Vault-13

ADURO CLEAN TECHNOLOGIES INC ADUR

COM NEW · Common Stock · CUSIP 007408206

38 institutional holders +8 vs Q4 2025
754,514754.5k shares reported held*
2.2% of all shares outstanding*
$7.9mreported value*
13 new 11 added 6 reduced 5 sold out net sold ≈ $2.7m (-261.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 33.9m as of 2026-05-31, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $10.48. Options: 6 managers hold calls ($2.0m notional), 6 hold puts ($3.1m).

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

02040Q4 24: 9Q1 25: 13Q2 25: 23Q3 25: 26Q4 25: 30Q1 26: 3838Q4 24Q1 25Q2 25Q3 25Q4 25Q1 26
Numbers
QuarterHolders
Q4 20249
Q1 202513
Q2 202523
Q3 202526
Q4 202530
Q1 202638

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q1 25: 7 bought or addedQ1 25: 2 cut or sold outQ1 25Q2 25: 18 bought or addedQ2 25: 4 cut or sold outQ2 25Q3 25: 15 bought or addedQ3 25: 9 cut or sold outQ3 25Q4 25: 20 bought or addedQ4 25: 8 cut or sold outQ4 25Q1 26: 24 bought or addedQ1 26: 11 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q1 202572
Q2 2025184
Q3 2025159
Q4 2025208
Q1 20262411

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ2 25 calls: $282.2kQ2 25 puts: $368.3kQ2 25P/C 1.30Q3 25 calls: $1.5mQ3 25 puts: $1.1mQ3 25P/C 0.74Q4 25 calls: $1.0mQ4 25 puts: $2.4mQ4 25P/C 2.34Q1 26 calls: $2.0mQ1 26 puts: $3.1mQ1 26P/C 1.59
Numbers
QuarterCallsPutsP/C
Q2 2025$282.2k$368.3k1.30
Q3 2025$1.5m$1.1m0.74
Q4 2025$1.0m$2.4m2.34
Q1 2026$2.0m$3.1m1.59

Biggest buyers

Diametric Capital, LP New +116,835+116.8k
HRT FINANCIAL LP New +42,461+42.5k
STIFEL FINANCIAL CORP New +36,892+36.9k
IMC-Chicago, LLC New +32,572+32.6k
JANE STREET GROUP, LLC New +26,488+26.5k
RAYMOND JAMES FINANCIAL INC Added +24,060+24.1k
GOLDMAN SACHS GROUP INC New +18,742+18.7k
PRELUDE CAPITAL MANAGEMENT, LLC New +17,782+17.8k
MORGAN STANLEY Added +13,586+13.6k
BANK OF AMERICA CORP /DE/ New +11,680+11.7k

Biggest sellers

Biggest calls

CITADEL ADVISORS LLC Added $840.2k80.1k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $349.3k33.3k shares
IMC-Chicago, LLC New $331.5k31.6k shares
JANE STREET GROUP, LLC Reduced $311.6k29.7k shares
GROUP ONE TRADING LLC Reduced $115.4k11.0k shares
SIMPLEX TRADING, LLC New $22.0k2.1k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.0m99.3k shares
CITADEL ADVISORS LLC Added $780.5k74.4k shares
IMC-Chicago, LLC Added $465.8k44.4k shares
SIMPLEX TRADING, LLC New $441.6k42.1k shares
JANE STREET GROUP, LLC Added $354.6k33.8k shares
GROUP ONE TRADING LLC Reduced $56.6k5.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
VICUS AVSHALOM OFER 13D · may seek influence no change · filed 2026-09-28
Stated purposeAs described in Item 3 above, the Reporting Person entered into the Pledge Arrangement. The Pledge Arrangement does not constitute a sale, transfer or disposition of Shares and does not change the Reporting Person's investment intent with respect to the Issuer. The securities described in this Statement are being held by the Reporting Person for investment purposes. The Reporting Person may acquire additional securities through compensatory grants by the Issuer or through public or private purchases of Shares. In the ordinary course of his duties as Chief Executive Officer, Chairman and director of the Issuer, the Reporting Person has and expects in the future to discuss and to make decisions regarding plans or proposals with respect to the matters specified in clauses (a) through (j) of t… Full filing
24.9% no change 8.9m≈ $140.8m 2026-09-28

Insider purchases and sales in Q1 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2026.

