Vault-13

AEGON N V

NY REGISTRY SHS · CUSIP 007924103

205 institutional holders -22 vs Q1 2023
191,635,771191.6m shares reported held*
$970.5mreported value*
17 new 72 added 65 reduced 42 sold out net sold ≈ $24.2m (-4.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($233.6k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $5.06. Options: 5 managers hold calls ($878.0k notional), 5 hold puts ($394.1k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 215Q4 22: 226Q1 23: 227Q2 23: 205205Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022215
Q4 2022226
Q1 2023227
Q2 2023205

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 88 bought or addedQ4 22: 92 cut or sold outQ4 22Q1 23: 98 bought or addedQ1 23: 98 cut or sold outQ1 23Q2 23: 89 bought or addedQ2 23: 107 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20228892
Q1 20239898
Q2 202389107

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ3 22 calls: $410.0kQ3 22 puts: $1.1mQ3 22P/C 2.64Q4 22 calls: $552.8kQ4 22 puts: $1.8mQ4 22P/C 3.21Q1 23 calls: $177.1kQ1 23 puts: $1.7mQ1 23P/C 9.43Q2 23 calls: $878.0kQ2 23 puts: $394.1kQ2 23P/C 0.45
Numbers
QuarterCallsPutsP/C
Q3 2022$410.0k$1.1m2.64
Q4 2022$552.8k$1.8m3.21
Q1 2023$177.1k$1.7m9.43
Q2 2023$878.0k$394.1k0.45

Biggest buyers

Summit Global Investments Added +1,000,000+1.0m
MILLENNIUM MANAGEMENT LLC Added +582,862+582.9k
Dodge & Cox Added +207,351+207.4k
JANE STREET GROUP, LLC Added +181,085+181.1k
MORGAN STANLEY Added +162,881+162.9k
VANGUARD GROUP INC Added +134,943+134.9k
MARSHALL WACE, LLP Added +124,233+124.2k
CITADEL ADVISORS LLC Added +116,113+116.1k
HighTower Advisors, LLC Added +113,094+113.1k
RHUMBLINE ADVISERS New +87,362+87.4k

Biggest sellers

WELLINGTON MANAGEMENT GROUP LLP Reduced -1,920,144-1.9m
Qube Research & Technologies Ltd Sold out -1,132,644-1.1m
Optiver Holding B.V. Reduced -982,864-982.9k
Dorsey Wright & Associates Sold out -578,409-578.4k
WELLS FARGO & COMPANY/MN Reduced -574,023-574.0k
OLD MISSION CAPITAL LLC Reduced -291,175-291.2k
RENAISSANCE TECHNOLOGIES LLC Reduced -266,429-266.4k
Russell Investments Group, Ltd. Reduced -261,511-261.5k
ENVESTNET ASSET MANAGEMENT INC Reduced -158,611-158.6k
SIMPLEX TRADING, LLC Reduced -154,908-154.9k

Biggest calls

Optiver Holding B.V. Added $424.4k84.0k shares
GROUP ONE TRADING LLC Added $329.0k64.9k shares
CITADEL ADVISORS LLC Reduced $117.6k23.2k shares
SIMPLEX TRADING, LLC Reduced $7.0k1.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

