Vault-13

ADVISORSHARES TR DWSH

DORSY SHRT ETF · ETP · CUSIP 00768Y529

16 institutional holders -3 vs Q1 2023
952,812952.8k shares reported held*
$8.3mreported value*
0 new 5 added 7 reduced 4 sold out net bought ≈ $93.1k (+10.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $8.75.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 22Q4 22: 23Q1 23: 19Q2 23: 1616Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202222
Q4 202223
Q1 202319
Q2 202316

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 12 bought or addedQ4 22: 10 cut or sold outQ4 22Q1 23: 12 bought or addedQ1 23: 12 cut or sold outQ1 23Q2 23: 5 bought or addedQ2 23: 11 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221210
Q1 20231212
Q2 2023511

Biggest buyers

NewEdge Advisors, LLC Added +157,253+157.3k
ROYAL BANK OF CANADA Added +101,668+101.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +83,461+83.5k
Worth Asset Management, LLC Added +43,331+43.3k
UBS Group AG Added +18,216+18.2k

Biggest sellers

RAYMOND JAMES & ASSOCIATES Reduced -165,741-165.7k
STIFEL FINANCIAL CORP Sold out -161,844-161.8k
INDEPENDENT FINANCIAL GROUP, LLC Reduced -21,980-22.0k
OSAIC HOLDINGS, INC. Reduced -14,171-14.2k
TWO SIGMA SECURITIES, LLC Sold out -10,038-10.0k
OLD MISSION CAPITAL LLC Reduced -9,396-9.4k
Janney Montgomery Scott LLC Reduced -8,352-8.4k
Belpointe Asset Management LLC Sold out -1,077-1.1k
JAMES INVESTMENT RESEARCH, INC. Sold out -674-674
KESTRA PRIVATE WEALTH SERVICES, LLC Reduced -12-12

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 197,083197.1k $1.7m $1.7m 0.02% Added +157.3k +157,253
2 KESTRA PRIVATE WEALTH SERVICES, LLC 0.05% of their portfolio AUSTIN, TX 169,303169.3k $1.5m $1.5m 0.05% Reduced -12 -12
3 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 142,269142.3k $1.2m $1.2m 0.00% Added +101.7k +101,668
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 106,486106.5k $931.5k $931.5k 0.00% Added +83.5k +83,461
5 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 84,36684.4k $738.0k $738.0k 0.00% Reduced -8.4k -8,352
6 Worth Asset Management, LLC 0.54% of their portfolio DALLAS, TX 81,04081.0k $708.9k $708.9k 0.54% Added +43.3k +43,331
7 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 32,91832.9k $288.0k $288.0k 0.02% Reduced -22.0k -21,980
8 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 31,24331.2k $273.3k $273.3k 0.00% Reduced -14.2k -14,171
9 KINGSWOOD WEALTH ADVISORS, LLC 0.09% of their portfolio SAN DIEGO, CA 30,53530.5k $267.1k $267.1k 0.09% First filing
10 UBS Group AG 0.00% of their portfolio ZURICH, V8 24,98425.0k $218.6k $218.6k 0.00% Added +18.2k +18,216
11 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 22,69522.7k $198.5k $198.5k 0.01% Reduced -9.4k -9,396
12 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 13,49813.5k $118.1k $118.1k 0.00% Reduced -165.7k -165,741
13 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 12,49712.5k $109.3k $109.3k 0.00% Reduced -3 -3
14 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 2,9252.9k $25.6k $25.6k 0.00% Unchanged
15 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 970970 $8.5k $8.5k 0.00% Unchanged
16 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged