Vault-13

ASE TECHNOLOGY HLDG CO LTD ASX

SPONSORED ADS · ADR · CUSIP 00215W100 · ISIN US00215W1009

282 institutional holders +3 vs Q1 2024
163,019,903163.0m shares reported held*
$1.9bnreported value*
33 new 94 added 112 reduced 30 sold out net sold ≈ $166.0m (-14.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $11.42. Options: 8 managers hold calls ($4.9m notional), 4 hold puts ($924.7k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 211Q4 22: 229Q1 23: 249Q2 23: 260Q3 23: 261Q4 23: 266Q1 24: 279Q2 24: 282282Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022211
Q4 2022229
Q1 2023249
Q2 2023260
Q3 2023261
Q4 2023266
Q1 2024279
Q2 2024282

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 111 bought or addedQ4 22: 102 cut or sold outQ4 22Q1 23: 150 bought or addedQ1 23: 87 cut or sold outQ2 23: 131 bought or addedQ2 23: 118 cut or sold outQ2 23Q3 23: 124 bought or addedQ3 23: 117 cut or sold outQ4 23: 106 bought or addedQ4 23: 145 cut or sold outQ4 23Q1 24: 144 bought or addedQ1 24: 116 cut or sold outQ2 24: 127 bought or addedQ2 24: 142 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022111102
Q1 202315087
Q2 2023131118
Q3 2023124117
Q4 2023106145
Q1 2024144116
Q2 2024127142

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ3 23 calls: $1.6mQ3 23 puts: $563.9kQ3 23P/C 0.35Q4 23 calls: $1.7mQ4 23 puts: $34.8kQ4 23P/C 0.02Q1 24 calls: $5.8mQ1 24 puts: $648.6kQ1 24P/C 0.11Q2 24 calls: $4.9mQ2 24 puts: $924.7kQ2 24P/C 0.19
Numbers
QuarterCallsPutsP/C
Q3 2023$1.6m$563.9k0.35
Q4 2023$1.7m$34.8k0.02
Q1 2024$5.8m$648.6k0.11
Q2 2024$4.9m$924.7k0.19

Biggest buyers

BlackRock Inc. Added +1,942,215+1.9m
TT International Asset Management LTD Added +1,277,758+1.3m
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Added +1,186,307+1.2m
Qube Research & Technologies Ltd Added +963,005+963.0k
JPMORGAN CHASE & CO Added +915,678+915.7k
CITIGROUP INC Added +780,535+780.5k
Driehaus Capital Management LLC Added +503,765+503.8k
HRT FINANCIAL LP New +456,667+456.7k
Squarepoint Ops LLC Added +402,585+402.6k
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC New +270,000+270.0k

Biggest sellers

MORGAN STANLEY Reduced -12,741,416-12.7m
SCHRODER INVESTMENT MANAGEMENT GROUP Reduced -1,392,970-1.4m
MILLENNIUM MANAGEMENT LLC Sold out -1,291,143-1.3m
Grantham, Mayo, Van Otterloo & Co. LLC Reduced -1,081,962-1.1m
E Fund Management Co., Ltd. Reduced -700,000-700.0k
BNP PARIBAS FINANCIAL MARKETS Reduced -697,005-697.0k
State of New Jersey Common Pension Fund D Sold out -675,605-675.6k
Rafferty Asset Management, LLC Reduced -590,106-590.1k
GOLDMAN SACHS GROUP INC Reduced -587,296-587.3k
BANK OF AMERICA CORP /DE/ Reduced -580,959-581.0k

