Vault-13

THE ALGER ETF TRUST FRTY

MID CAP 40 ETF · ETP · CUSIP 015564107

34 institutional holders +4 vs Q1 2025
3,679,5833.7m shares reported held*
$70.6mreported value*
9 new 9 added 11 reduced 4 sold out net bought ≈ $624.2k (+32.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $19.19.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 10Q4 22: 15Q1 23: 12Q2 23: 11Q3 23: 14Q4 23: 14Q1 24: 13Q2 24: 14Q3 24: 19Q4 24: 21Q1 25: 30Q2 25: 3434Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202210
Q4 202215
Q1 202312
Q2 202311
Q3 202314
Q4 202314
Q1 202413
Q2 202414
Q3 202419
Q4 202421
Q1 202530
Q2 202534

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q3 23: 7 bought or addedQ3 23: 6 cut or sold outQ4 23: 4 bought or addedQ4 23: 9 cut or sold outQ4 23Q1 24: 6 bought or addedQ1 24: 8 cut or sold outQ2 24: 7 bought or addedQ2 24: 6 cut or sold outQ2 24Q3 24: 12 bought or addedQ3 24: 5 cut or sold outQ4 24: 13 bought or addedQ4 24: 8 cut or sold outQ4 24Q1 25: 19 bought or addedQ1 25: 7 cut or sold outQ2 25: 18 bought or addedQ2 25: 15 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 202376
Q4 202349
Q1 202468
Q2 202476
Q3 2024125
Q4 2024138
Q1 2025197
Q2 20251815

Biggest buyers

UBS Group AG Added +178,557+178.6k
FLAGSHIP HARBOR ADVISORS, LLC New +76,098+76.1k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +60,046+60.0k
Whipplewood Advisors, LLC New +46,596+46.6k
NewEdge Advisors, LLC New +44,214+44.2k
ROYAL BANK OF CANADA New +43,626+43.6k
Cambridge Investment Research Advisors, Inc. New +18,702+18.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +14,849+14.8k
LPL Financial LLC New +12,756+12.8k
Independent Wealth Network Inc. Added +3,953+4.0k

Biggest sellers

Brookwood Investment Group LLC Reduced -256,368-256.4k
STIFEL FINANCIAL CORP Sold out -92,484-92.5k
Prosperity Financial Group, Inc. Reduced -81,296-81.3k
Castle Rock Wealth Management, LLC Reduced -22,547-22.5k
Sanctuary Advisors, LLC Sold out -11,688-11.7k
RAYMOND JAMES FINANCIAL INC Reduced -8,078-8.1k
Sargent Investment Group, LLC Reduced -3,485-3.5k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -2,300-2.3k
&PARTNERS Reduced -1,999-2.0k
ENVESTNET ASSET MANAGEMENT INC Reduced -1,800-1.8k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: ALGER ASSOCIATES INC (0.1%, 2025-12-05)

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.04% of their portfolio PLYMOUTH, MN 1,246,0961.2m $23.7m $23.7m 0.04% Added +60.0k +60,046
2 UBS Group AG 0.00% of their portfolio ZURICH, V8 640,846640.8k $12.3m $12.3m 0.00% Added +178.6k +178,557
3 FRED ALGER MANAGEMENT, LLC 0.02% of their portfolio NEW YORK, NY 285,304285.3k $5.5m $5.5m 0.02% Unchanged
4 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 220,176220.2k $4.2m $4.2m 0.00% Reduced -8.1k -8,078
5 Brookwood Investment Group LLC 0.59% of their portfolio PHOENIX, AZ 190,688190.7k $3.7m $3.7m 0.59% Reduced -256.4k -256,368
6 Prosperity Financial Group, Inc. 1.53% of their portfolio San Ramon, CA 186,547186.5k $3.6m $3.6m 1.53% Reduced -81.3k -81,296
7 Castle Rock Wealth Management, LLC 0.53% of their portfolio WALNUT CREEK, CA 117,173117.2k $2.3m $2.3m 0.53% Reduced -22.5k -22,547
8 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 115,823115.8k $2.2m $2.2m 0.00% Reduced -2.3k -2,300
9 Sargent Investment Group, LLC 0.21% of their portfolio BETHESDA, MD 77,16877.2k $1.6m $1.6m 0.21% Reduced -3.5k -3,485
10 FLAGSHIP HARBOR ADVISORS, LLC 0.07% of their portfolio BOSTON, MA 76,09876.1k $1.5m $1.5m 0.07% New
11 CREATIVE FINANCIAL DESIGNS INC /ADV 0.10% of their portfolio KOKOMO, IN 74,34374.3k $1.4m $1.4m 0.10% Added +359 +359
12 Keystone Financial Services, LLC 0.83% of their portfolio OMAHA, NE 56,62856.6k $1.1m $1.1m 0.83% Added +2.3k +2,339
13 Whipplewood Advisors, LLC 0.49% of their portfolio LITTLETON, CO 46,59646.6k $895.3k $895.3k 0.49% New
14 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 44,21444.2k $849.6k $849.6k 0.00% New
15 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 43,62643.6k $838.0k $838.0k 0.00% New
16 Independent Wealth Network Inc. 0.27% of their portfolio URBANDALE, IA 38,26038.3k $735.2k $735.2k 0.27% Added +4.0k +3,953
17 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 37,72837.7k $724.9k $724.9k 0.00% Reduced -1.8k -1,800
18 &PARTNERS 0.00% of their portfolio NASHVILLE, TN 32,18832.2k $618.5k $618.5k 0.00% Reduced -2.0k -1,999
19 Worth Financial Advisory Group, LLC 0.28% of their portfolio CHARLOTTE, NC 23,97624.0k $460.7k $460.7k 0.28% Added +3.5k +3,524
20 Orion Porfolio Solutions, LLC 0.00% of their portfolio OMAHA, NE 23,34423.3k $448.6k $448.6k 0.00% Added +2.1k +2,057
21 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 22,65822.7k $435.4k $435.4k 0.00% Added +3.6k +3,600
22 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 19,31119.3k $371.1k $371.1k 0.00% Added +3.4k +3,440
23 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 18,70218.7k $359.0k $359.0k 0.00% New
24 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 14,84914.8k $285.3k $285.3k 0.00% New
25 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 12,75612.8k $245.1k $245.1k 0.00% New
26 Tradition Wealth Management, LLC 0.02% of their portfolio EDINA, MN 10,00010.0k $192.2k $192.2k 0.02% Unchanged
27 CWM, LLC 0.00% of their portfolio OMAHA, NE 2,6312.6k $51.0k $51.0k 0.00% Reduced -832 -832
28 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,0551.1k $20.3k $20.3k 0.00% New
29 Transce3nd, LLC 0.00% of their portfolio BUDA, TX 391391 $7.5k $7.5k 0.00% Unchanged
30 Blue Trust, Inc. 0.00% of their portfolio BRENTWOOD, TN 300300 $5.8k $5.8k 0.00% New
31 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 104104 $2.0k $2.0k 0.00% Reduced -141 -141
32 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 33 $64 $64 0.00% Reduced -3 -3
33 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 11 $23 $23 0.00% Unchanged
34 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged