Vault-13

AST SPACEMOBILE INC

*W EXP 04/06/202 · CUSIP 00217D118

17 institutional holders +6 vs Q1 2024
5,195,1725.2m shares reported held*
$21.3mreported value*
6 new 2 added 3 reduced 0 sold out net bought ≈ $8.0m (+2.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $4.09.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

01020Q3 22: 13Q4 22: 13Q1 23: 12Q2 23: 11Q3 23: 13Q4 23: 12Q1 24: 11Q2 24: 1717Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202213
Q4 202213
Q1 202312
Q2 202311
Q3 202313
Q4 202312
Q1 202411
Q2 202417

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 22: 4 bought or addedQ4 22: 5 cut or sold outQ4 22Q1 23: 3 bought or addedQ1 23: 5 cut or sold outQ2 23: 1 bought or addedQ2 23: 3 cut or sold outQ2 23Q3 23: 2 bought or addedQ3 23: 4 cut or sold outQ4 23: 3 bought or addedQ4 23: 5 cut or sold outQ4 23Q1 24: 3 bought or addedQ1 24: 6 cut or sold outQ2 24: 8 bought or addedQ2 24: 3 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 202245
Q1 202335
Q2 202313
Q3 202324
Q4 202335
Q1 202436
Q2 202483

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20k$40k$60k$80kQ3 23 calls: $78.5kQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —
Numbers
QuarterCallsPutsP/C
Q3 2023$78.5k$00.00
Q4 2023$0$0—
Q1 2024$0$0—
Q2 2024$0$0—

Biggest buyers

Skaana Management L.P. Added +2,094,190+2.1m
Privium Fund Management B.V. New +1,034,275+1.0m
ARISTEIA CAPITAL, L.L.C. New +525,982+526.0k
CSS LLC/IL New +340,924+340.9k
ZAZOVE ASSOCIATES LLC New +75,302+75.3k
Warberg Asset Management LLC New +14,000+14.0k
Virtu Financial LLC New +11,319+11.3k
WOLVERINE ASSET MANAGEMENT LLC Added +4,132+4.1k

Biggest sellers

Ionic Capital Management LLC Reduced -2,036,378-2.0m
MORGAN STANLEY Reduced -24,374-24.4k
UBS Group AG Reduced -495-495

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Skaana Management L.P. 3.99% of their portfolio BROOKLYN, NY 2,486,5082.5m $10.5m $10.5m 3.99% Added +2.1m +2,094,190
2 Privium Fund Management B.V. 0.95% of their portfolio AMSTERDAM, P7 1,034,2751.0m $3.7m $3.7m 0.95% New
3 ARISTEIA CAPITAL, L.L.C. 0.08% of their portfolio GREENWICH, CT 525,982526.0k $2.2m $2.2m 0.08% New
4 Polar Asset Management Partners Inc. 0.04% of their portfolio TORONTO, A6 346,442346.4k $1.4m $1.4m 0.04% Unchanged
5 CSS LLC/IL 0.11% of their portfolio CHICAGO, IL 340,924340.9k $1.4m $1.4m 0.11% New
6 Ionic Capital Management LLC 0.63% of their portfolio NEW YORK, NY 283,312283.3k $1.2m $1.2m 0.63% Reduced -2.0m -2,036,378
7 ZAZOVE ASSOCIATES LLC 0.02% of their portfolio INCLINE VILLAGE, NV 75,30275.3k $315.1k $315.1k 0.02% New
8 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 32,08432.1k $135.7k $135.7k 0.00% Added +4.1k +4,132
9 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 20,79420.8k $88.0k $88.0k 0.00% Unchanged
10 Warberg Asset Management LLC 0.02% of their portfolio WINNETKA, IL 14,00014.0k $59.2k $59.2k 0.02% New
11 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 12,18712.2k $51.6k $51.6k 0.00% Reduced -24.4k -24,374
12 Virtu Financial LLC 0.00% of their portfolio New York, NY 11,31911.3k $47.0k $47.0k 0.00% New
13 SANDERS MORRIS HARRIS LLC 0.01% of their portfolio Houston, TX 10,22510.2k $43.3k $43.3k 0.01% Unchanged
14 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,4851.5k $6.3k $6.3k 0.00% Reduced -495 -495
15 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 182182 $770 $770 0.00% Unchanged
16 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 151151 $639 $639 0.00% Unchanged
17 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged