Vault-13

AKOUSTIS TECHNOLOGIES INC AKTSQ

COM · Common Stock · CUSIP 00973N102

121 institutional holders -11 vs Q2 2023
33,014,56433.0m shares reported held*
$25.6mreported value*
18 new 33 added 34 reduced 27 sold out net sold ≈ $3.0m (-4.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.78. Options: 5 managers hold calls ($128.4k notional), 4 hold puts ($51.2k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 126Q4 22: 122Q1 23: 138Q2 23: 132Q3 23: 121121Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022126
Q4 2022122
Q1 2023138
Q2 2023132
Q3 2023121

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 51 bought or addedQ4 22: 58 cut or sold outQ4 22Q1 23: 92 bought or addedQ1 23: 33 cut or sold outQ1 23Q2 23: 60 bought or addedQ2 23: 53 cut or sold outQ2 23Q3 23: 51 bought or addedQ3 23: 61 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225158
Q1 20239233
Q2 20236053
Q3 20235161

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ4 22 calls: $16.6kQ4 22 puts: $64.0kQ4 22P/C 3.86Q1 23 calls: $3.9mQ1 23 puts: $3.6mQ1 23P/C 0.93Q2 23 calls: $4.0mQ2 23 puts: $1.6mQ2 23P/C 0.40Q3 23 calls: $128.4kQ3 23 puts: $51.2kQ3 23P/C 0.40
Numbers
QuarterCallsPutsP/C
Q4 2022$16.6k$64.0k3.86
Q1 2023$3.9m$3.6m0.93
Q2 2023$4.0m$1.6m0.40
Q3 2023$128.4k$51.2k0.40

Biggest buyers

SILVERBACK ASSET MANAGEMENT LLC Added +1,415,423+1.4m
CAPSTONE INVESTMENT ADVISORS, LLC Added +900,000+900.0k
RENAISSANCE TECHNOLOGIES LLC Added +485,658+485.7k
Senvest Management, LLC Added +476,314+476.3k
Penn Capital Management Company, LLC Added +144,647+144.6k
BANK OF AMERICA CORP /DE/ Added +141,065+141.1k
Crestwood Advisors Group, LLC New +112,012+112.0k
West Tower Group, LLC Added +102,033+102.0k
Squarepoint Ops LLC New +100,184+100.2k
JANE STREET GROUP, LLC Added +80,192+80.2k

Biggest sellers

First Washington CORP Sold out -1,613,743-1.6m
Granahan Investment Management, LLC Sold out -1,300,123-1.3m
Penserra Capital Management LLC Sold out -900,784-900.8k
NEEDHAM INVESTMENT MANAGEMENT LLC Reduced -887,500-887.5k
Hood River Capital Management LLC Sold out -800,259-800.3k
CONNORS INVESTOR SERVICES INC Reduced -622,959-623.0k
CITADEL ADVISORS LLC Reduced -278,504-278.5k
SEI INVESTMENTS CO Sold out -276,541-276.5k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -236,727-236.7k
Atria Wealth Solutions, Inc. Reduced -200,100-200.1k

Biggest calls

GROUP ONE TRADING LLC Added $76.3k101.4k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $49.0k65.4k shares
CITADEL ADVISORS LLC Reduced $2.4k3.2k shares
HAP Trading, LLC Unchanged $585225.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $25.4k33.9k shares
CITADEL ADVISORS LLC Added $22.7k30.2k shares
SIMPLEX TRADING, LLC Reduced $3.0k4.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
MPM BIOVENTURES 2018, L.P. 13D · may seek influence new · filed 2026-01-20
Stated purposeThe MPM Entities acquired the securities reported herein for investment purposes and not with an intent, purpose or effect of changing control of the Issuer. Although the Reporting Persons currently have no plan or proposal to acquire any additional Issuer securities or to dispose of any of the Issuer securities reported herein, the Reporting Persons may, from time to time, acquire additional equity securities or debt securities of the Issuer, which debt securities may be convertible or non-convertible, secured or unsecured, or dispose of Issuer securities they beneficially own, on the open market or in private transactions or otherwise (including by means of 10b5-1 programs), consistent with their investment purposes and in amounts, on such terms and at such times as to be determined by t… Full filing
 19.3% new 10.3m 2026-01-20
ELI LILLY & Co 13D · may seek influence new · filed 2026-01-15
Stated purposeThe Reporting Person acquired the securities reported herein for investment purposes and intends to continue to review its investments in the Issuer on an ongoing basis. Except as set forth herein, the Reporting Person does not currently have any specific plan or proposal to acquire or dispose of Common Stock of the Issuer or any securities exercisable for or convertible into Common Stock of the Issuer, but the Reporting Person, consistent with its investment purpose, may at any time and from time to time directly or indirectly acquire additional or all shares of Common Stock, securities exercisable for or convertible into Common Stock of the Issuer, or other securities of the Issuer, or dispose of any or all of its shares of Common Stock, securities exercisable for or convertible into Com… Full filing
 11.9% new 6.3m 2026-01-15

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock Inc. 0.00% of their portfolio New York, NY 4,710,7824.7m $3.5m $3.5m 0.00% Reduced -75.5k -75,548
2 Senvest Management, LLC 0.11% of their portfolio New York, NY 3,802,5923.8m $2.9m $2.9m 0.11% Added +476.3k +476,314
3 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 3,746,6653.7m $2.8m $2.8m 0.00% Added +11.4k +11,410
4 SILVERBACK ASSET MANAGEMENT LLC 0.36% of their portfolio DURHAM, NC 3,457,0143.5m $2.6m $2.6m 0.36% Added +1.4m +1,415,423
5 CAPSTONE INVESTMENT ADVISORS, LLC 0.03% of their portfolio NEW YORK, NY 1,600,0001.6m $1.2m $1.2m 0.03% Added +900.0k +900,000
6 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 1,430,7201.4m $1.1m $1.1m 0.00% Added +12.7k +12,681
7 Sargent Investment Group, LLC 0.25% of their portfolio BETHESDA, MD 1,379,5901.4m $1.0m $1.0m 0.25% Added +10.8k +10,795
8 HERALD INVESTMENT MANAGEMENT Ltd 0.21% of their portfolio LONDON, X0 1,303,6361.3m $981.5k $981.5k 0.21% Unchanged
9 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 1,239,5261.2m $933.2k $933.2k 0.00% Added +59.8k +59,826
10 Taylor Frigon Capital Management LLC 0.35% of their portfolio SCOTTSDALE, AZ 838,738838.7k $631.5k $631.5k 0.35% Added +17.6k +17,575
11 Penn Capital Management Company, LLC 0.06% of their portfolio PHILADELPHIA, PA 799,321799.3k $601.8k $601.8k 0.06% Added +144.6k +144,647
12 West Tower Group, LLC 0.36% of their portfolio RICHMOND, VA 748,396748.4k $563.5k $563.5k 0.36% Added +102.0k +102,033
13 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 606,658606.7k $457.0k $457.0k 0.00% Added +485.7k +485,658
14 PERKINS CAPITAL MANAGEMENT INC 0.45% of their portfolio WAYZATA, MN 597,500597.5k $450.0k $450.0k 0.45% Added +58.2k +58,250
15 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 587,190587.2k $442.1k $442.1k 0.00% Reduced -5.4k -5,411
16 NEEDHAM INVESTMENT MANAGEMENT LLC 0.06% of their portfolio NEW YORK, NY 500,000500.0k $376.4k $376.4k 0.06% Reduced -887.5k -887,500
17 UBS Group AG 0.00% of their portfolio ZURICH, V8 430,407430.4k $324.1k $324.1k 0.00% Added +18.8k +18,835
18 AWM Investment Company, Inc. 0.04% of their portfolio NEW YORK, NY 390,000390.0k $293.6k $293.6k 0.04% Unchanged
19 FRG Family Wealth Advisors LLC 0.06% of their portfolio BELLEVUE, WA 347,170347.2k $261.4k $261.4k 0.06% Unchanged
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 283,340283.3k $213.3k $213.3k 0.00% Added +56.0k +55,968
21 MISSION WEALTH MANAGEMENT, LP 0.01% of their portfolio Santa Barbara, CA 224,719224.7k $169.2k $169.2k 0.01% Unchanged
22 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 220,393220.4k $165.9k $165.9k 0.00% Reduced -16.2k -16,209
23 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 216,335216.3k $163.0k $163.0k 0.00% Reduced -236.7k -236,727
24 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 202,150202.2k $152.0k $152.0k 0.00% Added +141.1k +141,065
25 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 0.00% of their portfolio CHICAGO, IL 200,000200.0k $150.6k $150.6k 0.00% Unchanged
26 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 185,991186.0k $140.0k $140.0k 0.00% Unchanged
27 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 173,331173.3k $130.7k $130.7k 0.00% Reduced -142.2k -142,170
28 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 164,430164.4k $123.8k $123.8k 0.00% Reduced -190.4k -190,425
29 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 148,520148.5k $111.8k $111.8k 0.00% Unchanged
30 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 113,688113.7k $85.6k $85.6k 0.00% Reduced -870 -870
31 Crestwood Advisors Group, LLC 0.00% of their portfolio BOSTON, MA 112,012112.0k $84.3k $84.3k 0.00% New
