Vault-13

THE ALGER ETF TRUST CNEQ

CONCENTRATED EQT · ETP · CUSIP 015564404

42 institutional holders +22 vs Q2 2025
2,732,9222.7m shares reported held*
$96.0mreported value*
26 new 15 added 0 reduced 3 sold out net bought ≈ $55.7m (+1.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $35.12.

Trends to Q3 2025

Institutional holders

Managers reporting a position, each quarter

0204060Q2 24: 2Q3 24: 4Q4 24: 8Q1 25: 10Q2 25: 20Q3 25: 4242Q2 24Q3 24Q4 24Q1 25Q2 25Q3 25
Numbers
QuarterHolders
Q2 20242
Q3 20244
Q4 20248
Q1 202510
Q2 202520
Q3 202542

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q3 24: 3 bought or addedQ3 24: 0 cut or sold outQ3 24Q4 24: 6 bought or addedQ4 24: 2 cut or sold outQ4 24Q1 25: 6 bought or addedQ1 25: 3 cut or sold outQ1 25Q2 25: 15 bought or addedQ2 25: 4 cut or sold outQ2 25Q3 25: 41 bought or addedQ3 25: 3 cut or sold outQ3 25
Numbers
QuarterBought or addedCut or sold out
Q3 202430
Q4 202462
Q1 202563
Q2 2025154
Q3 2025413

Biggest buyers

FLAGSHIP HARBOR ADVISORS, LLC New +364,197+364.2k
LPL Financial LLC Added +321,161+321.2k
Orion Porfolio Solutions, LLC Added +140,541+140.5k
NewEdge Advisors, LLC New +139,580+139.6k
RAYMOND JAMES FINANCIAL INC Added +116,369+116.4k
TRUIST FINANCIAL CORP Added +104,760+104.8k
COMMONWEALTH EQUITY SERVICES, LLC Added +74,196+74.2k
Colonial River Investments, LLC New +59,255+59.3k
AXXCESS WEALTH MANAGEMENT, LLC New +59,255+59.3k
Sanctuary Advisors, LLC Added +52,937+52.9k

Biggest sellers

FRED ALGER MANAGEMENT, LLC Sold out -174,563-174.6k
CITADEL ADVISORS LLC Sold out -10,206-10.2k
Kestra Advisory Services, LLC Sold out -8,500-8.5k

Holders, Q3 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 462,638462.6k $16.3m $16.3m 0.00% Added +321.2k +321,161
2 FLAGSHIP HARBOR ADVISORS, LLC 0.56% of their portfolio BOSTON, MA 364,197364.2k $12.8m $12.8m 0.56% New
3 Orion Porfolio Solutions, LLC 0.07% of their portfolio OMAHA, NE 273,436273.4k $9.6m $9.6m 0.07% Added +140.5k +140,541
4 Sanctuary Advisors, LLC 0.02% of their portfolio INDIANAPOLIS, IN 178,408178.4k $6.1m $6.1m 0.02% Added +52.9k +52,937
5 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 165,527165.5k $5.8m $5.8m 0.01% Added +74.2k +74,196
6 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 153,250153.2k $5.4m $5.4m 0.00% Added +116.4k +116,369
7 Atria Investments, Inc 0.06% of their portfolio Charlotte, NC 144,122144.1k $5.1m $5.1m 0.06% Added +31.2k +31,159
8 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 139,580139.6k $4.9m $4.9m 0.02% New
9 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 133,862133.9k $4.7m $4.7m 0.01% Added +104.8k +104,760
10 Castle Rock Wealth Management, LLC 0.69% of their portfolio WALNUT CREEK, CA 88,13288.1k $3.1m $3.1m 0.69% Added +2.5k +2,510
11 Gladstone Institutional Advisory LLC 0.11% of their portfolio Bedminster, NJ 77,73177.7k $2.7m $2.7m 0.11% Added +14.0k +13,972
12 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 61,59561.6k $2.2m $2.2m 0.00% Added +35.1k +35,061
13 Colonial River Investments, LLC 0.77% of their portfolio MIDLOTHIAN, VA 59,25559.3k $2.1m $2.1m 0.77% New
14 AXXCESS WEALTH MANAGEMENT, LLC 0.04% of their portfolio CARLSBAD, CA 59,25559.3k $2.1m $2.1m 0.04% New
15 Harvest Investment Services, LLC 0.39% of their portfolio Oakbrook Terrace, IL 54,99055.0k $1.9m $1.9m 0.39% Added +1.4k +1,417
16 Onyx Bridge Wealth Group LLC 0.16% of their portfolio TARRYTOWN, NY 43,10543.1k $1.5m $1.5m 0.16% Added +409 +409
17 American Alpha Advisors, LLC 1.02% of their portfolio NEW YORK, NY 40,20040.2k $1.4m $1.4m 1.02% New
18 Embree Financial Group 0.12% of their portfolio Chicago, IL 24,77224.8k $871.1k $871.1k 0.12% New
19 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 23,34723.3k $821.0k $821.0k 0.01% New
20 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 22,07322.1k $776.0k $776.0k 0.00% Added +14.0k +14,023
21 GWN SECURITIES INC. 0.17% of their portfolio Palm Beach Gardens, FL 21,35221.4k $752.6k $752.6k 0.17% New
22 Worth Financial Advisory Group, LLC 0.35% of their portfolio CHARLOTTE, NC 17,88117.9k $628.8k $628.8k 0.35% New
23 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 16,77916.8k $580.1k $580.1k 0.01% New
24 RWA WEALTH PARTNERS, LLC 0.01% of their portfolio BOSTON, MA 13,82013.8k $486.0k $486.0k 0.01% New
25 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 11,95812.0k $420.5k $420.5k 0.00% New
26 Apollon Financial, LLC 0.06% of their portfolio MOUNT PLEASANT, SC 11,07011.1k $389.3k $389.3k 0.06% New
27 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 10,19110.2k $358.4k $358.4k 0.00% New
28 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 9,8459.8k $346.2k $346.2k 0.01% New
29 Western Wealth Management, LLC 0.02% of their portfolio GOLDEN, CO 9,4139.4k $331.0k $331.0k 0.02% New
30 THOROUGHBRED FINANCIAL SERVICES, LLC 0.02% of their portfolio BRENTWOOD, TN 8,7698.8k $308.0k $308.0k 0.02% New
31 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 6,6116.6k $232.5k $232.5k 0.00% New
32 Prosperity Financial Group, Inc. 0.08% of their portfolio San Ramon, CA 6,2986.3k $221.5k $221.5k 0.08% New
33 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 6,1026.1k $214.6k $214.6k 0.00% New
34 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 3,8783.9k $136.4k $136.4k 0.00% New
35 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 3,4433.4k $110.3k $110.3k 0.00% Added +998 +998
36 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 2,3972.4k $84.0k $84.0k 0.00% New
37 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 1,6891.7k $59.4k $59.4k 0.00% Unchanged
38 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 673673 $23.7k $23.7k 0.00% Added +100 +100
39 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 650650 $22.9k $22.9k 0.00% New
40 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 301301 $10.6k $10.6k 0.00% New
41 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 229229 $8.1k $8.1k 0.00% New
42 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 9898 $3.4k $3.4k 0.00% New