Vault-13

ASE TECHNOLOGY HLDG CO LTD ASX

SPONSORED ADS · ADR · CUSIP 00215W100 · ISIN US00215W1009

279 institutional holders +13 vs Q4 2023
178,084,374178.1m shares reported held*
$2.0bnreported value*
39 new 105 added 92 reduced 24 sold out net bought ≈ $251.1m (+22.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $10.98. Options: 9 managers hold calls ($5.8m notional), 4 hold puts ($648.6k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 211Q4 22: 229Q1 23: 249Q2 23: 260Q3 23: 261Q4 23: 266Q1 24: 279279Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022211
Q4 2022229
Q1 2023249
Q2 2023260
Q3 2023261
Q4 2023266
Q1 2024279

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 111 bought or addedQ4 22: 102 cut or sold outQ4 22Q1 23: 150 bought or addedQ1 23: 87 cut or sold outQ1 23Q2 23: 131 bought or addedQ2 23: 118 cut or sold outQ2 23Q3 23: 124 bought or addedQ3 23: 117 cut or sold outQ3 23Q4 23: 106 bought or addedQ4 23: 145 cut or sold outQ4 23Q1 24: 144 bought or addedQ1 24: 116 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022111102
Q1 202315087
Q2 2023131118
Q3 2023124117
Q4 2023106145
Q1 2024144116

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ2 23 calls: $934.0kQ2 23 puts: $609.0kQ2 23P/C 0.65Q3 23 calls: $1.6mQ3 23 puts: $563.9kQ3 23P/C 0.35Q4 23 calls: $1.7mQ4 23 puts: $34.8kQ4 23P/C 0.02Q1 24 calls: $5.8mQ1 24 puts: $648.6kQ1 24P/C 0.11
Numbers
QuarterCallsPutsP/C
Q2 2023$934.0k$609.0k0.65
Q3 2023$1.6m$563.9k0.35
Q4 2023$1.7m$34.8k0.02
Q1 2024$5.8m$648.6k0.11

Biggest buyers

MORGAN STANLEY Added +7,623,168+7.6m
ACADIAN ASSET MANAGEMENT LLC Added +4,664,258+4.7m
BlackRock Inc. Added +3,812,785+3.8m
E Fund Management Co., Ltd. New +2,300,000+2.3m
CITIGROUP INC Added +1,965,326+2.0m
Rafferty Asset Management, LLC Added +1,912,972+1.9m
Cullen Capital Management, LLC Added +1,851,111+1.9m
GOLDMAN SACHS GROUP INC Added +1,680,933+1.7m
MILLENNIUM MANAGEMENT LLC New +1,291,143+1.3m
BANK OF AMERICA CORP /DE/ Added +1,144,812+1.1m

Biggest sellers

Fisher Asset Management, LLC Reduced -3,118,040-3.1m
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Reduced -1,671,174-1.7m
EARNEST PARTNERS LLC Reduced -1,427,845-1.4m
SEI INVESTMENTS CO Reduced -1,390,137-1.4m
UBS Group AG Reduced -1,037,999-1.0m
Point72 Asset Management, L.P. Sold out -692,500-692.5k
VOLORIDGE INVESTMENT MANAGEMENT, LLC Sold out -630,484-630.5k
Man Group plc Reduced -379,467-379.5k
Squarepoint Ops LLC Reduced -346,249-346.2k
LSV ASSET MANAGEMENT Reduced -303,800-303.8k