Biggest calls

SYMMETRY PEAK MANAGEMENT LLC Added $3.0m262.3k shares
PEAK6 Investments LLC Reduced $1.0m90.4k shares
SIMPLEX TRADING, LLC Reduced $311.0k27.3k shares
Walleye Capital LLC New $241.0k21.1k shares
WOLVERINE TRADING, LLC New $196.4k17.2k shares
GROUP ONE TRADING LLC Added $76.5k6.7k shares
CITADEL ADVISORS LLC Added $45.7k4.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Added $904.5k79.2k shares
SIMPLEX TRADING, LLC Reduced $18.0k1.6k shares
Walleye Capital LLC New $2.3k200 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LAZARD ASSET MANAGEMENT LLC 0.30% of their portfolio NEW YORK, NY 21,121,69821.1m $241.2m $241.2m 0.30% Reduced -187.1k -187,055
2 BlackRock Inc. 0.00% of their portfolio New York, NY 14,474,84314.5m $165.3m $165.3m 0.00% Added +1.9m +1,942,215
3 Fisher Asset Management, LLC 0.07% of their portfolio PLANO, TX 13,686,19113.7m $156.3m $156.3m 0.07% Reduced -539.0k -539,015
4 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.11% of their portfolio BOSTON, MA 10,658,68610.7m $121.7m $121.7m 0.11% Added +1.2m +1,186,307
5 ACADIAN ASSET MANAGEMENT LLC 0.34% of their portfolio Boston, MA 9,649,9079.6m $110.2m $110.2m 0.34% Reduced -211.7k -211,705
6 UBS Group AG 0.03% of their portfolio ZURICH, V8 7,678,2227.7m $87.7m $87.7m 0.03% Reduced -423.0k -422,994
7 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 6,743,8166.7m $77.0m $77.0m 0.01% Reduced -581.0k -580,959
8 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 5,426,4765.4m $62.0m $62.0m 0.00% Reduced -12.7m -12,741,416
9 Rafferty Asset Management, LLC 0.22% of their portfolio New York, NY 5,207,3885.2m $59.5m $59.5m 0.22% Reduced -590.1k -590,106
10 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 4,978,5055.0m $56.9m $56.9m 0.01% Reduced -587.3k -587,296
11 Cullen Capital Management, LLC 0.61% of their portfolio New York, NY 4,606,7064.6m $52.6m $52.6m 0.61% Reduced -110.7k -110,704
12 SCHRODER INVESTMENT MANAGEMENT GROUP 0.05% of their portfolio London, X0 4,363,8864.4m $49.8m $49.8m 0.05% Reduced -1.4m -1,392,970
13 CITIGROUP INC 0.04% of their portfolio NEW YORK, NY 3,940,6343.9m $45.0m $45.0m 0.04% Added +780.5k +780,535
14 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 3,504,9103.5m $40.0m $40.0m 0.00% Added +915.7k +915,678
15 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 2,953,1703.0m $33.7m $33.7m 0.01% Reduced -271.4k -271,360
16 EARNEST PARTNERS LLC 0.15% of their portfolio ATLANTA, GA 2,840,0902.8m $32.4m $32.4m 0.15% Added +267.0k +266,991
17 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 2,641,1642.6m $30.2m $30.2m 0.01% Reduced -312.5k -312,492
18 NATIXIS ADVISORS, LLC 0.06% of their portfolio Boston, MA 2,401,5532.4m $27.4m $27.4m 0.06% Reduced -59.7k -59,685
19 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 1,939,4221.9m $22.1m $22.1m 0.01% Added +63.2k +63,237
20 TT International Asset Management LTD 2.57% of their portfolio LONDON, X0 1,797,7681.8m $20.5m $20.5m 2.57% Added +1.3m +1,277,758
21 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 1,664,7281.7m $19.0m $19.0m 0.00% Added +44.9k +44,892
22 Grantham, Mayo, Van Otterloo & Co. LLC 0.06% of their portfolio Boston, MA 1,630,4431.6m $18.6m $18.6m 0.06% Reduced -1.1m -1,081,962
23 E Fund Management Co., Ltd. 1.01% of their portfolio GUANGZHOU, F4 1,600,0001.6m $18.3m $18.3m 1.01% Reduced -700.0k -700,000
24 Crossmark Global Holdings, Inc. 0.35% of their portfolio HOUSTON, TX 1,587,7911.6m $18.1m $18.1m 0.35% Reduced -50.3k -50,269
25 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,270,4741.3m $14.5m $14.5m 0.00% Added +11.2k +11,153
26 Qube Research & Technologies Ltd 0.02% of their portfolio LONDON, X0 1,155,7821.2m $13.2m $13.2m 0.02% Added +963.0k +963,005
27 Driehaus Capital Management LLC 0.11% of their portfolio Chicago, IL 982,028982.0k $11.2m $11.2m 0.11% Added +503.8k +503,765
28 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 878,338878.3k $10.0m $10.0m 0.01% Reduced -697.0k -697,005
29 LSV ASSET MANAGEMENT 0.02% of their portfolio CHICAGO, IL 874,677874.7k $10.0m $10.0m 0.02% Unchanged
