Vault-13

ALARM COM HLDGS INC ALRM 0 01.15.26

NOTE 1/1 · US DOMESTIC · CUSIP 011642AB1

48 institutional holders -3 vs Q1 2023
27,880,17727.9m shares reported held*
$427.7mreported value*
4 new 16 added 9 reduced 7 sold out net bought ≈ $9.6m (+7.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $15.46.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 51Q4 22: 48Q1 23: 51Q2 23: 4848Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202251
Q4 202248
Q1 202351
Q2 202348

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 18 bought or addedQ4 22: 18 cut or sold outQ4 22Q1 23: 21 bought or addedQ1 23: 20 cut or sold outQ1 23Q2 23: 20 bought or addedQ2 23: 16 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221818
Q1 20232120
Q2 20232016

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600k$800kQ3 22 calls: $0Q3 22 puts: $648.6kQ3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$648.6k—
Q4 2022$0$0—
Q1 2023$0$0—
Q2 2023$0$0—

Biggest buyers

MILLENNIUM MANAGEMENT LLC New +12,500,000+12.5m
Linden Advisors LP Added +7,350,000+7.3m
OAKTREE CAPITAL MANAGEMENT LP Added +7,265,000+7.3m
Opti Capital Management, LP Added +5,500,000+5.5m
SONA ASSET MANAGEMENT (US) LLC Added +4,600,000+4.6m
TORONTO DOMINION BANK Added +4,000,000+4.0m
Monashee Investment Management LLC New +3,125,000+3.1m
WELLS FARGO & COMPANY/MN Added +3,008,000+3.0m
WELLINGTON MANAGEMENT GROUP LLP Added +1,870,000+1.9m
Russell Investments Group, Ltd. Added +1,310,000+1.3m

