Vault-13

AKOUSTIS TECHNOLOGIES INC AKTSQ

COM · Common Stock · CUSIP 00973N102

122 institutional holders -4 vs Q3 2022
25,253,66725.3m shares reported held*
$71.2mreported value*
13 new 38 added 38 reduced 20 sold out net sold ≈ $2.6m (-925.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($187.6k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $2.82. Options: 4 managers hold calls ($16.6k notional), 3 hold puts ($64.0k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 126Q4 22: 122122Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022126
Q4 2022122

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150kQ3 22 calls: $107.0kQ3 22 puts: $125.0kQ3 22P/C 1.17Q4 22 calls: $16.6kQ4 22 puts: $64.0kQ4 22P/C 3.86
Numbers
QuarterCallsPutsP/C
Q3 2022$107.0k$125.0k1.17
Q4 2022$16.6k$64.0k3.86

Biggest buyers

SILVERBACK ASSET MANAGEMENT LLC Added +984,607+984.6k
First Washington CORP Added +419,930+419.9k
Senvest Management, LLC Added +259,124+259.1k
Granahan Investment Management, LLC Added +170,341+170.3k
CONNORS INVESTOR SERVICES INC Added +161,893+161.9k
VANGUARD GROUP INC Added +107,848+107.8k
BlackRock Inc. Added +100,844+100.8k
BANK OF AMERICA CORP /DE/ Added +49,082+49.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +47,929+47.9k
CITADEL ADVISORS LLC Added +47,519+47.5k

Biggest sellers

Handelsbanken Fonder AB Sold out -1,680,000-1.7m
Handelsinvest Investeringsforvaltning Sold out -700,000-700.0k
APOGEM CAPITAL LLC Sold out -464,944-464.9k
NEEDHAM INVESTMENT MANAGEMENT LLC Reduced -207,500-207.5k
Endurance Wealth Management, Inc. Reduced -90,743-90.7k
Sargent Investment Group, LLC Reduced -74,845-74.8k
BENJAMIN F. EDWARDS & COMPANY, INC. Reduced -59,730-59.7k
Penserra Capital Management LLC Reduced -52,557-52.6k
MORGAN STANLEY Reduced -32,948-32.9k
FIRST MANHATTAN CO. LLC. Reduced -25,600-25.6k

Biggest calls

CITADEL ADVISORS LLC New $9.3k3.3k shares
SIMPLEX TRADING, LLC Reduced $7.0k2.6k shares
GROUP ONE TRADING LLC Reduced $282100 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $57.0k20.2k shares
CITADEL ADVISORS LLC Reduced $7.0k2.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
MPM BIOVENTURES 2018, L.P. 13D · may seek influence new · filed 2026-01-20
Stated purposeThe MPM Entities acquired the securities reported herein for investment purposes and not with an intent, purpose or effect of changing control of the Issuer. Although the Reporting Persons currently have no plan or proposal to acquire any additional Issuer securities or to dispose of any of the Issuer securities reported herein, the Reporting Persons may, from time to time, acquire additional equity securities or debt securities of the Issuer, which debt securities may be convertible or non-convertible, secured or unsecured, or dispose of Issuer securities they beneficially own, on the open market or in private transactions or otherwise (including by means of 10b5-1 programs), consistent with their investment purposes and in amounts, on such terms and at such times as to be determined by t… Full filing
 19.3% new 10.3m 2026-01-20
ELI LILLY & Co 13D · may seek influence new · filed 2026-01-15
Stated purposeThe Reporting Person acquired the securities reported herein for investment purposes and intends to continue to review its investments in the Issuer on an ongoing basis. Except as set forth herein, the Reporting Person does not currently have any specific plan or proposal to acquire or dispose of Common Stock of the Issuer or any securities exercisable for or convertible into Common Stock of the Issuer, but the Reporting Person, consistent with its investment purpose, may at any time and from time to time directly or indirectly acquire additional or all shares of Common Stock, securities exercisable for or convertible into Common Stock of the Issuer, or other securities of the Issuer, or dispose of any or all of its shares of Common Stock, securities exercisable for or convertible into Com… Full filing
 11.9% new 6.3m 2026-01-15

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock Inc. 0.00% of their portfolio New York, NY 3,276,4053.3m $9.2m $9.2m 0.00% Added +100.8k +100,844
2 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 2,729,2432.7m $7.7m $7.7m 0.00% Added +107.8k +107,848
3 SILVERBACK ASSET MANAGEMENT LLC 1.17% of their portfolio DURHAM, NC 2,584,6072.6m $7.3m $7.3m 1.17% Added +984.6k +984,607
4 Senvest Management, LLC 0.17% of their portfolio New York, NY 1,765,7401.8m $5.0m $5.0m 0.17% Added +259.1k +259,124
5 NEEDHAM INVESTMENT MANAGEMENT LLC 0.56% of their portfolio NEW YORK, NY 1,092,5001.1m $3.1m $3.1m 0.56% Reduced -207.5k -207,500
6 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 1,034,9951.0m $2.9m $2.9m 0.00% Added +19.0k +18,993
7 First Washington CORP 1.41% of their portfolio SEATTLE, WA 1,018,7671.0m $2.9m $2.9m 1.41% Added +419.9k +419,930
8 Penserra Capital Management LLC 0.06% of their portfolio ORINDA, CA 1,014,2001.0m $2.9m $2.9m 0.06% Reduced -52.6k -52,557
9 Granahan Investment Management, LLC 0.08% of their portfolio WALTHAM, MA 939,151939.2k $2.6m $2.6m 0.08% Added +170.3k +170,341
10 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 845,768845.8k $2.4m $2.4m 0.00% Reduced -22.2k -22,210
11 CONNORS INVESTOR SERVICES INC 0.26% of their portfolio WYOMISSING, PA 744,211744.2k $2.1m $2.1m 0.26% Added +161.9k +161,893
12 HERALD INVESTMENT MANAGEMENT Ltd 0.43% of their portfolio LONDON, X0 628,636628.6k $1.8m $1.8m 0.43% Unchanged
13 West Tower Group, LLC 4.82% of their portfolio RICHMOND, VA 626,854626.9k $1.8m $1.8m 4.82% First filing
14 Sargent Investment Group, LLC 0.47% of their portfolio BETHESDA, MD 531,575531.6k $1.5m $1.5m 0.47% Reduced -74.8k -74,845
15 Taylor Frigon Capital Management LLC 0.79% of their portfolio SCOTTSDALE, AZ 493,452493.5k $1.4m $1.4m 0.79% Reduced -21.5k -21,532
16 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 436,420436.4k $1.2m $1.2m 0.00% Added +7.6k +7,623
17 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 431,208431.2k $1.2m $1.2m 0.00% Reduced -4.4k -4,358
18 UBS Group AG 0.00% of their portfolio ZURICH, V8 355,264355.3k $1.0m $1.0m 0.00% Added +35.2k +35,170
19 FRG Family Wealth Advisors LLC 0.23% of their portfolio BELLEVUE, WA 347,170347.2k $979.0k $979.0k 0.23% Reduced -200 -200
20 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 335,353335.4k $945.7k $945.7k 0.00% Reduced -32.9k -32,948
21 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 256,540256.5k $723.4k $723.4k 0.01% Unchanged
22 BENJAMIN F. EDWARDS & COMPANY, INC. 0.03% of their portfolio ST. LOUIS, MO 225,464225.5k $636.0k $636.0k 0.03% Reduced -59.7k -59,730
23 MISSION WEALTH MANAGEMENT, LP 0.03% of their portfolio Santa Barbara, CA 224,719224.7k $633.7k $633.7k 0.03% Added +1.6k +1,600
24 PERKINS CAPITAL MANAGEMENT INC 0.64% of their portfolio WAYZATA, MN 214,350214.3k $604.0k $604.0k 0.64% Reduced -2.1k -2,100
25 ASHFORD CAPITAL MANAGEMENT INC 0.09% of their portfolio WILMINGTON, DE 203,130203.1k $572.8k $572.8k 0.09% Reduced -1.4k -1,370
26 Endurance Wealth Management, Inc. 0.08% of their portfolio Providence, RI 197,418197.4k $556.0k $556.0k 0.08% Reduced -90.7k -90,743
27 STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio MADISON, WI 181,900181.9k $513.0k $513.0k 0.00% Reduced -13.3k -13,258
28 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 181,016181.0k $510.5k $510.5k 0.00% Added +213 +213
29 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 147,287147.3k $415.3k $415.3k 0.00% Added +4.3k +4,342
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 137,250137.2k $387.0k $387.0k 0.00% Added +47.9k +47,929
31 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 131,508131.5k $371.0k $371.0k 0.00% Reduced -8.2k -8,174
32 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 124,500124.5k $351.1k $351.1k 0.00% Unchanged
33 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 113,792113.8k $320.9k $320.9k 0.00% Reduced -19.0k -18,993
34 Resonate Capital, LLC 0.50% of their portfolio San Francisco, CA 109,593109.6k $309.1k $309.1k 0.50% Reduced -15.4k -15,438
35 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 107,007107.0k $301.8k $301.8k 0.00% Added +49.1k +49,082
36 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 87,73487.7k $247.0k $247.0k 0.00% Reduced -14.9k -14,918
37 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 82,61482.6k $233.0k $233.0k 0.01% Added +19.2k +19,231
38 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 68,27268.3k $193.0k $193.0k 0.00% Added +1.5k +1,455
39 Dorsey & Whitney Trust CO LLC 0.02% of their portfolio SIOUX FALLS, SD 66,51266.5k $187.6k $187.6k 0.02% Added +24.4k +24,437
40 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 64,93664.9k $183.1k $183.1k 0.00% Added +47.5k +47,519
41 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 61,97962.0k $174.8k $174.8k 0.00% Added +24.9k +24,900
42 HBK Sorce Advisory LLC 0.00% of their portfolio ERIE, PA 55,03655.0k $155.0k $155.0k 0.00% Added +27.5k +27,518
43 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 54,36554.4k $153.5k $153.5k 0.00% Added +39.5k +39,523
44 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 50,64150.6k $142.8k $142.8k 0.00% Added +24.8k +24,833
45 GSA CAPITAL PARTNERS LLP 0.02% of their portfolio LONDON, X0 50,33950.3k $142.0k $142.0k 0.02% Added +22.9k +22,928
46 Riverwater Partners LLC 0.11% of their portfolio Milwaukee, WI 45,49145.5k $128.3k $128.3k 0.11% Unchanged
47 FIRST MANHATTAN CO. LLC. 0.00% of their portfolio NEW YORK, NY 44,20044.2k $124.6k $124.6k 0.00% Reduced -25.6k -25,600
48 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 38,00038.0k $107.2k $107.2k 0.00% Added +8.1k +8,100
49 HoyleCohen, LLC 0.01% of their portfolio SAN DIEGO, CA 36,90236.9k $104.1k $104.1k 0.01% Unchanged
50 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 36,78936.8k $105.0k $105.0k 0.00% Added +9.6k +9,550
51 Legato Capital Management LLC 0.02% of their portfolio San Francisco, CA 36,08036.1k $101.7k $101.7k 0.02% New
52 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 29,67129.7k $84.0k $84.0k 0.00% Added +1.1k +1,107
53 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 27,25227.3k $76.9k $76.9k 0.00% Unchanged
54 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 25,18025.2k $71.0k $71.0k 0.00% Added +506 +506
55 Redwood Wealth Management Group, LLC 0.09% of their portfolio MEDFORD, NJ 25,16525.2k $71.0k $71.0k 0.09% First filing
56 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 24,74924.7k $69.8k $69.8k 0.00% Reduced -4.7k -4,679
57 SG Capital Management LLC 0.04% of their portfolio CHICAGO, IL 24,40724.4k $68.8k $68.8k 0.04% New
58 Balyasny Asset Management L.P. 0.00% of their portfolio Chicago, IL 24,18224.2k $68.2k $68.2k 0.00% Added +4.5k +4,520
59 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 23,62223.6k $66.6k $66.6k 0.00% Reduced -355 -355
60 Delta Investment Management, LLC 0.02% of their portfolio SAN FRANCISCO, CA 23,00023.0k $64.9k $64.9k 0.02% Unchanged
61 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 22,50022.5k $63.5k $63.5k 0.00% Added +4.4k +4,400
62 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 21,69321.7k $61.0k $61.0k 0.00% Added +18.7k +18,682
63 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 21,25121.3k $59.9k $59.9k 0.00% Added +736 +736
64 Texas Yale Capital Corp. 0.00% of their portfolio ST. PETERSBURG, FL 20,00020.0k $56.4k $56.4k 0.00% Added +8.0k +8,000
65 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 19,42819.4k $54.8k $54.8k 0.00% Unchanged