Optiver Holding B.V. Reduced $242.0k47.9k shares
CITADEL ADVISORS LLC Reduced $89.2k17.6k shares
SIMPLEX TRADING, LLC Reduced $37.0k7.4k shares
GROUP ONE TRADING LLC Added $25.9k5.1k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Dodge & Cox 0.43% of their portfolio San Francisco, CA 126,016,146126.0m $638.9m $638.9m 0.43% Added +207.4k +207,351
2 WELLINGTON MANAGEMENT GROUP LLP 0.02% of their portfolio Boston, MA 16,891,41516.9m $85.6m $85.6m 0.02% Reduced -1.9m -1,920,144
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 6,253,5826.3m $31.7m $31.7m 0.00% Added +162.9k +162,881
4 BlackRock Inc. 0.00% of their portfolio New York, NY 4,938,2534.9m $25.0m $25.0m 0.00% Reduced -138.3k -138,345
5 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 4,937,7454.9m $25.0m $25.0m 0.01% Added +79.5k +79,456
6 PRIVATE MANAGEMENT GROUP INC 0.95% of their portfolio IRVINE, CA 4,414,8204.4m $22.4m $22.4m 0.95% Reduced -58.6k -58,561
7 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 4,259,0134.3m $21.6m $21.6m 0.02% Added +54.5k +54,498
8 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 3,415,1133.4m $17.3m $17.3m 0.00% Reduced -150.1k -150,070
9 Optiver Holding B.V. 0.27% of their portfolio AMSTERDAM, P7 1,863,2471.9m $9.4m $9.4m 0.27% Reduced -982.9k -982,864
10 GRACE & WHITE INC /NY 1.58% of their portfolio NY, NY 1,695,7331.7m $8.6m $8.6m 1.58% Reduced -4.8k -4,785
11 BRANDES INVESTMENT PARTNERS, LP 0.13% of their portfolio LA JOLLA, CA 1,318,9451.3m $6.7m $6.7m 0.13% Reduced -32.4k -32,394
12 Summit Global Investments 0.35% of their portfolio BOUNTIFUL, UT 1,035,2421.0m $5.2m $5.2m 0.35% Added +1.0m +1,000,000
13 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 1,018,1331.0m $5.2m $5.2m 0.00% Added +42.3k +42,312
14 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 902,672902.7k $4.6m $4.6m 0.01% Added +116.1k +116,113
15 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 792,193792.2k $4.0m $4.0m 0.00% Added +582.9k +582,862
16 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 752,502752.5k $3.8m $3.8m 0.00% Added +86.4k +86,375
17 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 598,264598.3k $3.0m $3.0m 0.00% Added +3.2k +3,189
18 CIBC WORLD MARKET INC. 0.01% of their portfolio TORONTO, A6 545,399545.4k $2.8m $2.8m 0.01% Added +899 +899
19 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 496,620496.6k $2.5m $2.5m 0.00% Reduced -234 -234
20 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 460,537460.5k $2.3m $2.3m 0.00% Reduced -574.0k -574,023
21 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 377,845377.8k $1.9m $1.9m 0.00% Added +28.3k +28,322
22 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 354,976355.0k $1.8m $1.8m 0.00% Added +124.2k +124,233
23 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 354,635354.6k $1.8m $1.8m 0.00% Reduced -125.7k -125,666
24 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 336,411336.4k $1.7m $1.7m 0.00% Added +39.0k +38,995
25 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 254,291254.3k $1.3m $1.3m 0.00% Reduced -18.9k -18,894
26 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 245,232245.2k $1.2m $1.2m 0.00% Reduced -158.6k -158,611
27 NATIXIS ADVISORS, LLC 0.00% of their portfolio Boston, MA 245,229245.2k $1.2m $1.2m 0.00% Reduced -4.1k -4,143
28 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 234,977235.0k $1.2m $1.2m 0.00% Reduced -1.9k -1,942
29 Ethic Inc. 0.04% of their portfolio NEW YORK, NY 234,522234.5k $1.2m $1.2m 0.04% Reduced -5.2k -5,194
30 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 226,364226.4k $1.1m $1.1m 0.00% Added +62.5k +62,534
31 COMERICA BANK 0.00% of their portfolio DALLAS, TX 210,935210.9k $0 $0 0.00% First filing
32 Laird Norton Wetherby Wealth Management, LLC 0.05% of their portfolio Seattle, WA 197,960198.0k $1.0m $1.0m 0.05% Added +10.6k +10,608
33 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 193,814193.8k $978.0k $978.0k 0.00% Added +113.1k +113,094
