Vault-13

AGENUS INC AGEN

COM NEW · Common Stock · CUSIP 00847G804

Biotechnology company

87 institutional holders -9 vs Q4 2025
9,210,0389.2m shares reported held*
24.0% of all shares outstanding*
$30.8mreported value*
8 new 15 added 32 reduced 20 sold out net sold ≈ $3.1m (-938.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($952 this quarter). Holder counts are more reliable. Shares outstanding: 38.4m as of 2026-03-12, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $3.34. Options: 5 managers hold calls ($651.0k notional), 5 hold puts ($218.1k).

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

050100Q1 24: 10Q2 24: 89Q3 24: 98Q4 24: 85Q1 25: 89Q2 25: 93Q3 25: 87Q4 25: 96Q1 26: 8787Q1 24Q3 24Q1 25Q3 25Q1 26
Numbers
QuarterHolders
Q1 202410
Q2 202489
Q3 202498
Q4 202485
Q1 202589
Q2 202593
Q3 202587
Q4 202596
Q1 202687

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q2 24: 82 bought or addedQ2 24: 9 cut or sold outQ3 24: 55 bought or addedQ3 24: 43 cut or sold outQ3 24Q4 24: 39 bought or addedQ4 24: 49 cut or sold outQ1 25: 40 bought or addedQ1 25: 37 cut or sold outQ1 25Q2 25: 52 bought or addedQ2 25: 57 cut or sold outQ3 25: 40 bought or addedQ3 25: 52 cut or sold outQ3 25Q4 25: 45 bought or addedQ4 25: 40 cut or sold outQ1 26: 23 bought or addedQ1 26: 52 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 2024829
Q3 20245543
Q4 20243949
Q1 20254037
Q2 20255257
Q3 20254052
Q4 20254540
Q1 20262352

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ2 25 calls: $1.5mQ2 25 puts: $1.5mQ2 25P/C 1.02Q3 25 calls: $2.2mQ3 25 puts: $664.5kQ3 25P/C 0.31Q4 25 calls: $745.4kQ4 25 puts: $102.4kQ4 25P/C 0.14Q1 26 calls: $651.0kQ1 26 puts: $218.1kQ1 26P/C 0.34
Numbers
QuarterCallsPutsP/C
Q2 2025$1.5m$1.5m1.02
Q3 2025$2.2m$664.5k0.31
Q4 2025$745.4k$102.4k0.14
Q1 2026$651.0k$218.1k0.34

Biggest buyers

MARSHALL WACE, LLP Added +541,403+541.4k
Man Group plc Added +164,776+164.8k
Connor, Clark & Lunn Investment Management Ltd. Added +130,543+130.5k
UBS Group AG Added +115,621+115.6k
BANK OF AMERICA CORP /DE/ Added +105,536+105.5k
RAYMOND JAMES FINANCIAL INC Added +97,901+97.9k
TWO SIGMA INVESTMENTS, LP Added +53,805+53.8k
Hudson Bay Capital Management LP New +33,543+33.5k
AXQ CAPITAL, LP New +29,055+29.1k
STATE STREET CORP Added +18,800+18.8k

Biggest sellers

ACADIAN ASSET MANAGEMENT LLC Reduced -407,437-407.4k
CITADEL ADVISORS LLC Reduced -371,238-371.2k
RENAISSANCE TECHNOLOGIES LLC Reduced -257,900-257.9k
MILLENNIUM MANAGEMENT LLC Reduced -181,930-181.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -176,015-176.0k
Point72 Asset Management, L.P. Sold out -108,220-108.2k
D. E. Shaw & Co., Inc. Reduced -94,369-94.4k
JANE STREET GROUP, LLC Sold out -73,572-73.6k
OMERS ADMINISTRATION Corp Reduced -65,800-65.8k
Susquehanna Portfolio Strategies, LLC Sold out -59,413-59.4k