66 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 18,31818.3k $51.7k $51.7k 0.00% Reduced -2.0k -2,042
67 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 16,61816.6k $47.0k $47.0k 0.00% Reduced -3.4k -3,448
68 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 16,52516.5k $46.6k $46.6k 0.00% Reduced -300 -300
69 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 16,15716.2k $45.6k $45.6k 0.00% Reduced -11.5k -11,516
70 Bayesian Capital Management, LP 0.01% of their portfolio Brooklyn, NY 16,04016.0k $45.2k $45.2k 0.01% New
71 Ameritas Advisory Services, LLC 0.00% of their portfolio Lincoln, NE 15,41915.4k $43.5k $43.5k 0.00% New
72 IHT Wealth Management, LLC 0.00% of their portfolio Chicago, IL 14,35014.3k $40.5k $40.5k 0.00% Reduced -10.4k -10,414
73 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 14,29314.3k $40.3k $40.3k 0.00% First filing
74 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 13,14713.1k $37.1k $37.1k 0.00% Reduced -1.9k -1,930
75 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 12,80812.8k $36.1k $36.1k 0.00% Reduced -7.1k -7,079
76 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 12,05812.1k $34.0k $34.0k 0.00% Reduced -17 -17
77 NISA INVESTMENT ADVISORS, LLC 0.00% of their portfolio ST. LOUIS, MO 12,05012.1k $34.0k $34.0k 0.00% Unchanged
78 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 11,38211.4k $32.1k $32.1k 0.00% Unchanged
79 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 10,57710.6k $30.0k $30.0k 0.00% First filing
80 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 10,56110.6k $29.8k $29.8k 0.00% Reduced -736 -736
81 Providence Capital Advisors, LLC 0.01% of their portfolio CHARLOTTE, NC 10,15010.2k $28.6k $28.6k 0.01% Added +10.0k +10,000
82 SALEM INVESTMENT COUNSELORS INC 0.00% of their portfolio WINSTON-SALEM, NC 9,4259.4k $26.6k $26.6k 0.00% Reduced -3.6k -3,650
83 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 9,2869.3k $5.9k $5.9k 0.00% New
84 Belpointe Asset Management LLC 0.00% of their portfolio RENO, NV 8,5548.6k $24.1k $24.1k 0.00% New
85 AMALGAMATED BANK 0.00% of their portfolio NEW YORK, NY 8,1048.1k $23.0k $23.0k 0.00% Unchanged
86 Resurgent Financial Advisors LLC 0.01% of their portfolio ATLANTA, GA 7,5807.6k $21.4k $21.4k 0.01% Reduced -11.5k -11,456
87 Legal & General Group Plc 0.00% of their portfolio London, X0 6,6576.7k $18.8k $18.8k 0.00% Unchanged
88 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 4,9094.9k $13.8k $13.8k 0.00% New
89 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 4,3304.3k $12.2k $12.2k 0.00% Reduced -500 -500
90 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 4,0104.0k $12.8k $12.8k 0.00% Unchanged
91 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 4,0004.0k $11.3k $11.3k 0.00% Unchanged
92 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 3,7483.7k $10.6k $10.6k 0.00% Reduced -2.4k -2,446
93 McElhenny Sheffield Capital Management, LLC 0.00% of their portfolio DALLAS, TX 3,5003.5k $9.9k $9.9k 0.00% New
94 Metropolitan Life Insurance Co/NY 0.00% of their portfolio New York, NY 3,3483.3k $9.4k $9.4k 0.00% Added +70 +70
95 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 3,0433.0k $8.6k $8.6k 0.00% New
96 State of Wyoming 0.00% of their portfolio CHEYENNE, WY 3,0373.0k $8.6k $8.6k 0.00% Added +457 +457
97 Cutler Group LLC / CA 0.00% of their portfolio SAN FRANCISCO, CA 2,6802.7k $7.0k $7.0k 0.00% Unchanged
98 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 2,4652.5k $7.0k $7.0k 0.00% Added +2.4k +2,353
99 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 2,0002.0k $5.6k $5.6k 0.00% Unchanged
100 Banque Cantonale Vaudoise 0.00% of their portfolio LAUSANNE, V8 2,0002.0k $6.0k $6.0k 0.00% Unchanged