Biggest calls

SYMMETRY PEAK MANAGEMENT LLC New $2.4m218.9k shares
PEAK6 Investments LLC Added $1.1m100.4k shares
SIMPLEX TRADING, LLC Added $1.0m93.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $693.5k63.1k shares
JANE STREET GROUP, LLC Added $473.2k47.0k shares
GROUP ONE TRADING LLC Added $56.0k5.1k shares
CITADEL ADVISORS LLC Reduced $20.9k1.9k shares
Penserra Capital Management LLC New $1.0k500 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Added $320.9k29.2k shares
SIMPLEX TRADING, LLC Added $211.0k19.2k shares
Curated Wealth Partners LLC New $116.7k10.6k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q1 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2024.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LAZARD ASSET MANAGEMENT LLC 0.28% of their portfolio NEW YORK, NY 21,308,75321.3m $234.2m $234.2m 0.28% Added +584.3k +584,333
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 18,167,89218.2m $199.7m $199.7m 0.01% Added +7.6m +7,623,168
3 Fisher Asset Management, LLC 0.07% of their portfolio PLANO, TX 14,225,20614.2m $156.3m $156.3m 0.07% Reduced -3.1m -3,118,040
4 BlackRock Inc. 0.00% of their portfolio New York, NY 12,532,62812.5m $137.7m $137.7m 0.00% Added +3.8m +3,812,785
5 ACADIAN ASSET MANAGEMENT LLC 0.38% of their portfolio Boston, MA 9,861,6129.9m $108.4m $108.4m 0.38% Added +4.7m +4,664,258
6 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.10% of their portfolio BOSTON, MA 9,472,3799.5m $104.1m $104.1m 0.10% Reduced -1.7m -1,671,174
7 UBS Group AG 0.03% of their portfolio ZURICH, V8 8,101,2168.1m $89.0m $89.0m 0.03% Reduced -1.0m -1,037,999
8 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 7,324,7757.3m $80.5m $80.5m 0.01% Added +1.1m +1,144,812
9 Rafferty Asset Management, LLC 0.24% of their portfolio New York, NY 5,797,4945.8m $63.7m $63.7m 0.24% Added +1.9m +1,912,972
10 SCHRODER INVESTMENT MANAGEMENT GROUP 0.07% of their portfolio London, X0 5,756,8565.8m $63.3m $63.3m 0.07% Added +13.5k +13,525
11 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 5,565,8015.6m $61.2m $61.2m 0.01% Added +1.7m +1,680,933
12 Cullen Capital Management, LLC 0.58% of their portfolio New York, NY 4,717,4104.7m $51.8m $51.8m 0.58% Added +1.9m +1,851,111
13 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 3,224,5303.2m $35.4m $35.4m 0.01% Added +566.7k +566,659
14 CITIGROUP INC 0.04% of their portfolio NEW YORK, NY 3,160,0993.2m $34.7m $34.7m 0.04% Added +2.0m +1,965,326
15 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 2,953,6563.0m $32.5m $32.5m 0.01% Added +585.8k +585,798
16 Grantham, Mayo, Van Otterloo & Co. LLC 0.11% of their portfolio Boston, MA 2,712,4052.7m $29.8m $29.8m 0.11% Added +94.6k +94,649
17 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,589,2322.6m $28.5m $28.5m 0.00% Added +300.1k +300,058
18 EARNEST PARTNERS LLC 0.13% of their portfolio ATLANTA, GA 2,573,0992.6m $28.3m $28.3m 0.13% Reduced -1.4m -1,427,845
19 NATIXIS ADVISORS, LLC 0.06% of their portfolio Boston, MA 2,461,2382.5m $27.0m $27.0m 0.06% Added +75.9k +75,892
20 E Fund Management Co., Ltd. 1.57% of their portfolio GUANGZHOU, F4 2,300,0002.3m $25.3m $25.3m 1.57% New
21 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 1,876,1851.9m $20.6m $20.6m 0.01% Added +137.7k +137,731
22 Crossmark Global Holdings, Inc. 0.35% of their portfolio HOUSTON, TX 1,638,0601.6m $18.0m $18.0m 0.35% Reduced -72.7k -72,731
23 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 1,619,8361.6m $17.8m $17.8m 0.00% Added +911 +911
24 BNP PARIBAS FINANCIAL MARKETS 0.02% of their portfolio PARIS, I0 1,575,3431.6m $17.3m $17.3m 0.02% Added +50.9k +50,930
25 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 1,291,1431.3m $14.2m $14.2m 0.01% New
26 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,259,3211.3m $13.8m $13.8m 0.00% Added +511.1k +511,135
