Vault-13

ALARM COM HLDGS INC ALRM 0 01.15.26

NOTE 1/1 · US DOMESTIC · CUSIP 011642AB1

50 institutional holders +2 vs Q2 2023
38,558,92838.6m shares reported held*
$396.5mreported value*
6 new 13 added 8 reduced 4 sold out net bought ≈ $9.3m (+10.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $10.33.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 51Q4 22: 48Q1 23: 51Q2 23: 48Q3 23: 5050Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202251
Q4 202248
Q1 202351
Q2 202348
Q3 202350

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 18 bought or addedQ4 22: 18 cut or sold outQ4 22Q1 23: 21 bought or addedQ1 23: 20 cut or sold outQ1 23Q2 23: 20 bought or addedQ2 23: 16 cut or sold outQ2 23Q3 23: 19 bought or addedQ3 23: 12 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221818
Q1 20232120
Q2 20232016
Q3 20231912

Biggest buyers

READYSTATE ASSET MANAGEMENT LP New +27,856,000+27.9m
SONA ASSET MANAGEMENT (US) LLC New +10,200,000+10.2m
TENOR CAPITAL MANAGEMENT Co., L.P. New +8,000,000+8.0m
Man Group plc Added +5,800,000+5.8m
MILLENNIUM MANAGEMENT LLC Added +5,000,000+5.0m
Monashee Investment Management LLC Added +3,875,000+3.9m
STATE STREET CORP Added +1,600,000+1.6m
AVIVA PLC New +1,010,000+1.0m
WELLS FARGO & COMPANY/MN Added +1,000,000+1.0m
BARCLAYS PLC Added +850,000+850.0k

Biggest sellers

WOLVERINE ASSET MANAGEMENT LLC Sold out -32,533,000-32.5m
SONA ASSET MANAGEMENT (US) LLC Sold out -10,200,000-10.2m
MacKay Shields LLC Sold out -7,280,000-7.3m
JANE STREET GROUP, LLC Sold out -3,525,000-3.5m
ROYAL BANK OF CANADA Reduced -1,355,000-1.4m
WESTWOOD HOLDINGS GROUP INC Reduced -1,000,000-1.0m
OAKTREE CAPITAL MANAGEMENT LP Reduced -378,000-378.0k
WELLINGTON MANAGEMENT GROUP LLP Reduced -275,000-275.0k
Paloma Partners Management Co Reduced -270,000-270.0k
BANK OF AMERICA CORP /DE/ Reduced -125,000-125.0k

