AEON BIOPHARMA INC AEON
CL A NEW · Common Stock · CUSIP 00791X209
- SectorHealth care
- IndustryPharmaceutical Preparations
- HeadquartersAliso Viejo, CA
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 49.9m as of 2026-08-06, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $0.72.
Trends to Q2 2026
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q1 2025 | 17 |
| Q2 2025 | 19 |
| Q3 2025 | 21 |
| Q4 2025 | 22 |
| Q1 2026 | 24 |
| Q2 2026 | 22 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q2 2025 | 7 | 2 |
| Q3 2025 | 7 | 5 |
| Q4 2025 | 12 | 4 |
| Q1 2026 | 10 | 7 |
| Q2 2026 | 8 | 5 |
Biggest buyers
| Dauntless Investment Group, LLC | Added | +10.0m |
| StoneX Group Inc. | New | +19.0k |
| GEODE CAPITAL MANAGEMENT, LLC | Added | +8.2k |
| CITIGROUP INC | Added | +6.6k |
| Tower Research Capital LLC (TRC) | Added | +2.1k |
| UBS Group AG | Added | +880 |
| SBI Securities Co., Ltd. | Added | +127 |
| BARCLAYS PLC | New | +59 |
Biggest sellers
| XTX Topco Ltd | Sold out | -20.4k |
| JANE STREET GROUP, LLC | Sold out | -16.4k |
| VANGUARD FIDUCIARY TRUST CO | Reduced | -989 |
| Vanguard Global Advisers, LLC | Sold out | -102 |
| MAI Capital Management | Sold out | -58 |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
Daewoong Co., Ltd
13D · may seek influence
+49.1 pts · filed 2026-01-29
Stated purposeThe information set forth in Item 3 of this Schedule 13D is incorporated herein by reference. DWC is a shareholder of DWP with 52% of shares outstanding. DWP is the counterparty to the Issuer's license agreements for License & Supply Agreement, effective as of December 20, 2019, as amended, with DWP to provide the Issuer exclusive rights to commercialize and distribute ABP-450 in certain territories. Our future success currently depends entirely on the successful and timely regulatory approval and commercialization of the Issuer's only product candidate, ABP-450. The Issuer plans to develop ABP-450 to address the estimated $3.0 billion global therapeutic botulinum toxin market, which is projected to grow to $4.4 billion in 2027. ABP-450 is the same botulinum toxin complex that is curren… Full filing |
50.0% |
| LYNCH TIMOTHY P 13G · passive investor new · filed 2026-08-21 | 13.0% |
| Stonepine Capital Management, LLC 13G · passive investor new · filed 2026-07-21 | 9.9% |
| Chernett Jorey 13G · passive investor new · filed 2025-05-30 | 9.9% |
| Dauntless Investment Group, LLC 13G · passive investor new · filed 2025-03-03 | 9.7% |
Insider purchases and sales since 1 Apr 2026
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q4 2024 | 0 | — | 0 | — | — |
| Q1 2025 | 0 | — | 0 | — | — |
| Q2 2025 | 1 | $85.0k | 0 | — | — |
| Q3 2025 | 0 | — | 0 | — | — |
| Q4 2025 | 0 | — | 0 | — | — |
| Q1 2026 | 0 | — | 0 | — | — |
| Q2 2026 | 0 | — | 0 | — | — |
| Q3 2026 | 0 | — | 0 | — | — |
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2026-08-19 | LYNCH TIMOTHY P 10% owner | Bought | —1.1m shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q2 2026
| Manager | Shares | Change |
|---|---|---|
| Dauntless Investment Group, LLC 15.58% of their portfolio | 12.5m $9.0m | Added +10.0m |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 95.3k $68.6k | Added +8.2k |
| VANGUARD CAPITAL MANAGEMENT LLC 0.00% of their portfolio | 90.5k $65.1k | Unchanged |
| Blue Owl Capital Holdings LP 0.00% of their portfolio | 42.4k $30.5k | Unchanged |
| Formidable Asset Management, LLC 0.00% of their portfolio | 20.0k $19.7k | Unchanged |
| StoneX Group Inc. 0.00% of their portfolio | 19.0k $14.9k | New |
| VANGUARD FIDUCIARY TRUST CO 0.00% of their portfolio | 13.7k $9.9k | Reduced -989 |
| LPL Financial LLC 0.00% of their portfolio | 11.5k $8.3k | Unchanged |
| CITIGROUP INC 0.00% of their portfolio | 7.3k $5.3k | Added +6.6k |
| UBS Group AG 0.00% of their portfolio | 5.1k $3.6k | Added +880 |
| BlackRock, Inc. 0.00% of their portfolio | 2.8k $2.0k | Unchanged |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 2.6k $1.8k | Added +2.1k |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 1.1k $791 | Unchanged |
| WOLFF WIESE MAGANA LLC 0.00% of their portfolio | 567 $408 | Unchanged |
| SBI Securities Co., Ltd. 0.00% of their portfolio | 232 $167 | Added +127 |
| DUPONT CAPITAL MANAGEMENT CORP 0.01% of their portfolio | 170 $122 | Unchanged |
| MORGAN STANLEY 0.00% of their portfolio | 150 $108 | Unchanged |
| GHP Investment Advisors, Inc. 0.00% of their portfolio | 95 $69 | Unchanged |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 90 $65 | Unchanged |
| BARCLAYS PLC 0.00% of their portfolio | 59 $42 | New |
| DANSKE BANK A/S 0.00% of their portfolio | 1 $1 | Unchanged |
| Caitong International Asset Management Co., Ltd 0.00% of their portfolio | 1 $1 | Unchanged |