Vault-13

THE ALGER ETF TRUST CNEQ

CONCENTRATED EQT · ETP · CUSIP 015564404

57 institutional holders +15 vs Q3 2025
4,381,3564.4m shares reported held*
$150.5mreported value*
17 new 31 added 5 reduced 4 sold out net bought ≈ $54.9m (+1.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $34.36.

Trends to Q4 2025

Institutional holders

Managers reporting a position, each quarter

0204060Q2 24: 2Q3 24: 4Q4 24: 8Q1 25: 10Q2 25: 20Q3 25: 42Q4 25: 5757Q2 24Q4 24Q2 25Q4 25
Numbers
QuarterHolders
Q2 20242
Q3 20244
Q4 20248
Q1 202510
Q2 202520
Q3 202542
Q4 202557

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q3 24: 3 bought or addedQ3 24: 0 cut or sold outQ3 24Q4 24: 6 bought or addedQ4 24: 2 cut or sold outQ4 24Q1 25: 6 bought or addedQ1 25: 3 cut or sold outQ1 25Q2 25: 15 bought or addedQ2 25: 4 cut or sold outQ2 25Q3 25: 41 bought or addedQ3 25: 3 cut or sold outQ3 25Q4 25: 48 bought or addedQ4 25: 9 cut or sold outQ4 25
Numbers
QuarterBought or addedCut or sold out
Q3 202430
Q4 202462
Q1 202563
Q2 2025154
Q3 2025413
Q4 2025489

Biggest buyers

LPL Financial LLC Added +613,133+613.1k
RAYMOND JAMES FINANCIAL INC Added +416,671+416.7k
Sanchez Wealth Management Group New +215,214+215.2k
Brookwood Investment Group LLC New +198,245+198.2k
TRUIST FINANCIAL CORP Added +56,994+57.0k
ENVESTNET ASSET MANAGEMENT INC Added +48,798+48.8k
COMMONWEALTH EQUITY SERVICES, LLC Added +40,757+40.8k
Janney Montgomery Scott LLC Added +34,141+34.1k
Cambridge Investment Research Advisors, Inc. New +24,185+24.2k
&PARTNERS New +23,590+23.6k

Biggest sellers

Orion Porfolio Solutions, LLC Reduced -231,468-231.5k
Atria Investments, Inc Reduced -49,049-49.0k
Sanctuary Advisors, LLC Reduced -20,333-20.3k
JANE STREET GROUP, LLC Sold out -10,191-10.2k
American Alpha Advisors, LLC Reduced -9,255-9.3k
OPPENHEIMER & CO INC Sold out -6,611-6.6k
Global Retirement Partners, LLC Sold out -3,878-3.9k
Onyx Bridge Wealth Group LLC Reduced -790-790
Parallel Advisors, LLC Sold out -301-301