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 STEELHEAD PARTNERS LLC 3.05% of their portfolio SEATTLE, WA 60,000,00060.0m $52.0m $52.0m 3.05% Unchanged
2 Opti Capital Management, LP 3.51% of their portfolio New York, NY 56,065,00056.1m $48.7k $48.7k 3.51% Unchanged
3 Lynrock Lake LP 1.54% of their portfolio RYE BROOK, NY 41,098,00041.1m $35.7m $35.7m 1.54% Unchanged
4 Aequim Alternative Investments LP 1.32% of their portfolio MILL VALLEY, CA 40,000,00040.0m $34.8m $34.8m 1.32% Unchanged
5 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 32,498,00032.5m $28.3m $28.3m 0.00% Added +248.0k +248,000
6 READYSTATE ASSET MANAGEMENT LP 2.02% of their portfolio CHICAGO, IL 27,856,00027.9m $24.2m $24.2m 2.02% New
7 OAKTREE CAPITAL MANAGEMENT LP 0.35% of their portfolio LOS ANGELES, CA 26,296,00026.3m $22.9m $22.9m 0.35% Reduced -378.0k -378,000
8 CAMDEN ASSET MANAGEMENT L P /CA 0.76% of their portfolio Los Angeles, CA 23,600,00023.6m $20.4m $20.4m 0.76% Unchanged
9 Linden Advisors LP 0.18% of their portfolio New York, NY 20,731,00020.7m $18.0m $18.0m 0.18% Unchanged
10 MILLENNIUM MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 17,500,00017.5m $15.2m $15.2m 0.02% Added +5.0m +5,000,000
11 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 14,797,00014.8m $12.8m $12.8m 0.00% Reduced -275.0k -275,000
12 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 13,252,00013.3m $11.5m $11.5m 0.00% Added +1.0m +1,000,000
13 Man Group plc 0.03% of their portfolio LONDON, X0 12,800,00012.8m $11.1m $11.1m 0.03% Added +5.8m +5,800,000
14 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 11,623,00011.6m $10.1m $10.1m 0.00% Added +1.6m +1,600,000
15 BlackRock Inc. 0.00% of their portfolio New York, NY 10,480,00010.5m $9.1m $9.1m 0.00% Added +500.0k +500,000
16 SONA ASSET MANAGEMENT (US) LLC 1.19% of their portfolio NEW YORK, NY 10,200,00010.2m $8.9m $8.9m 1.19% New
17 ABSOLUTE INVESTMENT ADVISERS, LLC 1.02% of their portfolio ROSEMARY BEACH, FL 8,185,0008.2m $7.1m $7.1m 1.02% Added +75.0k +75,000
18 TORONTO DOMINION BANK 0.01% of their portfolio TORONTO, ONTARIO, A6 8,000,0008.0m $6.9m $6.9m 0.01% Unchanged
19 TENOR CAPITAL MANAGEMENT Co., L.P. 0.15% of their portfolio NEW YORK, NY 8,000,0008.0m $7.0m $7.0m 0.15% New
20 DeepCurrents Investment Group LLC 0.29% of their portfolio NEW YORK, NY 7,222,0007.2m $6.3m $6.3m 0.29% Unchanged
21 Monashee Investment Management LLC 2.52% of their portfolio Boston, MA 7,000,0007.0m $6.0m $6.0m 2.52% Added +3.9m +3,875,000
22 CAPSTONE INVESTMENT ADVISORS, LLC 0.14% of their portfolio NEW YORK, NY 6,200,0006.2m $5.4m $5.4m 0.14% Unchanged
23 Russell Investments Group, Ltd. 0.01% of their portfolio Seattle, WA 4,688,0004.7m $4.1m $4.1m 0.01% Added +770.0k +770,000
24 ONTARIO TEACHERS PENSION PLAN BOARD 0.03% of their portfolio Toronto, A6 3,000,0003.0m $2.6m $2.6m 0.03% Unchanged
25 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.01% of their portfolio Paris, I0 3,000,0003.0m $2.6m $2.6m 0.01% Unchanged
26 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,824,0002.8m $2.4m $2.4m 0.00% Added +286.0k +286,000
27 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 2,022,0002.0m $1.8m $1.8m 0.00% Added +850.0k +850,000
28 Amundi 0.00% of their portfolio Paris, I0 1,975,0002.0m $1.7m $1.7m 0.00% Unchanged
29 Lombard Odier Asset Management (Europe) Ltd 0.09% of their portfolio LONDON, X0 1,975,0002.0m $1.7m $1.7m 0.09% Unchanged
30 Paloma Partners Management Co 0.28% of their portfolio GREENWICH, CT 1,530,0001.5m $1.3m $1.3m 0.28% Reduced -270.0k -270,000
31 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 1,527,0001.5m $745.7k $745.7k 0.00% Unchanged
32 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,180,0001.2m $1.0m $1.0m 0.00% Reduced -1.4m -1,355,000
33 PUTNAM INVESTMENTS LLC 0.00% of their portfolio BOSTON, MA 1,133,0001.1m $978.9k $978.9k 0.00% Unchanged
34 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 1,100,0001.1m $914.5k $914.5k 0.00% Unchanged
35 AVIVA PLC 0.00% of their portfolio LONDON, X0 1,010,0001.0m $879.0k $879.0k 0.00% New
36 WESTWOOD HOLDINGS GROUP INC 0.01% of their portfolio DALLAS, TX 1,000,0001.0m $867.0k $867.0k 0.01% Reduced -1.0m -1,000,000
37 Kohlberg Kravis Roberts & Co. L.P. 0.03% of their portfolio NEW YORK, NY 937,000937.0k $814.3k $814.3k 0.03% Added +440.0k +440,000
38 Liberty Mutual Group Asset Management Inc. 0.20% of their portfolio Boston, MA 825,000825.0k $712.8k $712.8k 0.20% Unchanged
39 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.00% of their portfolio FRANKFURT AM MAIN, 2M 500,000500.0k $434.2k $434.2k 0.00% Unchanged
40 Ayrton Capital LLC 2.94% of their portfolio Westport, CT 500,000500.0k $434.0k $434.0k 2.94% Unchanged
41 BNP PARIBAS FINANCIAL MARKETS 0.03% of their portfolio PARIS, I0 215,928215.9k $13.2m $13.2m 0.03% Added +53.8k +53,751
42 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 150,000150.0k $129.6k $129.6k 0.00% Reduced -125.0k -125,000
43 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 101,000101.0k $87.8k $87.8k 0.00% Unchanged
44 Jefferies Financial Group Inc. 0.00% of their portfolio NEW YORK, NY 90,00090.0k $78.1k $78.1k 0.00% New
45 Oaktree Fund Advisors, LLC 0.06% of their portfolio LOS ANGLES, CA 66,00066.0k $57.4k $57.4k 0.06% Reduced -42.0k -42,000
46 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 25,00025.0k $21.6k $21.6k 0.00% Unchanged
47 Context Capital Management, LLC 0.26% of their portfolio LAJOLLA, CA 3,7503.8k $3.3m $3.3m 0.26% New
48 Verition Fund Management LLC 0.02% of their portfolio GREENWICH, CT 2,0262.0k $1.8m $1.8m 0.02% Reduced -8.5k -8,500
49 Alken Asset Management Ltd 0.02% of their portfolio LONDON, X0 800800 $691 $691 0.02% Unchanged
50 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged