Vault-13

THE ALGER ETF TRUST ATFV

35 ETF · ETP · CUSIP 015564206

28 institutional holders +4 vs Q4 2025
2,500,7952.5m shares reported held*
$84.3mreported value*
5 new 12 added 8 reduced 0 sold out net bought ≈ $6.9m (+218.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $33.70.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 3Q4 22: 4Q1 23: 2Q2 23: 4Q3 23: 4Q4 23: 5Q1 24: 5Q2 24: 4Q3 24: 7Q4 24: 10Q1 25: 10Q2 25: 11Q3 25: 21Q4 25: 24Q1 26: 2828Q3 22Q3 23Q3 24Q3 25Q1 26
Numbers
QuarterHolders
Q3 20223
Q4 20224
Q1 20232
Q2 20234
Q3 20234
Q4 20235
Q1 20245
Q2 20244
Q3 20247
Q4 202410
Q1 202510
Q2 202511
Q3 202521
Q4 202524
Q1 202628

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q2 24: 2 bought or addedQ2 24: 3 cut or sold outQ3 24: 3 bought or addedQ3 24: 2 cut or sold outQ3 24Q4 24: 9 bought or addedQ4 24: 1 cut or sold outQ1 25: 4 bought or addedQ1 25: 4 cut or sold outQ1 25Q2 25: 5 bought or addedQ2 25: 3 cut or sold outQ3 25: 15 bought or addedQ3 25: 3 cut or sold outQ3 25Q4 25: 19 bought or addedQ4 25: 6 cut or sold outQ1 26: 17 bought or addedQ1 26: 8 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 202423
Q3 202432
Q4 202491
Q1 202544
Q2 202553
Q3 2025153
Q4 2025196
Q1 2026178

Biggest buyers

NewEdge Advisors, LLC Added +216,699+216.7k
Mountain Capital Investment Advisors Inc. Added +38,802+38.8k
LPL Financial LLC Added +32,241+32.2k
CHILTON INVESTMENT CO INC. Added +27,494+27.5k
CITADEL ADVISORS LLC New +22,472+22.5k
Cambridge Investment Research Advisors, Inc. Added +16,188+16.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +7,548+7.5k
Foundations Investment Advisors, LLC Added +6,826+6.8k
Berbice Capital Management LLC New +5,639+5.6k
CFO CAPITAL MANAGEMENT LLC Added +3,384+3.4k

Biggest sellers

Mariner, LLC Reduced -81,944-81.9k
VISTA INVESTMENT PARTNERS II, LLC Reduced -81,076-81.1k
Avior Wealth Management, LLC Reduced -3,039-3.0k
Integrated Wealth Concepts LLC Reduced -760-760
Worth Asset Management, LLC Reduced -610-610
AdvisorNet Financial, Inc Reduced -392-392
Beverly Hills Private Wealth, LLC Reduced -362-362
CWM, LLC Reduced -23-23

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: ALGER ASSOCIATES INC (2.5%, 2026-09-08)

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Mountain Capital Investment Advisors Inc. 5.97% of their portfolio WESTMINSTER, CO 1,097,1201.1m $40.2m $40.2m 5.97% Added +38.8k +38,802
2 FRED ALGER MANAGEMENT, LLC 0.05% of their portfolio NEW YORK, NY 395,038395.0k $12.4m $12.4m 0.05% Unchanged
3 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 243,222243.2k $7.6m $7.6m 0.00% Added +32.2k +32,241
4 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 234,956235.0k $7.4m $7.4m 0.03% Added +216.7k +216,699
5 CHILTON INVESTMENT CO INC. 0.09% of their portfolio STAMFORD, CT 120,901120.9k $3.8m $3.8m 0.09% Added +27.5k +27,494
6 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 95,41595.4k $3.0m $3.0m 0.01% Added +16.2k +16,188
7 CFO CAPITAL MANAGEMENT LLC 1.59% of their portfolio FAIRFIELD, CT 61,74761.7k $1.9m $1.9m 1.59% Added +3.4k +3,384
8 Castle Rock Wealth Management, LLC 0.28% of their portfolio WALNUT CREEK, CA 40,53240.5k $1.3m $1.3m 0.28% Added +721 +721
9 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 32,47232.5k $1.0m $1.0m 0.01% Reduced -760 -760
10 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 27,13527.1k $851.2k $851.2k 0.00% Added +1.6k +1,650
11 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 22,47222.5k $704.9k $704.9k 0.00% New
12 Mariner, LLC 0.00% of their portfolio Overland Park, KS 15,93215.9k $499.8k $499.8k 0.00% Reduced -81.9k -81,944
13 Foundations Investment Advisors, LLC 0.01% of their portfolio PHOENIX, AZ 15,72615.7k $493.3k $493.3k 0.01% Added +6.8k +6,826
14 VISTA INVESTMENT PARTNERS II, LLC 0.22% of their portfolio RICHMOND, IN 15,29315.3k $479.7k $479.7k 0.22% Reduced -81.1k -81,076
15 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 15,10115.1k $473.7k $473.7k 0.00% Added +1.3k +1,327
16 Avior Wealth Management, LLC 0.01% of their portfolio OMAHA, NE 14,06914.1k $441.3k $441.3k 0.01% Reduced -3.0k -3,039
17 Onyx Bridge Wealth Group LLC 0.04% of their portfolio TARRYTOWN, NY 12,32012.3k $386.5k $386.5k 0.04% Added +2.9k +2,881
18 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 9,7459.7k $305.7k $305.7k 0.00% Added +1.2k +1,204
19 Worth Asset Management, LLC 0.10% of their portfolio DALLAS, TX 8,3898.4k $263.2k $263.2k 0.10% Reduced -610 -610
20 Beverly Hills Private Wealth, LLC 0.04% of their portfolio BEVERLY HILLS, CA 8,0288.0k $251.9k $251.9k 0.04% Reduced -362 -362
21 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 7,5487.5k $236.8k $236.8k 0.00% New
22 Berbice Capital Management LLC 0.12% of their portfolio MELVILLE, NY 5,6395.6k $176.9k $176.9k 0.12% New
23 UBS Group AG 0.00% of their portfolio ZURICH, V8 820820 $25.7k $25.7k 0.00% New
24 Ashton Thomas Private Wealth, LLC 0.00% of their portfolio SCOTTSDALE, AZ 736736 $23.1k $23.1k 0.00% New
25 CWM, LLC 0.00% of their portfolio OMAHA, NE 330330 $10.3k $10.3k 0.00% Reduced -23 -23
26 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 9898 $3.1k $3.1k 0.00% Reduced -392 -392
27 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1010 $314 $314 0.00% Unchanged
28 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 11 $41 $41 0.00% Unchanged