Vault-13

AEON BIOPHARMA INC AEON

CL A NEW · Common Stock · CUSIP 00791X209

22 institutional holders -2 vs Q1 2026
12,802,78712.8m shares reported held*
25.7% of all shares outstanding*
$9.2mreported value*
2 new 6 added 1 reduced 4 sold out net bought ≈ $7.2m (+10.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 49.9m as of 2026-08-06, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $0.72.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0102030Q1 25: 17Q2 25: 19Q3 25: 21Q4 25: 22Q1 26: 24Q2 26: 2222Q1 25Q2 25Q3 25Q4 25Q1 26Q2 26
Numbers
QuarterHolders
Q1 202517
Q2 202519
Q3 202521
Q4 202522
Q1 202624
Q2 202622

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q2 25: 7 bought or addedQ2 25: 2 cut or sold outQ2 25Q3 25: 7 bought or addedQ3 25: 5 cut or sold outQ3 25Q4 25: 12 bought or addedQ4 25: 4 cut or sold outQ4 25Q1 26: 10 bought or addedQ1 26: 7 cut or sold outQ1 26Q2 26: 8 bought or addedQ2 26: 5 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q2 202572
Q3 202575
Q4 2025124
Q1 2026107
Q2 202685

Biggest buyers

Dauntless Investment Group, LLC Added +9,962,379+10.0m
StoneX Group Inc. New +18,953+19.0k
GEODE CAPITAL MANAGEMENT, LLC Added +8,249+8.2k
CITIGROUP INC Added +6,573+6.6k
Tower Research Capital LLC (TRC) Added +2,097+2.1k
UBS Group AG Added +880+880
SBI Securities Co., Ltd. Added +127+127
BARCLAYS PLC New +59+59

Biggest sellers

XTX Topco Ltd Sold out -20,424-20.4k
JANE STREET GROUP, LLC Sold out -16,376-16.4k
VANGUARD FIDUCIARY TRUST CO Reduced -989-989
Vanguard Global Advisers, LLC Sold out -102-102
MAI Capital Management Sold out -58-58

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Daewoong Co., Ltd 13D · may seek influence +49.1 pts · filed 2026-01-29
Stated purposeThe information set forth in Item 3 of this Schedule 13D is incorporated herein by reference. DWC is a shareholder of DWP with 52% of shares outstanding. DWP is the counterparty to the Issuer's license agreements for License & Supply Agreement, effective as of December 20, 2019, as amended, with DWP to provide the Issuer exclusive rights to commercialize and distribute ABP-450 in certain territories. Our future success currently depends entirely on the successful and timely regulatory approval and commercialization of the Issuer's only product candidate, ABP-450. The Issuer plans to develop ABP-450 to address the estimated $3.0 billion global therapeutic botulinum toxin market, which is projected to grow to $4.4 billion in 2027. ABP-450 is the same botulinum toxin complex that is curren… Full filing
50.0% +49.1 pts 12.0m 2026-01-29
LYNCH TIMOTHY P 13G · passive investor new · filed 2026-08-21 13.0% new 6.5m≈ $4.7m 2026-08-21
Stonepine Capital Management, LLC 13G · passive investor new · filed 2026-07-21 9.9% new 6.9m≈ $3.9m 2026-07-21
Chernett Jorey 13G · passive investor new · filed 2025-05-30 9.9% new 1.1m≈ $811.8k 2025-05-30
Dauntless Investment Group, LLC 13G · passive investor new · filed 2025-03-03 9.7% new 108.2k≈ $77.8k 2025-03-03

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q4 24: 0 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25Q2 25: 1 buyingQ2 25: 0 sellingQ3 25: 0 buyingQ3 25: 0 sellingQ3 25Q4 25: 0 buyingQ4 25: 0 sellingQ1 26: 0 buyingQ1 26: 0 sellingQ1 26Q2 26: 0 buyingQ2 26: 0 sellingQ3 26: 0 buyingQ3 26: 0 sellingQ3 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20240—0——
Q1 20250—0——
Q2 20251$85.0k0——
Q3 20250—0——
Q4 20250—0——
Q1 20260—0——
Q2 20260—0——
Q3 20260—0——
DateInsiderTradeSharesPrice ValueTheir holding
2026-08-19 LYNCH TIMOTHY P 10% owner Bought 1,150,000 — —1.1m shares +22%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Dauntless Investment Group, LLC 15.58% of their portfolio Milford, MI 12,490,15412.5m $9.0m $9.0m 15.58% Added +10.0m +9,962,379
2 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 95,31195.3k $68.6k $68.6k 0.00% Added +8.2k +8,249
3 VANGUARD CAPITAL MANAGEMENT LLC 0.00% of their portfolio MALVERN, PA 90,52990.5k $65.1k $65.1k 0.00% Unchanged
4 Blue Owl Capital Holdings LP 0.00% of their portfolio New York, NY 42,35342.4k $30.5k $30.5k 0.00% Unchanged
5 Formidable Asset Management, LLC 0.00% of their portfolio CINCINNATI, OH 20,02420.0k $19.7k $19.7k 0.00% Unchanged
6 StoneX Group Inc. 0.00% of their portfolio NEW YORK, NY 18,95319.0k $14.9k $14.9k 0.00% New
7 VANGUARD FIDUCIARY TRUST CO 0.00% of their portfolio MALVERN, PA 13,71313.7k $9.9k $9.9k 0.00% Reduced -989 -989
8 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 11,50711.5k $8.3k $8.3k 0.00% Unchanged
9 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 7,3157.3k $5.3k $5.3k 0.00% Added +6.6k +6,573
10 UBS Group AG 0.00% of their portfolio ZURICH, V8 5,0625.1k $3.6k $3.6k 0.00% Added +880 +880
11 BlackRock, Inc. 0.00% of their portfolio New York, NY 2,8342.8k $2.0k $2.0k 0.00% Unchanged
12 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 2,5672.6k $1.8k $1.8k 0.00% Added +2.1k +2,097
13 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,1001.1k $791 $791 0.00% Unchanged
14 WOLFF WIESE MAGANA LLC 0.00% of their portfolio CARSLBAD, CA 567567 $408 $408 0.00% Unchanged
15 SBI Securities Co., Ltd. 0.00% of their portfolio TOKYO, M0 232232 $167 $167 0.00% Added +127 +127
16 DUPONT CAPITAL MANAGEMENT CORP 0.01% of their portfolio Wilmington, DE 170170 $122 $122 0.01% Unchanged
17 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 150150 $108 $108 0.00% Unchanged
18 GHP Investment Advisors, Inc. 0.00% of their portfolio Denver, CO 9595 $69 $69 0.00% Unchanged
19 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 9090 $65 $65 0.00% Unchanged
20 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 5959 $42 $42 0.00% New
21 DANSKE BANK A/S 0.00% of their portfolio COPENHAGEN V, G7 11 $1 $1 0.00% Unchanged
22 Caitong International Asset Management Co., Ltd 0.00% of their portfolio HONG KONG, K3 11 $1 $1 0.00% Unchanged