Biggest calls

CITADEL ADVISORS LLC Reduced $217.8k65.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $146.3k43.8k shares
GROUP ONE TRADING LLC Reduced $105.2k31.5k shares
SIMPLEX TRADING, LLC Reduced $103.5k31.0k shares
IMC-Chicago, LLC New $78.2k23.4k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $111.2k33.3k shares
IMC-Chicago, LLC New $50.8k15.2k shares
CITADEL ADVISORS LLC Added $41.1k12.3k shares
SIMPLEX TRADING, LLC Added $10.7k3.2k shares
GROUP ONE TRADING LLC Reduced $4.3k1.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Invus Global Management, LLC 13G · passive investor new · filed 2026-07-17 10.0% new 4.5m≈ $13.9m 2026-07-17
RA CAPITAL MANAGEMENT, L.P. 13G · passive investor new · filed 2026-07-20 9.9% new 4.3m≈ $13.3m 2026-07-20
BlackRock, Inc. 13G · institution +4.2 pts · filed 2026-07-27 6.0% +4.2 pts 2.5m≈ $7.7m 2026-07-27
ZYNEXT VENTURES USA LLC 13D · may seek influence new · filed 2026-01-23
Stated purposeThe acquisition of securities of the issuer is part of a strategic collaboration between Zydus and the issuer. At Zydus?s option, Zydus may appoint either a board observer or board member to issuer?s board of directors so long as Zydus retains significant ownership of issuer?s stock. Full filing
5.9% new 2.1m≈ $6.5m 2026-01-23

Fell to 5% or below in the last year: VANGUARD GROUP INC (0.0%, 2026-03-26)

Insider purchases and sales in Q1 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2026.

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VANGUARD CAPITAL MANAGEMENT LLC 0.00% of their portfolio MALVERN, PA 1,440,2321.4m $4.8m $4.8m 0.00% First filing
2 VANGUARD PORTFOLIO MANAGEMENT LLC 0.00% of their portfolio MALVERN, PA 1,195,1091.2m $4.0m $4.0m 0.00% First filing
3 Siren, L.L.C. 0.10% of their portfolio New York, NY 1,064,2501.1m $3.6m $3.6m 0.10% Unchanged
4 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 688,203688.2k $2.3m $2.3m 0.00% Added +541.4k +541,403
5 BlackRock, Inc. 0.00% of their portfolio New York, NY 545,662545.7k $1.8m $1.8m 0.00% Reduced -12.7k -12,683
6 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 348,395348.4k $1.2m $1.2m 0.00% Reduced -24.4k -24,353
7 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 295,821295.8k $988.0k $988.0k 0.00% Added +10.6k +10,623
8 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 285,646285.6k $954.1k $954.1k 0.00% Reduced -257.9k -257,900
9 Man Group plc 0.00% of their portfolio LONDON, X0 278,980279.0k $931.8k $931.8k 0.00% Added +164.8k +164,776
10 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 239,554239.6k $800.1k $800.1k 0.00% Added +97.9k +97,901
11 UBS Group AG 0.00% of their portfolio ZURICH, V8 234,439234.4k $783.0k $783.0k 0.00% Added +115.6k +115,621
12 ACADIAN ASSET MANAGEMENT LLC 0.00% of their portfolio Boston, MA 215,047215.0k $713.0k $713.0k 0.00% Reduced -407.4k -407,437
13 VANGUARD FIDUCIARY TRUST CO 0.00% of their portfolio MALVERN, PA 200,498200.5k $669.7k $669.7k 0.00% First filing
14 Connor, Clark & Lunn Investment Management Ltd. 0.00% of their portfolio VANCOUVER, A1 198,502198.5k $663.0k $663.0k 0.00% Added +130.5k +130,543
15 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 170,922170.9k $570.9k $570.9k 0.00% Added +53.8k +53,805
16 PANAGORA ASSET MANAGEMENT INC 0.00% of their portfolio BOSTON, MA 163,148163.1k $544.9k $544.9k 0.00% Unchanged
17 Jump Financial, LLC 0.01% of their portfolio Chicago, IL 157,200157.2k $525.0k $525.0k 0.01% Reduced -13.2k -13,207
18 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 156,183156.2k $521.7k $521.7k 0.00% Added +18.8k +18,800
19 Walleye Capital LLC 0.00% of their portfolio NEW YORK, NY 120,565120.6k $402.7k $402.7k 0.00% Reduced -2.9k -2,893
20 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 118,782118.8k $396.7k $396.7k 0.00% Added +105.5k +105,536
21 683 Capital Management, LLC 0.04% of their portfolio NEW YORK, NY 114,336114.3k $381.9k $381.9k 0.04% Unchanged
22 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 89,72089.7k $299.7k $299.7k 0.00% Added +134 +134
23 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 59,34559.3k $198.2k $198.2k 0.00% Added +13.1k +13,072
24 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 57,65957.7k $192.6k $192.6k 0.00% Reduced -176.0k -176,015
25 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 52,00452.0k $173.7k $173.7k 0.00% Reduced -371.2k -371,238
26 CANADA PENSION PLAN INVESTMENT BOARD 0.00% of their portfolio TORONTO ONTARIO, A6 51,80051.8k $173.0k $173.0k 0.00% Reduced -14.3k -14,300
27 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 43,40943.4k $145.0k $145.0k 0.00% Reduced -181.9k -181,930
28 Avestar Capital, LLC 0.01% of their portfolio New York, NY 41,00041.0k $136.9k $136.9k 0.01% Unchanged
29 OMERS ADMINISTRATION Corp 0.00% of their portfolio TORONTO, A6 34,70034.7k $115.9k $115.9k 0.00% Reduced -65.8k -65,800
30 Engineers Gate Manager LP 0.00% of their portfolio NEW YORK, NY 34,27034.3k $114.5k $114.5k 0.00% Reduced -1.0k -1,009
31 Hudson Bay Capital Management LP 0.00% of their portfolio STAMFORD, CT 33,54333.5k $112.0k $112.0k 0.00% New
32 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 33,26933.3k $111.1k $111.1k 0.00% Reduced -94.4k -94,369
33 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 31,45431.5k $105.1k $105.1k 0.00% Reduced -30.3k -30,295
34 Graham Capital Management, L.P. 0.00% of their portfolio ROWAYTON, CT 29,91029.9k $99.9k $99.9k 0.00% Reduced -1.8k -1,796
35 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 29,87829.9k $99.8k $99.8k 0.00% Reduced -209 -209
36 AXQ CAPITAL, LP 0.01% of their portfolio JERSEY CITY, NJ 29,05529.1k $97.0k $97.0k 0.01% New
37 Key Client Fiduciary Advisors, LLC 0.03% of their portfolio Fairfield, NJ 25,26625.3k $84.4k $84.4k 0.03% Reduced -2.1k -2,082
38 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 24,50024.5k $82.0k $82.0k 0.00% Unchanged
39 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 23,72023.7k $79.2k $79.2k 0.00% Added +394 +394
40 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 20,01420.0k $66.8k $66.8k 0.00% Reduced -7.1k -7,125