30 RHUMBLINE ADVISERS 0.01% of their portfolio BOSTON, MA 787,211787.2k $9.0m $9.0m 0.01% Reduced -269.2k -269,151
31 AQR CAPITAL MANAGEMENT LLC 0.01% of their portfolio Greenwich, CT 763,463763.5k $8.7m $8.7m 0.01% Reduced -12.5k -12,470
32 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 618,549618.5k $7.1m $7.1m 0.00% Reduced -19.8k -19,819
33 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.07% of their portfolio Stamford, CT 608,666608.7k $7.0m $7.0m 0.07% Added +84.4k +84,423
34 OPPENHEIMER ASSET MANAGEMENT INC. 0.08% of their portfolio NEW YORK, NY 544,797544.8k $6.2m $6.2m 0.08% Added +62.0k +61,992
35 Connor, Clark & Lunn Investment Management Ltd. 0.02% of their portfolio VANCOUVER, A1 520,363520.4k $5.9m $5.9m 0.02% Added +108.8k +108,798
36 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 516,289516.3k $5.9m $5.9m 0.00% Reduced -34.0k -34,004
37 SEI INVESTMENTS CO 0.01% of their portfolio OAKS, PA 508,014508.0k $5.8m $5.8m 0.01% Reduced -10.6k -10,585
38 Squarepoint Ops LLC 0.02% of their portfolio NEW YORK, NY 478,766478.8k $5.5m $5.5m 0.02% Added +402.6k +402,585
39 HRT FINANCIAL LP 0.03% of their portfolio NEW YORK, NY 456,667456.7k $5.2m $5.2m 0.03% New
40 GUGGENHEIM CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 399,482399.5k $4.6m $4.6m 0.03% Added +57.7k +57,720
41 Ethic Inc. 0.11% of their portfolio NEW YORK, NY 392,424392.4k $4.5m $4.5m 0.11% Added +4.6k +4,556
42 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 376,672376.7k $4.3m $4.3m 0.01% Added +14.4k +14,418
43 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 353,218353.2k $4.0m $4.0m 0.00% Reduced -16.9k -16,918
44 Moran Wealth Management, LLC 0.13% of their portfolio NAPLES, FL 347,717347.7k $4.0m $4.0m 0.13% Reduced -194.0k -194,029
45 Vident Advisory, LLC 0.11% of their portfolio Alpharetta, GA 337,474337.5k $3.9m $3.9m 0.11% Added +71.0k +71,022
46 TWO SIGMA ADVISERS, LP 0.01% of their portfolio NEW YORK, NY 331,200331.2k $3.8m $3.8m 0.01% Reduced -14.4k -14,400
47 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 327,708327.7k $3.7m $3.7m 0.00% Reduced -26.8k -26,798
48 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 303,674303.7k $3.5m $3.5m 0.01% Reduced -179.8k -179,835
49 Ramirez Asset Management, Inc. 0.66% of their portfolio NEW YORK, NY 283,068283.1k $3.2m $3.2m 0.66% Reduced -13.6k -13,610
50 Dorsey Wright & Associates 0.83% of their portfolio PASADENA, CA 278,838278.8k $3.2m $3.2m 0.83% Reduced -3.9k -3,929
51 AXA S.A. 0.00% of their portfolio PARIS, I0 275,730275.7k $3.1m $3.1m 0.00% Added +137.9k +137,865
52 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 270,000270.0k $3.1m $3.1m 0.00% New
53 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.01% of their portfolio Paris, I0 262,426262.4k $3.0m $3.0m 0.01% New
54 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 262,314262.3k $3.0m $3.0m 0.00% Added +243.1k +243,110
55 Capital Wealth Planning, LLC 0.03% of their portfolio NAPLES, FL 248,831248.8k $2.8m $2.8m 0.03% Reduced -6.2k -6,239
56 Penserra Capital Management LLC 0.04% of their portfolio ORINDA, CA 248,831248.8k $2.8m $2.8m 0.04% Reduced -6.2k -6,239
57 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 242,242242.2k $2.8m $2.8m 0.00% Reduced -334.0k -333,996
58 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 240,424240.4k $2.7m $2.7m 0.00% Reduced -206.9k -206,913
59 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 225,106225.1k $2.6m $2.6m 0.00% Added +31.4k +31,397
60 Vanguard Personalized Indexing Management, LLC 0.05% of their portfolio OAKLAND, CA 221,139221.1k $2.5m $2.5m 0.05% Added +9.3k +9,322
61 Legacy Wealth Asset Management, LLC 0.68% of their portfolio WOODBURY, MN 211,894211.9k $2.4m $2.4m 0.68% Reduced -30.2k -30,187
62 RITHOLTZ WEALTH MANAGEMENT 0.08% of their portfolio NEW YORK, NY 211,156211.2k $2.4m $2.4m 0.08% Added +11.1k +11,125
63 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 207,633207.6k $2.4m $2.4m 0.00% Unchanged
64 CAPITAL FUND MANAGEMENT S.A. 0.03% of their portfolio PARIS, I0 206,776206.8k $2.4m $2.4m 0.03% New
65 Larson Financial Group LLC 0.16% of their portfolio ST LOUIS, MO 205,226205.2k $2.3m $2.3m 0.16% Added +6.1k +6,062
66 NewEdge Wealth, LLC 0.05% of their portfolio STAMFORD, CT 198,843198.8k $2.3m $2.3m 0.05% Added +10.4k +10,404
67 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 184,899184.9k $2.1m $2.1m 0.02% New
68 Advisors Asset Management, Inc. 0.04% of their portfolio Monument, CO 173,873173.9k $2.0m $2.0m 0.04% Added +8.1k +8,091
69 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 173,406173.4k $2.0m $2.0m 0.00% Reduced -25.3k -25,302
70 Mariner, LLC 0.00% of their portfolio Overland Park, KS 166,518166.5k $1.9m $1.9m 0.00% Reduced -5.2k -5,236
71 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 166,420166.4k $1.7m $1.7m 0.01% First filing
72 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 166,212166.2k $1.9m $1.9m 0.00% Reduced -5.3k -5,253
73 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 157,296157.3k $1.8m $1.8m 0.00% Reduced -64.2k -64,235
74 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 156,859156.9k $1.8m $1.8m 0.00% Added +12.6k +12,598
75 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 138,673138.7k $1.6m $1.6m 0.00% Added +838 +838
76 Laird Norton Wetherby Wealth Management, LLC 0.07% of their portfolio Seattle, WA 137,935137.9k $1.6m $1.6m 0.07% Added +24.1k +24,104
77 First Trust Direct Indexing L.P. 0.09% of their portfolio Boston, MA 133,762133.8k $1.5m $1.5m 0.09% Reduced -1.5k -1,478
78 Amundi 0.00% of their portfolio Paris, I0 130,489130.5k $1.5m $1.5m 0.00% Added +34.2k +34,159
79 Orion Porfolio Solutions, LLC 0.02% of their portfolio OMAHA, NE 126,365126.4k $1.4m $1.4m 0.02% Reduced -35.2k -35,236
80 Orion Portfolio Solutions, LLC 0.02% of their portfolio Omaha, NE 126,365126.4k $1.4m $1.4m 0.02% Reduced -35.2k -35,236
81 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 124,314124.3k $1.4m $1.4m 0.00% Reduced -1.9k -1,944
82 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 121,520121.5k $1.4m $1.4m 0.00% Reduced -1.4k -1,351
83 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 121,125121.1k $1.4m $1.4m 0.00% Added +95.7k +95,714
84 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 117,026117.0k $1.3m $1.3m 0.00% Reduced -25.4k -25,392
85 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 114,665114.7k $1.3m $1.3m 0.00% Reduced -18.0k -17,958
86 Ninety One UK Ltd 0.00% of their portfolio London, X0 114,494114.5k $1.3m $1.3m 0.00% New
87 Y-Intercept (Hong Kong) Ltd 0.07% of their portfolio HONG KONG, K3 110,412110.4k $1.3m $1.3m 0.07% Reduced -96.9k -96,949
88 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 104,197104.2k $1.2m $1.2m 0.02% Reduced -7.0k -6,976
89 Schonfeld Strategic Advisors LLC 0.01% of their portfolio NEW YORK, NY 102,379102.4k $1.2m $1.2m 0.01% Added +64.3k +64,316
90 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 98,61598.6k $1.1m $1.1m 0.00% Reduced -71.2k -71,210
91 Sequoia Financial Advisors, LLC 0.01% of their portfolio Akron, OH 96,81096.8k $1.1m $1.1m 0.01% Added +341 +341
92 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 93,48193.5k $1.1m $1.1m 0.00% Added +4.1k +4,135
93 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 92,90992.9k $1.1m $1.1m 0.00% Added +5.6k +5,602
94 FEDERATED HERMES, INC. 0.00% of their portfolio PITTSBURGH, PA 88,49888.5k $1.0m $1.0m 0.00% Added +23.4k +23,403
95 Caprock Group, LLC 0.04% of their portfolio BOISE, ID 86,61486.6k $989.1k $989.1k 0.04% Added +22.2k +22,244
96 Blue Trust, Inc. 0.01% of their portfolio BRENTWOOD, TN 85,84185.8k $943.4k $943.4k 0.01% Added +42.3k +42,254
97 PROFUND ADVISORS LLC 0.03% of their portfolio BETHESDA, MD 79,97280.0k $913.3k $913.3k 0.03% Added +4.2k +4,200
98 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 76,52776.5k $873.9k $873.9k 0.00% Reduced -4 -4
99 FMR LLC 0.00% of their portfolio BOSTON, MA 73,39673.4k $838.2k $838.2k 0.00% Reduced -15.1k -15,102
100 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 73,33873.3k $837.5k $837.5k 0.00% Reduced -2.9k -2,936