Holders, Q4 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 1,075,7711.1m $37.0m $37.0m 0.01% Added +613.1k +613,133
2 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 569,921569.9k $19.6m $19.6m 0.01% Added +416.7k +416,671
3 FLAGSHIP HARBOR ADVISORS, LLC 0.63% of their portfolio BOSTON, MA 387,071387.1k $13.3m $13.3m 0.63% Added +22.9k +22,874
4 Sanchez Wealth Management Group 1.58% of their portfolio JACKSONVILLE, FL 215,214215.2k $7.4m $7.4m 1.58% New
5 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 206,284206.3k $7.1m $7.1m 0.01% Added +40.8k +40,757
6 Brookwood Investment Group LLC 0.82% of their portfolio PHOENIX, AZ 198,245198.2k $6.8m $6.8m 0.82% New
7 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 190,856190.9k $6.6m $6.6m 0.01% Added +57.0k +56,994
8 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 160,238160.2k $5.5m $5.5m 0.02% Added +20.7k +20,658
9 Sanctuary Advisors, LLC 0.03% of their portfolio INDIANAPOLIS, IN 158,075158.1k $5.4m $5.4m 0.03% Reduced -20.3k -20,333
10 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 110,393110.4k $3.8m $3.8m 0.00% Added +48.8k +48,798
11 Atria Investments, Inc 0.04% of their portfolio Charlotte, NC 95,07395.1k $3.3m $3.3m 0.04% Reduced -49.0k -49,049
12 Castle Rock Wealth Management, LLC 0.66% of their portfolio WALNUT CREEK, CA 91,78191.8k $3.0m $3.0m 0.66% Added +3.6k +3,649
13 Gladstone Institutional Advisory LLC 0.11% of their portfolio Bedminster, NJ 81,12781.1k $2.8m $2.8m 0.11% Added +3.4k +3,396
14 AXXCESS WEALTH MANAGEMENT, LLC 0.04% of their portfolio CARLSBAD, CA 61,89561.9k $2.1m $2.1m 0.04% Added +2.6k +2,640
15 Colonial River Investments, LLC 0.75% of their portfolio MIDLOTHIAN, VA 61,51961.5k $2.1m $2.1m 0.75% Added +2.3k +2,264
16 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 56,21456.2k $1.9m $1.9m 0.00% Added +34.1k +34,141
17 Harvest Investment Services, LLC 0.36% of their portfolio Oakbrook Terrace, IL 55,39055.4k $1.9m $1.9m 0.36% Added +400 +400
18 SACKS & ASSOCIATES, LLC 1.10% of their portfolio WARREN, NJ 43,41843.4k $1.5m $1.5m 1.10% First filing
19 Onyx Bridge Wealth Group LLC 0.15% of their portfolio TARRYTOWN, NY 42,31542.3k $1.5m $1.5m 0.15% Reduced -790 -790
20 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 41,96842.0k $1.4m $1.4m 0.01% Reduced -231.5k -231,468
21 Worth Financial Advisory Group, LLC 0.65% of their portfolio CHARLOTTE, NC 38,81838.8k $1.3m $1.3m 0.65% Added +20.9k +20,937
22 Embree Financial Group 0.15% of their portfolio Chicago, IL 35,71035.7k $1.2m $1.2m 0.15% Added +10.9k +10,938
23 GWN SECURITIES INC. 0.23% of their portfolio Palm Beach Gardens, FL 32,81932.8k $1.1m $1.1m 0.23% Added +11.5k +11,467
24 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 32,62032.6k $1.1m $1.1m 0.00% Added +20.7k +20,662
25 American Alpha Advisors, LLC 0.67% of their portfolio NEW YORK, NY 30,94530.9k $1.1m $1.1m 0.67% Reduced -9.3k -9,255
26 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 28,65828.7k $985.3k $985.3k 0.01% Added +5.3k +5,311
27 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 24,21624.2k $832.5k $832.5k 0.01% Added +14.4k +14,371
28 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 24,18524.2k $831.0k $831.0k 0.00% New
29 &PARTNERS 0.00% of their portfolio NASHVILLE, TN 23,59023.6k $811.0k $811.0k 0.00% New
30 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 21,14521.1k $727.0k $727.0k 0.02% Added +4.4k +4,366
31 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 15,75015.8k $541.5k $541.5k 0.00% New
32 Western Wealth Management, LLC 0.02% of their portfolio GOLDEN, CO 15,01615.0k $516.3k $516.3k 0.02% Added +5.6k +5,603
33 Ascentis Independent Advisors 0.08% of their portfolio DALLAS, TX 14,78714.8k $508.4k $508.4k 0.08% New
34 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 13,92413.9k $478.7k $478.7k 0.01% New
35 RWA WEALTH PARTNERS, LLC 0.01% of their portfolio BOSTON, MA 13,82013.8k $475.1k $475.1k 0.01% Unchanged
36 Apollon Financial, LLC 0.07% of their portfolio MOUNT PLEASANT, SC 13,21013.2k $454.2k $454.2k 0.07% Added +2.1k +2,140
37 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 10,87110.9k $374.0k $374.0k 0.00% Added +8.5k +8,474
38 National Philanthropic Trust 0.00% of their portfolio Jenkintown, PA 10,79510.8k $371.1k $371.1k 0.00% New
39 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 10,21910.2k $351.3k $351.3k 0.00% Added +4.1k +4,117
40 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 10,13110.1k $348.3k $348.3k 0.00% New
41 THOROUGHBRED FINANCIAL SERVICES, LLC 0.02% of their portfolio BRENTWOOD, TN 8,8798.9k $305.0k $305.0k 0.02% Added +110 +110
42 Prosperity Financial Group, Inc. 0.10% of their portfolio San Ramon, CA 7,9578.0k $273.6k $273.6k 0.10% Added +1.7k +1,659
43 Ashton Thomas Private Wealth, LLC 0.01% of their portfolio SCOTTSDALE, AZ 7,6157.6k $261.8k $261.8k 0.01% New
44 Rubicon Advisors, GP 0.24% of their portfolio REDDING, CA 7,5457.5k $259.4k $259.4k 0.24% First filing
45 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 6,6416.6k $228.3k $228.3k 0.01% Added +6.0k +5,968
46 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 6,4486.4k $221.8k $221.8k 0.00% Added +3.0k +3,005
47 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 4,0004.0k $137.5k $137.5k 0.01% New
48 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,8751.9k $64.5k $64.5k 0.00% Added +1.2k +1,225
49 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 1,7891.8k $61.5k $61.5k 0.00% Added +100 +100
50 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 1,7001.7k $58.4k $58.4k 0.00% New
51 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 1,1331.1k $39.0k $39.0k 0.00% New
52 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 662662 $22.8k $22.8k 0.00% New
53 UBS Group AG 0.00% of their portfolio ZURICH, V8 460460 $15.8k $15.8k 0.00% New
54 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 312312 $10.7k $10.7k 0.00% Added +83 +83
55 Global Wealth Strategies & Associates 0.00% of their portfolio DENVER, CO 212212 $7.3k $7.3k 0.00% New
56 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 9898 $3.4k $3.4k 0.00% Unchanged
57 HHM Wealth Advisors, LLC 0.00% of their portfolio CHATTANOOGA, TN 3333 $1.1k $1.1k 0.00% New