34 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 191,702191.7k $971.9k $971.9k 0.00% Added +181.1k +181,085
35 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 180,622180.6k $915.8k $915.8k 0.00% Added +15.8k +15,778
36 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 171,398171.4k $869.0k $869.0k 0.00% Added +134.9k +134,943
37 GREENLEAF TRUST 0.01% of their portfolio KALAMAZOO, MI 153,878153.9k $780.2k $780.2k 0.01% Reduced -13.1k -13,080
38 HANTZ FINANCIAL SERVICES, INC. 0.02% of their portfolio SOUTHFIELD, MI 153,070153.1k $776.0k $776.0k 0.02% Added +1.7k +1,701
39 FIRST HAWAIIAN BANK 0.02% of their portfolio HONOLULU, HI 145,936145.9k $739.9k $739.9k 0.02% Unchanged
40 Mariner, LLC 0.00% of their portfolio Overland Park, KS 143,172143.2k $724.8k $724.8k 0.00% Added +19.5k +19,489
41 Vident Investment Advisory, LLC 0.02% of their portfolio Alpharetta, GA 131,268131.3k $665.5k $665.5k 0.02% Added +30.8k +30,835
42 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 124,886124.9k $628.1k $628.1k 0.00% Added +3.5k +3,530
43 Crossmark Global Holdings, Inc. 0.01% of their portfolio HOUSTON, TX 119,457119.5k $644.0k $644.0k 0.01% Reduced -2.3k -2,294
44 FMR LLC 0.00% of their portfolio BOSTON, MA 115,967116.0k $588.0k $588.0k 0.00% Reduced -131.8k -131,805
45 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 115,709115.7k $586.1k $586.1k 0.00% Reduced -6.9k -6,870
46 SIGNATUREFD, LLC 0.01% of their portfolio ATLANTA, GA 111,105111.1k $563.3k $563.3k 0.01% Added +15.3k +15,290
47 MARATHON CAPITAL MANAGEMENT 0.13% of their portfolio Hunt Valley, MD 104,089104.1k $527.7k $527.7k 0.13% Reduced -15.0k -15,000
48 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 101,862101.9k $516.4k $516.4k 0.00% Reduced -34.1k -34,088
49 Schechter Investment Advisors, LLC 0.05% of their portfolio BIRMINGHAM, MI 101,791101.8k $516.1k $516.1k 0.05% Reduced -729 -729
50 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.01% of their portfolio Stamford, CT 100,683100.7k $510.5k $510.5k 0.01% Reduced -3.0k -3,000
51 First Trust Direct Indexing L.P. 0.05% of their portfolio Boston, MA 96,17496.2k $487.6k $487.6k 0.05% Added +33.5k +33,506
52 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 90,18590.2k $457.2k $457.2k 0.00% Added +27.7k +27,721
53 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 87,36287.4k $442.9k $442.9k 0.00% New
54 Legacy Wealth Asset Management, LLC 0.15% of their portfolio WOODBURY, MN 86,86786.9k $440.4k $440.4k 0.15% Added +984 +984
55 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 86,49386.5k $438.5k $438.5k 0.00% Added +37.4k +37,401
56 Vanguard Personalized Indexing Management, LLC 0.01% of their portfolio OAKLAND, CA 83,67083.7k $424.2k $424.2k 0.01% Added +962 +962
57 Virtu Financial LLC 0.03% of their portfolio New York, NY 79,66179.7k $404.0k $404.0k 0.03% Added +59.6k +59,648
58 ADVISOR PARTNERS II, LLC 0.02% of their portfolio WALNUT CREEK, CA 77,42477.4k $392.5k $392.5k 0.02% Reduced -3.5k -3,459
59 EAGLE ASSET MANAGEMENT INC 0.00% of their portfolio ST PETERSBURG, FL 77,04877.0k $390.6k $390.6k 0.00% Reduced -2.9k -2,885
60 SG Americas Securities, LLC 0.00% of their portfolio NEW YORK, NY 76,59676.6k $388.0k $388.0k 0.00% Unchanged
61 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 73,92773.9k $374.8k $374.8k 0.00% Reduced -5.5k -5,512
62 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 72,45672.5k $367.7k $367.7k 0.00% Added +4.2k +4,222
63 HIGHLAND CAPITAL MANAGEMENT, LLC 0.02% of their portfolio MEMPHIS, TN 72,33872.3k $366.8k $366.8k 0.02% Reduced -2.4k -2,392
64 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 65,32265.3k $331.0k $331.0k 0.00% Added +5.5k +5,488
65 WADE G W & INC 0.01% of their portfolio Wellesley, MA 61,60261.6k $312.0k $312.0k 0.01% Added +6.6k +6,589
66 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 60,08260.1k $304.6k $304.6k 0.00% Added +419 +419