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Diametric Capital, LP 0.32% of their portfolio BOSTON, MA 116,835116.8k $1.2m $1.2m 0.32% New
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 79,33479.3k $832.2k $832.2k 0.00% Reduced -43.0k -43,025
3 UBS Group AG 0.00% of their portfolio ZURICH, V8 75,21775.2k $789.0k $789.0k 0.00% Added +1.2k +1,179
4 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 42,46142.5k $445.0k $445.0k 0.00% New
5 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 42,39642.4k $444.7k $444.7k 0.00% Added +24.1k +24,060
6 DGS Capital Management, LLC 0.07% of their portfolio JERSEY CITY, NJ 37,96638.0k $398.3k $398.3k 0.07% Unchanged
7 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 36,89236.9k $387.0k $387.0k 0.00% New
8 IMC-Chicago, LLC 0.01% of their portfolio CHICAGO, IL 32,57232.6k $341.7k $341.7k 0.01% New
9 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 32,41632.4k $340.0k $340.0k 0.00% Reduced -928 -928
10 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 29,76229.8k $312.2k $312.2k 0.00% Unchanged
11 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 26,48826.5k $277.9k $277.9k 0.00% New
12 One Wealth Advisors, LLC 0.03% of their portfolio SAN FRANCISCO, CA 22,20022.2k $232.9k $232.9k 0.03% Unchanged
13 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 21,10921.1k $221.4k $221.4k 0.00% Added +13.6k +13,586
14 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 19,23219.2k $201.7k $201.7k 0.00% Unchanged
15 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 19,09819.1k $200.3k $200.3k 0.00% Added +392 +392
16 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 18,74218.7k $196.6k $196.6k 0.00% New
17 PRELUDE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio NEW YORK, NY 17,78217.8k $186.5k $186.5k 0.01% New
18 Perigon Wealth Management, LLC 0.00% of their portfolio SAN FRANCISCO, CA 15,49515.5k $162.5k $162.5k 0.00% Added +3.5k +3,470
19 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 11,68011.7k $122.5k $122.5k 0.00% New
20 Engineers Gate Manager LP 0.00% of their portfolio NEW YORK, NY 10,88710.9k $114.2k $114.2k 0.00% Reduced -4.4k -4,449
21 Mariner, LLC 0.00% of their portfolio Overland Park, KS 10,00010.0k $104.9k $104.9k 0.00% New
22 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 6,8306.8k $67.6k $67.6k 0.00% Reduced -95 -95
23 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 5,8295.8k $60.6k $60.6k 0.00% Added +5.8k +5,826
24 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 4,0004.0k $42.0k $42.0k 0.00% Added +1.3k +1,300
25 BlackRock, Inc. 0.00% of their portfolio New York, NY 3,9223.9k $41.1k $41.1k 0.00% Added +750 +750
26 Longview Financial Advisors, Inc. 0.02% of their portfolio HUNTSVILLE, AL 2,6232.6k $27.5k $27.5k 0.02% New
27 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 2,5332.5k $26.6k $26.6k 0.00% New
28 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 2,4322.4k $25.5k $25.5k 0.00% Added +1.8k +1,833
29 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 2,0912.1k $22.0k $22.0k 0.00% Reduced -123 -123
30 SouthState Bank Corp 0.00% of their portfolio Winter Haven, FL 2,0002.0k $21.0k $21.0k 0.00% Unchanged
31 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 972972 $9.7k $9.7k 0.00% Added +329 +329
32 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 850850 $8.9k $8.9k 0.00% Added +250 +250
33 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 843843 $8.8k $8.8k 0.00% Unchanged
34 SBI Securities Co., Ltd. 0.00% of their portfolio TOKYO, M0 650650 $6.8k $6.8k 0.00% Unchanged
35 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 165165 $1.6k $1.6k 0.00% Reduced -15 -15
36 Quantbot Technologies LP 0.00% of their portfolio NEW YORK, NY 138138 $1.4k $1.4k 0.00% New
37 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 5050 $525 $525 0.00% Unchanged
38 Physician Wealth Advisors, Inc. 0.00% of their portfolio MIDVALE, UT 2222 $231 $231 0.00% New