32 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 111,487111.5k $83.9k $83.9k 0.00% Added +80.2k +80,192
33 CONNORS INVESTOR SERVICES INC 0.01% of their portfolio WYOMISSING, PA 109,701109.7k $81.0k $81.0k 0.01% Reduced -623.0k -622,959
34 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 103,500103.5k $77.9k $77.9k 0.00% Reduced -60.0k -60,000
35 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 100,184100.2k $75.4k $75.4k 0.00% New
36 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 89,35389.4k $67.3k $67.3k 0.00% Reduced -9.8k -9,829
37 STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio MADISON, WI 83,10083.1k $62.6k $62.6k 0.00% Reduced -96.2k -96,200
38 TOWNSQUARE CAPITAL LLC 0.00% of their portfolio Lehi, UT 82,54882.5k $62.1k $62.1k 0.00% Reduced -5.5k -5,500
39 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 61,80061.8k $47.0k $47.0k 0.00% Reduced -16.8k -16,764
40 Providence Capital Advisors, LLC 0.01% of their portfolio CHARLOTTE, NC 60,15060.1k $45.3k $45.3k 0.01% Added +50.0k +50,000
41 Caption Management, LLC 0.01% of their portfolio OKLAHOMA CITY, OK 59,98760.0k $45.2k $45.2k 0.01% Added +48.3k +48,287
42 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 59,42259.4k $44.7k $44.7k 0.00% Added +41.2k +41,234
43 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 58,84058.8k $44.3k $44.3k 0.00% Reduced -200.1k -200,100
44 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 54,43054.4k $41.0k $41.0k 0.00% Added +41.5k +41,533
45 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 52,14352.1k $39.3k $39.3k 0.00% New
46 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 50,73150.7k $38.2k $38.2k 0.00% New
47 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 48,40848.4k $768.3k $768.3k 0.00% Reduced -97.2k -97,153
48 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 45,65345.7k $34.4k $34.4k 0.00% Reduced -9.5k -9,453
49 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 45,07845.1k $33.9k $33.9k 0.00% Reduced -8.8k -8,795
50 WR Wealth Planners, LLC 0.01% of their portfolio COLUMBIA, MO 41,60041.6k $31.3k $31.3k 0.01% Unchanged
51 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 40,65740.7k $30.0k $30.0k 0.00% Reduced -172.6k -172,642
52 HoyleCohen, LLC 0.00% of their portfolio SAN DIEGO, CA 36,90236.9k $27.8k $27.8k 0.00% Unchanged
53 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 34,90334.9k $26.0k $26.0k 0.00% Added +2.1k +2,105
54 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 34,51434.5k $26.0k $26.0k 0.00% Added +1.2k +1,228
55 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 34,31534.3k $25.8k $25.8k 0.00% Reduced -278.5k -278,504
56 Kohmann Bosshard Financial Services, LLC 0.00% of their portfolio FAIRLAWN, OH 27,75627.8k $20.9k $20.9k 0.00% Unchanged
57 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 27,41127.4k $20.6k $20.6k 0.00% Added +96 +96
58 HBK Sorce Advisory LLC 0.00% of their portfolio ERIE, PA 27,36027.4k $20.6k $20.6k 0.00% Unchanged
59 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 26,81026.8k $20.2k $20.2k 0.00% Unchanged
60 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 26,45126.5k $19.9k $19.9k 0.00% Added +12.4k +12,448
61 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 25,52525.5k $19.2k $19.2k 0.00% Added +9.0k +9,000
62 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 25,41425.4k $19.1k $19.1k 0.00% Reduced -15.0k -15,046
63 Redwood Wealth Management Group, LLC 0.02% of their portfolio MEDFORD, NJ 24,56524.6k $18.5k $18.5k 0.02% Reduced -600 -600
64 Benedetti & Gucer, Inc. 0.01% of their portfolio ATLANTA, GA 23,53223.5k $17.7k $17.7k 0.01% Reduced -2.0k -2,000
65 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 23,38323.4k $17.6k $17.6k 0.00% Unchanged
66 Delta Investment Management, LLC 0.00% of their portfolio SAN FRANCISCO, CA 23,00023.0k $17.3k $17.3k 0.00% Unchanged
67 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 22,92322.9k $17.3k $17.3k 0.00% Reduced -21.7k -21,739
68 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 21,50021.5k $16.2k $16.2k 0.00% New
69 WOLVERINE TRADING, LLC 0.00% of their portfolio CHICAGO, IL 20,90720.9k $15.7k $15.7k 0.00% Added +7.2k +7,179
70 Texas Yale Capital Corp. 0.00% of their portfolio ST. PETERSBURG, FL 20,00020.0k $15.1k $15.1k 0.00% Unchanged
71 CALTON & ASSOCIATES, INC. 0.02% of their portfolio Tampa, FL 19,88019.9k $15.0k $15.0k 0.02% New
72 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 19,44219.4k $15.0k $15.0k 0.00% Unchanged
73 Regal Investment Advisors LLC 0.00% of their portfolio KENTWOOD, MI 17,50417.5k $13.2k $13.2k 0.00% Reduced -44.3k -44,268
74 MARATHON CAPITAL MANAGEMENT 0.00% of their portfolio Hunt Valley, MD 17,10017.1k $12.9k $12.9k 0.00% New
75 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 16,68116.7k $12.6k $12.6k 0.00% New
76 FIRST MANHATTAN CO. LLC. 0.00% of their portfolio NEW YORK, NY 16,00016.0k $12.0k $12.0k 0.00% Reduced -21.1k -21,100
77 SG Americas Securities, LLC 0.00% of their portfolio NEW YORK, NY 15,78515.8k $12.0k $12.0k 0.00% New
78 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 15,25915.3k $11.5k $11.5k 0.00% Reduced -7.7k -7,746
79 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 15,13015.1k $12.0k $12.0k 0.00% Added +2.3k +2,347
80 KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio AUSTIN, TX 14,12514.1k $10.6k $10.6k 0.00% Unchanged
81 State of Wyoming 0.00% of their portfolio CHEYENNE, WY 12,91912.9k $9.7k $9.7k 0.00% Added +3.9k +3,944
82 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 12,81412.8k $9.0k $9.0k 0.00% New
83 Stratos Wealth Advisors, LLC 0.00% of their portfolio BEACHWOOD, OH 12,73812.7k $9.6k $9.6k 0.00% Reduced -7.0k -7,000
84 JAG CAPITAL MANAGEMENT, LLC 0.00% of their portfolio ST LOUIS, MO 12,50012.5k $9.4k $9.4k 0.00% Unchanged
85 Sheaff Brock Investment Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 12,04012.0k $9.1k $9.1k 0.00% Reduced -444 -444
86 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 11,85811.9k $8.9k $8.9k 0.00% Reduced -1.9k -1,899
87 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 11,39111.4k $8.6k $8.6k 0.00% New
88 Independent Advisor Alliance 0.00% of their portfolio CHARLOTTE, NC 11,24811.2k $8.5k $8.5k 0.00% New
89 FMR LLC 0.00% of their portfolio BOSTON, MA 11,08411.1k $8.3k $8.3k 0.00% Added +9.2k +9,240
90 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 11,00011.0k $8.3k $8.3k 0.00% Reduced -52.2k -52,197
91 Mutual Advisors, LLC 0.00% of their portfolio OMAHA, NE 10,51510.5k $7.9k $7.9k 0.00% New
92 B. Riley Wealth Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 10,08010.1k $7.6k $7.6k 0.00% Unchanged
93 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 10,00010.0k $7.5k $7.5k 0.00% New
94 SALEM INVESTMENT COUNSELORS INC 0.00% of their portfolio WINSTON-SALEM, NC 9,7259.7k $7.3k $7.3k 0.00% Unchanged
95 AMALGAMATED BANK 0.00% of their portfolio NEW YORK, NY 9,6549.7k $7.0k $7.0k 0.00% Unchanged
96 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 9,5479.5k $7.2k $7.2k 0.00% Added +6.4k +6,390
97 Legal & General Group Plc 0.00% of their portfolio London, X0 8,3898.4k $6.3k $6.3k 0.00% Unchanged
98 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 6,5576.6k $4.9k $4.9k 0.00% Reduced -2.1k -2,093
99 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 4,8004.8k $3.6k $3.6k 0.00% Unchanged
100 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 4,4594.5k $3.3k $3.3k 0.00% Reduced -57.9k -57,864