67 Miller Investment Management, LP 0.04% of their portfolio WEST CONSHOHOCKEN, PA 57,01557.0k $289.1k $289.1k 0.04% Unchanged
68 Savant Capital, LLC 0.00% of their portfolio ROCKFORD, IL 55,38355.4k $280.8k $280.8k 0.00% Added +38.4k +38,403
69 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 53,41153.4k $270.8k $270.8k 0.01% Reduced -291.2k -291,175
70 Cubist Systematic Strategies, LLC 0.00% of their portfolio STAMFORD, CT 52,99653.0k $268.7k $268.7k 0.00% Reduced -109.7k -109,700
71 RITHOLTZ WEALTH MANAGEMENT 0.01% of their portfolio NEW YORK, NY 51,94051.9k $263.3k $263.3k 0.01% Reduced -1.9k -1,937
72 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 48,02248.0k $243.5k $243.5k 0.00% Added +36.6k +36,609
73 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 46,03246.0k $233.0k $233.0k 0.00% Reduced -4.9k -4,858
74 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 0.01% of their portfolio NORFOLK, VA 45,71045.7k $231.8k $231.8k 0.01% Unchanged
75 EVERGREEN CAPITAL MANAGEMENT LLC 0.01% of their portfolio Bellevue, WA 43,52143.5k $220.7k $220.7k 0.01% Reduced -4.3k -4,349
76 Ballentine Partners, LLC 0.00% of their portfolio Waltham, MA 41,27641.3k $209.3k $209.3k 0.00% Added +2.7k +2,660
77 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.01% of their portfolio RICHMOND, VA 39,75239.8k $201.5k $201.5k 0.01% Unchanged
78 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 39,56639.6k $200.6k $200.6k 0.00% Added +13.0k +13,024
79 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 38,63338.6k $196.0k $196.0k 0.00% Reduced -4.6k -4,596
80 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 38,04538.0k $192.9k $192.9k 0.00% New
81 QUADRANT CAPITAL GROUP LLC 0.02% of their portfolio CINCINNATI, OH 37,92137.9k $192.3k $192.3k 0.02% Added +5.3k +5,323
82 AR ASSET MANAGEMENT INC 0.05% of their portfolio WEST HOLLYWOOD, CA 36,69136.7k $186.0k $186.0k 0.05% Unchanged
83 STOCK YARDS BANK & TRUST CO 0.01% of their portfolio LOUISVILLE, KY 36,43536.4k $184.7k $184.7k 0.01% Reduced -1.1k -1,098
84 OPPENHEIMER ASSET MANAGEMENT INC. 0.00% of their portfolio NEW YORK, NY 33,78933.8k $171.3k $171.3k 0.00% Reduced -946 -946
85 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 33,16733.2k $168.0k $168.0k 0.00% Reduced -266.4k -266,429
86 YOUSIF CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BLOOMFIELD HILLS, MI 32,37532.4k $164.1k $164.1k 0.00% Unchanged
87 Freedom Investment Management, Inc. 0.02% of their portfolio SOUTH WINDSOR, CT 32,15032.1k $163.0k $163.0k 0.02% Reduced -2.4k -2,409
88 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 32,09832.1k $162.7k $162.7k 0.00% New
89 TWO SIGMA SECURITIES, LLC 0.01% of their portfolio NEW YORK, NY 30,37730.4k $154.0k $154.0k 0.01% Reduced -24.3k -24,296
90 Ellevest, Inc. 0.01% of their portfolio NEW YORK, NY 30,27130.3k $153.5k $153.5k 0.01% Added +4.5k +4,461
91 RBF Capital, LLC 0.01% of their portfolio RENO, NV 30,00030.0k $152.1k $152.1k 0.01% Unchanged
92 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 29,50729.5k $149.6k $149.6k 0.00% Reduced -324 -324
93 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 29,00129.0k $147.0k $147.0k 0.00% Unchanged
94 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 28,08428.1k $142.4k $142.4k 0.00% Reduced -18.8k -18,756
95 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 28,04828.0k $142.2k $142.2k 0.00% Reduced -261.5k -261,511
96 GLENMEDE TRUST CO NA 0.00% of their portfolio PHILADELPHIA, PA 27,57127.6k $118.6k $118.6k 0.00% Unchanged
97 LAKE STREET ADVISORS GROUP, LLC 0.01% of their portfolio PORTSMOUTH, NH 25,49425.5k $129.0k $129.0k 0.01% Added +1.8k +1,799
98 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 24,00024.0k $121.7k $121.7k 0.00% Unchanged
99 Orion Porfolio Solutions, LLC 0.00% of their portfolio OMAHA, NE 23,84923.8k $120.9k $120.9k 0.00% Added +1.9k +1,927
100 Orion Portfolio Solutions, LLC 0.00% of their portfolio Omaha, NE 23,84923.8k $120.9k $120.9k 0.00% Added +1.9k +1,927