Vault-13

THE ALGER ETF TRUST ATFV

35 ETF · ETP · CUSIP 015564206

24 institutional holders +3 vs Q3 2025
2,287,5922.3m shares reported held*
$79.9mreported value*
6 new 13 added 2 reduced 4 sold out net bought ≈ $18.5m (+530.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $34.93.

Trends to Q4 2025

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 3Q4 22: 4Q1 23: 2Q2 23: 4Q3 23: 4Q4 23: 5Q1 24: 5Q2 24: 4Q3 24: 7Q4 24: 10Q1 25: 10Q2 25: 11Q3 25: 21Q4 25: 2424Q3 22Q2 23Q1 24Q4 24Q4 25
Numbers
QuarterHolders
Q3 20223
Q4 20224
Q1 20232
Q2 20234
Q3 20234
Q4 20235
Q1 20245
Q2 20244
Q3 20247
Q4 202410
Q1 202510
Q2 202511
Q3 202521
Q4 202524

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q1 24: 3 bought or addedQ1 24: 1 cut or sold outQ2 24: 2 bought or addedQ2 24: 3 cut or sold outQ2 24Q3 24: 3 bought or addedQ3 24: 2 cut or sold outQ4 24: 9 bought or addedQ4 24: 1 cut or sold outQ4 24Q1 25: 4 bought or addedQ1 25: 4 cut or sold outQ2 25: 5 bought or addedQ2 25: 3 cut or sold outQ2 25Q3 25: 15 bought or addedQ3 25: 3 cut or sold outQ4 25: 19 bought or addedQ4 25: 6 cut or sold outQ4 25
Numbers
QuarterBought or addedCut or sold out
Q1 202431
Q2 202423
Q3 202432
Q4 202491
Q1 202544
Q2 202553
Q3 2025153
Q4 2025196

Biggest buyers

Mountain Capital Investment Advisors Inc. Added +214,661+214.7k
VISTA INVESTMENT PARTNERS II, LLC New +96,369+96.4k
Cambridge Investment Research Advisors, Inc. New +79,227+79.2k
LPL Financial LLC Added +77,813+77.8k
Integrated Wealth Concepts LLC Added +26,209+26.2k
CHILTON INVESTMENT CO INC. Added +10,746+10.7k
Onyx Bridge Wealth Group LLC New +9,439+9.4k
Foundations Investment Advisors, LLC New +8,900+8.9k
HARBOUR INVESTMENTS, INC. Added +8,301+8.3k
Avior Wealth Management, LLC Added +5,288+5.3k

Biggest sellers

Equitable Holdings, Inc. Sold out -17,855-17.9k
CITADEL ADVISORS LLC Sold out -6,393-6.4k
UBS Group AG Sold out -2,537-2.5k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Sold out -2,341-2.3k
Beverly Hills Private Wealth, LLC Reduced -685-685
CWM, LLC Reduced -209-209

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: ALGER ASSOCIATES INC (2.5%, 2026-09-08)

Holders, Q4 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Mountain Capital Investment Advisors Inc. 5.98% of their portfolio WESTMINSTER, CO 1,058,3181.1m $37.1m $37.1m 5.98% Added +214.7k +214,661
2 FRED ALGER MANAGEMENT, LLC 0.05% of their portfolio NEW YORK, NY 395,038395.0k $13.8m $13.8m 0.05% Added +13 +13
3 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 210,981211.0k $7.4m $7.4m 0.00% Added +77.8k +77,813
4 Mariner, LLC 0.00% of their portfolio Overland Park, KS 97,87697.9k $3.4m $3.4m 0.00% Added +5.2k +5,164
5 VISTA INVESTMENT PARTNERS II, LLC 1.45% of their portfolio RICHMOND, IN 96,36996.4k $3.4m $3.4m 1.45% New
6 CHILTON INVESTMENT CO INC. 0.07% of their portfolio STAMFORD, CT 93,40793.4k $3.3m $3.3m 0.07% Added +10.7k +10,746
7 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 79,22779.2k $2.8m $2.8m 0.01% New
8 CFO CAPITAL MANAGEMENT LLC 1.52% of their portfolio FAIRFIELD, CT 58,36358.4k $2.0m $2.0m 1.52% First filing
9 Castle Rock Wealth Management, LLC 0.29% of their portfolio WALNUT CREEK, CA 39,81139.8k $1.3m $1.3m 0.29% Added +3.0k +2,960
10 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 33,23233.2k $1.2m $1.2m 0.01% Added +26.2k +26,209
11 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 25,48525.5k $888.7k $888.7k 0.00% Added +1.3k +1,278
12 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 18,25718.3k $636.6k $636.6k 0.00% Added +1.3k +1,344
13 Avior Wealth Management, LLC 0.02% of their portfolio OMAHA, NE 17,10817.1k $596.6k $596.6k 0.02% Added +5.3k +5,288
14 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 13,77413.8k $480.3k $480.3k 0.00% Added +4.4k +4,365
15 Onyx Bridge Wealth Group LLC 0.04% of their portfolio TARRYTOWN, NY 9,4399.4k $329.1k $329.1k 0.04% New
16 Worth Asset Management, LLC 0.13% of their portfolio DALLAS, TX 8,9999.0k $313.8k $313.8k 0.13% Added +3.1k +3,097
17 Foundations Investment Advisors, LLC 0.00% of their portfolio PHOENIX, AZ 8,9008.9k $310.4k $310.4k 0.00% New
18 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 8,5418.5k $297.8k $297.8k 0.01% Added +8.3k +8,301
19 Beverly Hills Private Wealth, LLC 0.05% of their portfolio BEVERLY HILLS, CA 8,3908.4k $292.6k $292.6k 0.05% Reduced -685 -685
20 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 5,2235.2k $182.1k $182.1k 0.00% New
21 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 490490 $17.1k $17.1k 0.00% New
22 CWM, LLC 0.00% of their portfolio OMAHA, NE 353353 $12.0k $12.0k 0.00% Reduced -209 -209
23 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1010 $349 $349 0.00% Unchanged
24 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 11 $66 $66 0.00% Unchanged