m $2.4m 0.00% New
15 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 73,51073.5k $2.3m $2.3m 0.00% Added +63.3k +63,291
16 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 70,43970.4k $2.2m $2.2m 0.01% Added +14.2k +14,225
17 Colonial River Investments, LLC 0.73% of their portfolio MIDLOTHIAN, VA 65,20065.2k $2.0m $2.0m 0.73% Added +3.7k +3,681
18 Gladstone Institutional Advisory LLC 0.07% of their portfolio Bedminster, NJ 58,53458.5k $1.8m $1.8m 0.07% Reduced -22.6k -22,593
19 Harvest Investment Services, LLC 0.32% of their portfolio Oakbrook Terrace, IL 55,51455.5k $1.7m $1.7m 0.32% Added +124 +124
20 Onyx Bridge Wealth Group LLC 0.17% of their portfolio TARRYTOWN, NY 50,38250.4k $1.6m $1.6m 0.17% Added +8.1k +8,067
21 SACKS & ASSOCIATES, LLC 1.02% of their portfolio WARREN, NJ 44,01344.0k $1.4m $1.4m 1.02% Added +595 +595
22 Embree Financial Group 0.15% of their portfolio Chicago, IL 41,46841.5k $1.3m $1.3m 0.15% Added +5.8k +5,758
23 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 40,13040.1k $1.2m $1.2m 0.00% Added +7.5k +7,510
24 GWN SECURITIES INC. 0.20% of their portfolio Palm Beach Gardens, FL 33,75733.8k $1.1m $1.1m 0.20% Added +938 +938
25 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 33,14933.1k $1.0m $1.0m 0.01% Added +4.5k +4,491
26 Worth Financial Advisory Group, LLC 6.76% of their portfolio CHARLOTTE, NC 32,97533.0k $15.4m $15.4m 6.76% Reduced -5.8k -5,843
27 Western Wealth Management, LLC 0.04% of their portfolio GOLDEN, CO 31,89931.9k $992.7k $992.7k 0.04% Added +16.9k +16,883
28 American Alpha Advisors, LLC 0.57% of their portfolio NEW YORK, NY 31,44531.4k $978.6k $978.6k 0.57% Added +500 +500
29 Proactive Wealth Strategies LLC 0.17% of their portfolio MARIETTA, GA 29,74029.7k $925.5k $925.5k 0.17% New
30 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 29,35429.4k $913.5k $913.5k 0.00% Added +19.2k +19,223
31 Atria Investments, Inc 0.01% of their portfolio Charlotte, NC 27,00927.0k $840.5k $840.5k 0.01% Reduced -68.1k -68,064
32 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 26,66426.7k $829.8k $829.8k 0.02% Added +5.5k +5,519
33 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 23,66623.7k $736.5k $736.5k 0.00% New
34 Ascentis Independent Advisors 0.04% of their portfolio DALLAS, TX 18,34318.3k $570.8k $570.8k 0.04% Added +3.6k +3,556
35 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 17,75017.8k $552.4k $552.4k 0.00% Added +2.0k +2,000
36 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 17,68117.7k $550.2k $550.2k 0.00% New
37 Wealth Management Partners, LLC 0.15% of their portfolio TUCSON, AZ 17,33717.3k $539.5k $539.5k 0.15% New
38 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 16,08216.1k $500.5k $500.5k 0.00% Added +2.2k +2,158
39 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 15,76115.8k $490.5k $490.5k 0.01% Reduced -8.5k -8,455
40 ROMAN BUTLER FULLERTON & CO 0.14% of their portfolio ST LOUIS, MO 15,50515.5k $512.1k $512.1k 0.14% New
41 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 15,10115.1k $470.0k $470.0k 0.00% Added +4.2k +4,230
42 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 13,68913.7k $426.0k $426.0k 0.00% New
43 TritonPoint Partners, LLC 0.15% of their portfolio CHEVY CHASE, MD 13,50213.5k $420.2k $420.2k 0.15% New
44 Apollon Financial, LLC 0.06% of their portfolio MOUNT PLEASANT, SC 12,91012.9k $401.8k $401.8k 0.06% Reduced -300 -300
45 Stonebridge Financial Group, LLC / MO 0.33% of their portfolio ST. LOUIS, MO 12,73712.7k $396.4k $396.4k 0.33% New
46 R. W. Roge & Company, Inc. 0.17% of their portfolio BOHEMIA, NY 11,30711.3k $351.0k $351.0k 0.17% New
47 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 11,06811.1k $344.4k $344.4k 0.00% New
48 National Philanthropic Trust 0.00% of their portfolio Jenkintown, PA 10,79510.8k $335.9k $335.9k 0.00% Unchanged
49 Prosperity Financial Group, Inc. 0.12% of their portfolio San Ramon, CA 10,12310.1k $315.0k $315.0k 0.12% Added +2.2k +2,166
50 Ashton Thomas Private Wealth, LLC 0.01% of their portfolio SCOTTSDALE, AZ 7,9938.0k $248.7k $248.7k 0.01% Added +378 +378
51 THOROUGHBRED FINANCIAL SERVICES, LLC 0.01% of their portfolio BRENTWOOD, TN 7,4167.4k $230.0k $230.0k 0.01% Reduced -1.5k -1,463
52 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 7,0217.0k $218.5k $218.5k 0.01% Added +380 +380
53 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 6,6036.6k $205.0k $205.0k 0.00% Reduced -17.6k -17,582
54 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 6,4476.4k $200.8k $200.8k 0.00% Reduced -1 -1
55 Capital Investment Advisory Services, LLC 0.01% of their portfolio RALEIGH, NC 5,6825.7k $176.8k $176.8k 0.01% New
56 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 4,0004.0k $124.5k $124.5k 0.01% Unchanged
57 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,1752.2k $67.7k $67.7k 0.00% Added +300 +300
58 MARSHALL INVESTMENT MANAGEMENT, LLC 0.03% of their portfolio LITTLETON, CO 2,0432.0k $63.6k $63.6k 0.03% New
59 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 1,7891.8k $55.7k $55.7k 0.00% Unchanged
60 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 1,7001.7k $52.9k $52.9k 0.00% Unchanged
61 Berbice Capital Management LLC 0.03% of their portfolio MELVILLE, NY 1,3001.3k $40.5k $40.5k 0.03% New
62 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 1,1331.1k $35.3k $35.3k 0.00% Unchanged
63 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,0201.0k $31.7k $31.7k 0.00% New
64 Global Wealth Strategies & Associates 0.00% of their portfolio DENVER, CO 184184 $5.7k $5.7k 0.00% Reduced -28 -28