27 RHUMBLINE ADVISERS 0.01% of their portfolio BOSTON, MA 1,056,3621.1m $11.6m $11.6m 0.01% Reduced -148.1k -148,136
28 LSV ASSET MANAGEMENT 0.02% of their portfolio CHICAGO, IL 874,677874.7k $9.6m $9.6m 0.02% Reduced -303.8k -303,800
29 AQR CAPITAL MANAGEMENT LLC 0.01% of their portfolio Greenwich, CT 775,933775.9k $8.5m $8.5m 0.01% Reduced -191.0k -191,030
30 State of New Jersey Common Pension Fund D 0.02% of their portfolio TRENTON, NJ 675,605675.6k $7.4m $7.4m 0.02% Unchanged
31 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 638,368638.4k $7.0m $7.0m 0.00% Added +157.6k +157,604
32 CREDIT SUISSE AG/ 0.01% of their portfolio ZURICH, V8 605,683605.7k $6.7m $6.7m 0.01% Reduced -95.2k -95,228
33 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 576,238576.2k $6.3m $6.3m 0.01% New
34 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 550,293550.3k $6.0m $6.0m 0.00% Added +71.0k +71,000
35 Moran Wealth Management, LLC 0.19% of their portfolio NAPLES, FL 541,746541.7k $6.0m $6.0m 0.19% Reduced -26.3k -26,271
36 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.06% of their portfolio Stamford, CT 524,243524.2k $5.8m $5.8m 0.06% Added +137.2k +137,164
37 TT International Asset Management LTD 0.53% of their portfolio LONDON, X0 520,010520.0k $5.7m $5.7m 0.53% New
38 SEI INVESTMENTS CO 0.01% of their portfolio OAKS, PA 518,599518.6k $5.7m $5.7m 0.01% Reduced -1.4m -1,390,137
39 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 483,509483.5k $5.3m $5.3m 0.01% Added +418.7k +418,663
40 OPPENHEIMER ASSET MANAGEMENT INC. 0.08% of their portfolio NEW YORK, NY 482,805482.8k $5.3m $5.3m 0.08% Added +190.9k +190,935
41 Driehaus Capital Management LLC 0.05% of their portfolio Chicago, IL 478,263478.3k $5.3m $5.3m 0.05% Reduced -160.1k -160,121
42 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 447,337447.3k $4.5m $4.5m 0.01% Added +361.2k +361,155
43 Connor, Clark & Lunn Investment Management Ltd. 0.02% of their portfolio VANCOUVER, A1 411,565411.6k $4.5m $4.5m 0.02% Reduced -130.3k -130,322
44 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 390,193390.2k $4.3m $4.3m 0.00% Added +244.7k +244,655
45 Ethic Inc. 0.11% of their portfolio NEW YORK, NY 387,868387.9k $4.3m $4.3m 0.11% Reduced -39.3k -39,321
46 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 370,136370.1k $4.1m $4.1m 0.00% Added +63.0k +63,042
47 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 362,254362.3k $4.0m $4.0m 0.01% Added +31.9k +31,930
48 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 354,506354.5k $3.9m $3.9m 0.00% New
49 TWO SIGMA ADVISERS, LP 0.01% of their portfolio NEW YORK, NY 345,600345.6k $3.8m $3.8m 0.01% Reduced -37.1k -37,100
50 GUGGENHEIM CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 341,762341.8k $3.8m $3.8m 0.03% Reduced -32.7k -32,659
51 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 298,285298.3k $3.3m $3.3m 0.01% New
52 Ramirez Asset Management, Inc. 0.66% of their portfolio NEW YORK, NY 296,678296.7k $3.3m $3.3m 0.66% Reduced -46.0k -45,966
53 Dorsey Wright & Associates 0.81% of their portfolio PASADENA, CA 282,767282.8k $3.1m $3.1m 0.81% Reduced -16.8k -16,846
54 Vident Advisory, LLC 0.06% of their portfolio Alpharetta, GA 266,452266.5k $2.9m $2.9m 0.06% Added +35.6k +35,597
55 Capital Wealth Planning, LLC 0.03% of their portfolio NAPLES, FL 255,070255.1k $2.8m $2.8m 0.03% Added +58.4k +58,432
56 Penserra Capital Management LLC 0.04% of their portfolio ORINDA, CA 255,070255.1k $2.8m $2.8m 0.04% Added +58.4k +58,432
57 Legacy Wealth Asset Management, LLC 0.74% of their portfolio WOODBURY, MN 242,081242.1k $2.7m $2.7m 0.74% Added +8.2k +8,213
58 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 221,531221.5k $2.4m $2.4m 0.00% Added +209.9k +209,851
59 Vanguard Personalized Indexing Management, LLC 0.05% of their portfolio OAKLAND, CA 211,817211.8k $2.3m $2.3m 0.05% Added +16.1k +16,101