41 Vanguard Personalized Indexing Management, LLC 0.00% of their portfolio OAKLAND, CA 18,37218.4k $61.4k $61.4k 0.00% Reduced -1.5k -1,459
42 TWO SIGMA SECURITIES, LLC 0.01% of their portfolio NEW YORK, NY 17,74417.7k $59.3k $59.3k 0.01% New
43 Vanguard Global Advisers, LLC 0.00% of their portfolio MALVERN, PA 15,90615.9k $53.1k $53.1k 0.00% First filing
44 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 15,51515.5k $51.8k $51.8k 0.00% Reduced -692 -692
45 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 15,00015.0k $50.1k $50.1k 0.00% Reduced -61 -61
46 PRELUDE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio NEW YORK, NY 14,90014.9k $49.8k $49.8k 0.00% Added +400 +400
47 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 14,88814.9k $50.2k $50.2k 0.00% Reduced -19.2k -19,224
48 Redwood Family Wealth LLC 0.05% of their portfolio ADDISON, TX 14,14014.1k $47.2k $47.2k 0.05% Unchanged
49 Post Resch Tallon Group Inc. 0.04% of their portfolio PITTSFORD, NY 12,75012.8k $43.7k $43.7k 0.04% Unchanged
50 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 12,48012.5k $41.7k $41.7k 0.00% New
51 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 12,37312.4k $41.3k $41.3k 0.00% Reduced -42.8k -42,769
52 Values First Advisors, Inc. 0.02% of their portfolio JOHNSON CITY, TN 11,19111.2k $37.4k $37.4k 0.02% Added +126 +126
53 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 10,47410.5k $35.0k $35.0k 0.00% Reduced -29.4k -29,421
54 EP Wealth Advisors, LLC 0.00% of their portfolio TORRANCE, CA 10,00010.0k $33.4k $33.4k 0.00% Unchanged
55 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 9,3639.4k $31.3k $31.3k 0.00% Reduced -821 -821
56 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 8,4708.5k $28.3k $28.3k 0.00% Reduced -13.8k -13,769
57 FMR LLC 0.00% of their portfolio BOSTON, MA 5,4055.4k $18.1k $18.1k 0.00% Reduced -24 -24
58 Pinnacle Wealth Planning Services, Inc. 0.00% of their portfolio MANSFIELD, OH 3,3733.4k $11.3k $11.3k 0.00% Unchanged
59 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 2,0002.0k $6.7k $6.7k 0.00% Unchanged
60 Forum Finance Group S.A. 0.00% of their portfolio GENEVA, V8 1,3001.3k $4.0k $4.0k 0.00% First filing
61 CHILTON CAPITAL MANAGEMENT LLC 0.00% of their portfolio HOUSTON, TX 1,0581.1k $3.5k $3.5k 0.00% Unchanged
62 Covestor Ltd 0.00% of their portfolio LONDON, X0 915915 $3.0k $3.0k 0.00% Reduced -96 -96
63 CWM, LLC 0.00% of their portfolio OMAHA, NE 820820 $2.7k $2.7k 0.00% Reduced -1.1k -1,097
64 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 633633 $2.1k $2.1k 0.00% Unchanged
65 Physician Wealth Advisors, Inc. 0.00% of their portfolio MIDVALE, UT 621621 $2.1k $2.1k 0.00% Unchanged
66 Game Plan Financial Advisors, LLC 0.00% of their portfolio WESTLAKE, OH 585585 $2.0k $2.0k 0.00% Unchanged
67 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 538538 $1.8k $1.8k 0.00% Unchanged
68 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 500500 $1.7k $1.7k 0.00% Unchanged
69 Optiver Holding B.V. 0.00% of their portfolio AMSTERDAM, P7 478478 $1.6k $1.6k 0.00% Reduced -895 -895
70 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 433433 $1.4k $1.4k 0.00% Unchanged
71 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 382382 $1.2k $1.2k 0.00% Unchanged
72 Rialto Wealth Management, LLC 0.00% of their portfolio SYRACUSE, NY 305305 $1.0k $1.0k 0.00% Unchanged
73 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 285285 $952 $952 0.00% New
74 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 274274 $915 $915 0.00% Unchanged
75 Atlantic Union Bankshares Corp 0.00% of their portfolio GLEN ALLEN, VA 250250 $835 $835 0.00% Unchanged
76 NISA INVESTMENT ADVISORS, LLC 0.00% of their portfolio ST. LOUIS, MO 247247 $825 $825 0.00% Reduced -163 -163
77 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 100100 $334 $334 0.00% Unchanged
78 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 9696 $321 $321 0.00% Unchanged
79 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 5858 $194 $194 0.00% Unchanged
80 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 4949 $0 $0 0.00% Reduced -2.1k -2,080
81 Root Financial Partners, LLC 0.00% of their portfolio ENCINITAS, CA 2525 $84 $84 0.00% Unchanged
82 SBI Securities Co., Ltd. 0.00% of their portfolio TOKYO, M0 1212 $40 $40 0.00% Added +7 +7
83 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 99 $30 $30 0.00% New
84 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 55 $17 $17 0.00% New
85 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 55 $17 $17 0.00% Unchanged
86 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 55 $17 $17 0.00% Unchanged
87 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 11 $3 $3 0.00% New