Biggest sellers

AMERIPRISE FINANCIAL INC Sold out -13,000,000-13.0m
Segantii Capital Management Ltd Sold out -8,000,000-8.0m
Man Group plc Reduced -5,000,000-5.0m
STEELHEAD PARTNERS LLC Reduced -5,000,000-5.0m
DeepCurrents Investment Group LLC Reduced -4,000,000-4.0m
MORGAN STANLEY Reduced -1,957,000-2.0m
WESTWOOD HOLDINGS GROUP INC Reduced -1,500,000-1.5m
Nuveen Asset Management, LLC Sold out -1,500,000-1.5m
STATE STREET CORP Reduced -1,000,000-1.0m
Parallax Volatility Advisers, L.P. Sold out -750,000-750.0k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 STEELHEAD PARTNERS LLC 3.25% of their portfolio SEATTLE, WA 60,000,00060.0m $51.3m $51.3m 3.25% Reduced -5.0m -5,000,000
2 Opti Capital Management, LP 4.05% of their portfolio New York, NY 56,065,00056.1m $47.9m $47.9m 4.05% Added +5.5m +5,500,000
3 Lynrock Lake LP 1.48% of their portfolio RYE BROOK, NY 41,098,00041.1m $35.2m $35.2m 1.48% Unchanged
4 Aequim Alternative Investments LP 1.29% of their portfolio MILL VALLEY, CA 40,000,00040.0m $34.3m $34.3m 1.29% Unchanged
5 WOLVERINE ASSET MANAGEMENT LLC 0.52% of their portfolio CHICAGO, IL 32,533,00032.5m $27.8m $27.8m 0.52% Unchanged
6 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 32,250,00032.2m $27.5m $27.5m 0.00% Added +300.0k +300,000
7 OAKTREE CAPITAL MANAGEMENT LP 0.31% of their portfolio LOS ANGELES, CA 26,674,00026.7m $22.9m $22.9m 0.31% Added +7.3m +7,265,000
8 CAMDEN ASSET MANAGEMENT L P /CA 0.70% of their portfolio Los Angeles, CA 23,600,00023.6m $20.1m $20.1m 0.70% Unchanged
9 Linden Advisors LP 0.19% of their portfolio New York, NY 20,731,00020.7m $17.7m $17.7m 0.19% Added +7.3m +7,350,000
10 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 15,072,00015.1m $12.8m $12.8m 0.00% Added +1.9m +1,870,000
11 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 12,500,00012.5m $10.7m $10.7m 0.01% New
12 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 12,252,00012.3m $10.5m $10.5m 0.00% Added +3.0m +3,008,000
13 SONA ASSET MANAGEMENT (US) LLC 2.04% of their portfolio NEW YORK, NY 10,200,00010.2m $8.7m $8.7m 2.04% Added +4.6m +4,600,000
14 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 10,023,00010.0m $8.6m $8.6m 0.00% Reduced -1.0m -1,000,000
15 BlackRock Inc. 0.00% of their portfolio New York, NY 9,980,00010.0m $8.5m $8.5m 0.00% Reduced -150.0k -150,000
16 ABSOLUTE INVESTMENT ADVISERS, LLC 0.97% of their portfolio ROSEMARY BEACH, FL 8,110,0008.1m $6.9m $6.9m 0.97% Unchanged
17 TORONTO DOMINION BANK 0.00% of their portfolio TORONTO, ONTARIO, A6 8,000,0008.0m $6.7m $6.7m 0.00% Added +4.0m +4,000,000
18 MacKay Shields LLC 0.17% of their portfolio New York, NY 7,280,0007.3m $6.2m $6.2m 0.17% Reduced -25.0k -25,000
19 DeepCurrents Investment Group LLC 0.27% of their portfolio NEW YORK, NY 7,222,0007.2m $6.2m $6.2m 0.27% Reduced -4.0m -4,000,000
20 Man Group plc 0.02% of their portfolio LONDON, X0 7,000,0007.0m $6.0m $6.0m 0.02% Reduced -5.0m -5,000,000
21 CAPSTONE INVESTMENT ADVISORS, LLC 0.16% of their portfolio NEW YORK, NY 6,200,0006.2m $5.3m $5.3m 0.16% Unchanged
22 Russell Investments Group, Ltd. 0.01% of their portfolio Seattle, WA 3,918,0003.9m $3.3m $3.3m 0.01% Added +1.3m +1,310,000
23 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 3,525,0003.5m $3.0m $3.0m 0.00% Added +1.1m +1,150,000
24 Monashee Investment Management LLC 0.64% of their portfolio Boston, MA 3,125,0003.1m $2.7m $2.7m 0.64% New
25 ONTARIO TEACHERS PENSION PLAN BOARD 0.03% of their portfolio Toronto, A6 3,000,0003.0m $2.6m $2.6m 0.03% Unchanged
26 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.01% of their portfolio Paris, I0 3,000,0003.0m $2.6m $2.6m 0.01% Unchanged
27 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,538,0002.5m $2.2m $2.2m 0.00% Reduced -2.0m -1,957,000
28 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 2,535,0002.5m $2.2m $2.2m 0.00% Added +1.0m +1,025,000
29 WESTWOOD HOLDINGS GROUP INC 0.02% of their portfolio DALLAS, TX 2,000,0002.0m $1.7m $1.7m 0.02% Reduced -1.5m -1,500,000
30 Amundi 0.00% of their portfolio Paris, I0 1,975,0002.0m $1.7m $1.7m 0.00% Unchanged
31 Lombard Odier Asset Management (Europe) Ltd 0.08% of their portfolio LONDON, X0 1,975,0002.0m $1.7m $1.7m 0.08% Unchanged
32 Paloma Partners Management Co 0.36% of their portfolio GREENWICH, CT 1,800,0001.8m $1.5m $1.5m 0.36% Added +400.0k +400,000
33 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 1,527,0001.5m $1.3m $1.3m 0.00% Added +1.0m +1,000,000
34 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 1,172,0001.2m $1.0m $1.0m 0.00% Added +495.0k +495,000
35 PUTNAM INVESTMENTS LLC 0.00% of their portfolio BOSTON, MA 1,133,0001.1m $965.2k $965.2k 0.00% Unchanged
36 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 1,100,0001.1m $914.5k $914.5k 0.00% Reduced -500.0k -500,000
37 Liberty Mutual Group Asset Management Inc. 0.18% of their portfolio Boston, MA 825,000825.0k $702.8k $702.8k 0.18% Unchanged
38 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.00% of their portfolio FRANKFURT AM MAIN, 2M 500,000500.0k $426.9k $426.9k 0.00% Unchanged
39 Ayrton Capital LLC 2.67% of their portfolio Westport, CT 500,000500.0k $428.0k $428.0k 2.67% Unchanged
40 Kohlberg Kravis Roberts & Co. L.P. 0.01% of their portfolio NEW YORK, NY 497,000497.0k $425.9k $425.9k 0.01% Unchanged
41 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 275,000275.0k $234.3k $234.3k 0.00% New
42 BNP PARIBAS FINANCIAL MARKETS 0.02% of their portfolio PARIS, I0 162,177162.2k $8.4m $8.4m 0.02% Added +128.6k +128,612
43 Oaktree Fund Advisors, LLC 0.08% of their portfolio LOS ANGLES, CA 108,000108.0k $92.5k $92.5k 0.08% Unchanged
44 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 101,000101.0k $86.5k $86.5k 0.00% Unchanged
45 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 25,00025.0k $21.3k $21.3k 0.00% Unchanged
46 Verition Fund Management LLC 0.14% of their portfolio GREENWICH, CT 10,52610.5k $9.0m $9.0m 0.14% Added +377 +377
47 Alken Asset Management Ltd 0.02% of their portfolio LONDON, X0 800800 $686 $686 0.02% New
48 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged