Vault-13

THE ALGER ETF TRUST FRTY

MID CAP 40 ETF · ETP · CUSIP 015564107

39 institutional holders +9 vs Q3 2025
4,771,8904.8m shares reported held*
$102.1mreported value*
9 new 17 added 6 reduced 1 sold out net bought ≈ $12.3m (+584.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $21.39.

Trends to Q4 2025

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 10Q4 22: 15Q1 23: 12Q2 23: 11Q3 23: 14Q4 23: 14Q1 24: 13Q2 24: 14Q3 24: 19Q4 24: 21Q1 25: 30Q2 25: 34Q3 25: 30Q4 25: 3939Q3 22Q2 23Q1 24Q4 24Q4 25
Numbers
QuarterHolders
Q3 202210
Q4 202215
Q1 202312
Q2 202311
Q3 202314
Q4 202314
Q1 202413
Q2 202414
Q3 202419
Q4 202421
Q1 202530
Q2 202534
Q3 202530
Q4 202539

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q1 24: 6 bought or addedQ1 24: 8 cut or sold outQ2 24: 7 bought or addedQ2 24: 6 cut or sold outQ2 24Q3 24: 12 bought or addedQ3 24: 5 cut or sold outQ4 24: 13 bought or addedQ4 24: 8 cut or sold outQ4 24Q1 25: 19 bought or addedQ1 25: 7 cut or sold outQ2 25: 18 bought or addedQ2 25: 15 cut or sold outQ2 25Q3 25: 20 bought or addedQ3 25: 10 cut or sold outQ4 25: 26 bought or addedQ4 25: 7 cut or sold outQ4 25
Numbers
QuarterBought or addedCut or sold out
Q1 202468
Q2 202476
Q3 2024125
Q4 2024138
Q1 2025197
Q2 20251815
Q3 20252010
Q4 2025267

Biggest buyers

UBS Group AG Added +446,882+446.9k
LPL Financial LLC Added +330,486+330.5k
RAYMOND JAMES FINANCIAL INC Added +81,629+81.6k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +56,499+56.5k
Ascentis Independent Advisors New +37,459+37.5k
Cambridge Investment Research Advisors, Inc. Added +33,155+33.2k
STIFEL FINANCIAL CORP New +13,742+13.7k
Kovack Advisors, Inc. New +11,004+11.0k
Worth Financial Advisory Group, LLC Added +9,713+9.7k
ROYAL BANK OF CANADA Added +8,510+8.5k

Biggest sellers

FRED ALGER MANAGEMENT, LLC Sold out -284,990-285.0k
Prosperity Financial Group, Inc. Reduced -174,220-174.2k
ENVESTNET ASSET MANAGEMENT INC Reduced -13,749-13.7k
Sargent Investment Group, LLC Reduced -8,315-8.3k
NewEdge Advisors, LLC Reduced -1,728-1.7k
CREATIVE FINANCIAL DESIGNS INC /ADV Reduced -1,503-1.5k
Independent Wealth Network Inc. Reduced -583-583

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: ALGER ASSOCIATES INC (0.1%, 2025-12-05)

Holders, Q4 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.04% of their portfolio PLYMOUTH, MN 1,343,2401.3m $30.0m $30.0m 0.04% Added +56.5k +56,499
2 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,184,5281.2m $24.9m $24.9m 0.00% Added +446.9k +446,882
3 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 507,945507.9k $10.7m $10.7m 0.00% Added +330.5k +330,486
4 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 328,048328.0k $6.9m $6.9m 0.00% Added +81.6k +81,629
5 Brookwood Investment Group LLC 0.72% of their portfolio PHOENIX, AZ 285,366285.4k $6.0m $6.0m 0.72% Added +2.4k +2,439
6 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 130,096130.1k $2.7m $2.7m 0.00% Added +4.5k +4,477
7 Castle Rock Wealth Management, LLC 0.55% of their portfolio WALNUT CREEK, CA 123,146123.1k $2.5m $2.5m 0.55% Added +3.2k +3,247
8 FLAGSHIP HARBOR ADVISORS, LLC 0.08% of their portfolio BOSTON, MA 85,35685.4k $1.8m $1.8m 0.08% Added +2.1k +2,064
9 CREATIVE FINANCIAL DESIGNS INC /ADV 0.09% of their portfolio KOKOMO, IN 71,27571.3k $1.5m $1.5m 0.09% Reduced -1.5k -1,503
10 Sargent Investment Group, LLC 0.18% of their portfolio BETHESDA, MD 68,85368.9k $1.4m $1.4m 0.18% Reduced -8.3k -8,315
11 Advisory Advocates, LLC 1.26% of their portfolio GRAND RAPIDS, MI 59,97360.0k $1.3m $1.3m 1.26% First filing
12 Keystone Financial Services, LLC 0.84% of their portfolio OMAHA, NE 58,76858.8k $1.2m $1.2m 0.84% Added +543 +543
13 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 52,02252.0k $1.1m $1.1m 0.00% Added +33.2k +33,155
14 Whipplewood Advisors, LLC 0.67% of their portfolio LITTLETON, CO 49,82749.8k $1.0m $1.0m 0.67% Added +69 +69
15 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 44,90244.9k $945.4k $945.4k 0.00% Reduced -1.7k -1,728
16 Worth Financial Advisory Group, LLC 0.42% of their portfolio CHARLOTTE, NC 41,09741.1k $865.3k $865.3k 0.42% Added +9.7k +9,713
17 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 37,60437.6k $791.7k $791.7k 0.00% Reduced -13.7k -13,749
18 Ascentis Independent Advisors 0.13% of their portfolio DALLAS, TX 37,45937.5k $788.7k $788.7k 0.13% New
19 &PARTNERS 0.00% of their portfolio NASHVILLE, TN 35,99236.0k $757.8k $757.8k 0.00% Added +1.7k +1,679
20 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 33,98534.0k $716.0k $716.0k 0.00% Added +8.5k +8,510
21 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 30,73330.7k $647.0k $647.0k 0.00% Added +5.3k +5,315
22 Balentine LLC 0.02% of their portfolio ATLANTA, GA 30,51030.5k $642.4k $642.4k 0.02% Unchanged
23 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 29,19129.2k $614.6k $614.6k 0.00% Added +6.0k +5,989
24 Independent Wealth Network Inc. 0.16% of their portfolio URBANDALE, IA 25,57325.6k $538.4k $538.4k 0.16% Reduced -583 -583
25 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 17,78017.8k $374.3k $374.3k 0.00% Added +5.8k +5,780
26 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 13,74213.7k $289.3k $289.3k 0.00% New
27 Prosperity Financial Group, Inc. 0.10% of their portfolio San Ramon, CA 12,93112.9k $272.3k $272.3k 0.10% Reduced -174.2k -174,220
28 Kovack Advisors, Inc. 0.01% of their portfolio FT. LAUDERDALE, FL 11,00411.0k $231.7k $231.7k 0.01% New
29 Tradition Wealth Management, LLC 0.02% of their portfolio EDINA, MN 10,00010.0k $210.5k $210.5k 0.02% Unchanged
30 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 6,6546.7k $140.1k $140.1k 0.00% New
31 CWM, LLC 0.00% of their portfolio OMAHA, NE 2,2752.3k $48.0k $48.0k 0.00% Unchanged
32 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 685685 $14.4k $14.4k 0.00% New
33 Noble Wealth Management PBC 0.01% of their portfolio GREENWOOD VILLAGE, CO 580580 $12.2k $12.2k 0.01% New
34 Ritter Daniher Financial Advisory LLC / DE 0.00% of their portfolio CINCINNATI, OH 356356 $7.5k $7.5k 0.00% New
35 Global Wealth Strategies & Associates 0.00% of their portfolio DENVER, CO 216216 $4.5k $4.5k 0.00% New
36 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 104104 $2.2k $2.2k 0.00% Unchanged
37 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 7070 $1.5k $1.5k 0.00% New
38 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 33 $70 $70 0.00% Unchanged
39 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 11 $39 $39 0.00% Unchanged