60 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 207,633207.6k $2.3m $2.3m 0.00% New
61 Y-Intercept (Hong Kong) Ltd 0.17% of their portfolio HONG KONG, K3 207,361207.4k $2.3m $2.3m 0.17% Reduced -114.3k -114,264
62 RITHOLTZ WEALTH MANAGEMENT 0.08% of their portfolio NEW YORK, NY 200,031200.0k $2.2m $2.2m 0.08% Added +30.8k +30,784
63 Larson Financial Group LLC 0.17% of their portfolio ST LOUIS, MO 199,164199.2k $2.2m $2.2m 0.17% Reduced -1.3k -1,335
64 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 198,708198.7k $2.2m $2.2m 0.00% Reduced -22.0k -21,970
65 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 193,709193.7k $2.1m $2.1m 0.00% Added +53.4k +53,435
66 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 192,777192.8k $2.1m $2.1m 0.00% Reduced -130.8k -130,759
67 NewEdge Wealth, LLC 0.04% of their portfolio STAMFORD, CT 188,439188.4k $1.9m $1.9m 0.04% New
68 Mariner, LLC 0.00% of their portfolio Overland Park, KS 171,754171.8k $1.9m $1.9m 0.00% Reduced -3.1k -3,089
69 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 171,465171.5k $1.9m $1.9m 0.00% Reduced -9.9k -9,892
70 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 169,825169.8k $1.9m $1.9m 0.00% Added +37.6k +37,567
71 Advisors Asset Management, Inc. 0.04% of their portfolio Monument, CO 165,782165.8k $1.8m $1.8m 0.04% Reduced -25.1k -25,052
72 Orion Porfolio Solutions, LLC 0.02% of their portfolio OMAHA, NE 161,601161.6k $1.8m $1.8m 0.02% Reduced -777 -777
73 Orion Portfolio Solutions, LLC 0.02% of their portfolio Omaha, NE 161,601161.6k $1.8m $1.8m 0.02% Reduced -777 -777
74 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 144,261144.3k $1.6m $1.6m 0.00% Added +6.9k +6,898
75 Balyasny Asset Management L.P. 0.00% of their portfolio Chicago, IL 142,879142.9k $1.6m $1.6m 0.00% Added +22.8k +22,796
76 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 142,418142.4k $1.6m $1.6m 0.00% Added +12.6k +12,572
77 AXA S.A. 0.00% of their portfolio PARIS, I0 137,865137.9k $1.5m $1.5m 0.00% Reduced -137.9k -137,865
78 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 137,835137.8k $1.5m $1.5m 0.00% Added +38.0k +37,967
79 First Trust Direct Indexing L.P. 0.11% of their portfolio Boston, MA 135,240135.2k $1.5m $1.5m 0.11% Reduced -9.5k -9,520
80 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 132,623132.6k $1.5m $1.5m 0.00% Reduced -3.8k -3,836
81 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 126,258126.3k $1.4m $1.4m 0.00% Reduced -9.9k -9,852
82 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 122,871122.9k $1.4m $1.4m 0.00% Unchanged
83 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 122,066122.1k $1.3m $1.3m 0.00% New
84 Balentine LLC 0.04% of their portfolio ATLANTA, GA 117,415117.4k $1.3m $1.3m 0.04% Reduced -1.9k -1,889
85 Laird Norton Wetherby Wealth Management, LLC 0.06% of their portfolio Seattle, WA 113,831113.8k $1.3m $1.3m 0.06% Added +107 +107
86 Maxi Investments CY Ltd 0.33% of their portfolio LIMASSOL, G4 113,044113.0k $1.2m $1.2m 0.33% New
87 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 111,173111.2k $1.2m $1.2m 0.02% Reduced -3.2k -3,220
88 KLR INVESTMENT ADVISORS, LLC 0.80% of their portfolio PROVIDENCE, RI 108,341108.3k $1.1m $1.1m 0.80% Added +9.8k +9,753
89 Aquatic Capital Management LLC 0.04% of their portfolio CHICAGO, IL 107,200107.2k $1.2m $1.2m 0.04% Reduced -117.8k -117,800
90 CAPSTONE INVESTMENT ADVISORS, LLC 0.02% of their portfolio NEW YORK, NY 107,192107.2k $1.2m $1.2m 0.02% Added +92.7k +92,708
91 SEGALL BRYANT & HAMILL, LLC 0.02% of their portfolio CHICAGO, IL 106,500106.5k $1.2m $1.2m 0.02% Reduced -14.5k -14,500
92 Sequoia Financial Advisors, LLC 0.01% of their portfolio Akron, OH 96,46996.5k $1.1m $1.1m 0.01% Reduced -3.1k -3,141
93 Amundi 0.00% of their portfolio Paris, I0 96,33096.3k $997.0k $997.0k 0.00% Unchanged
94 Henry James International Management Inc. 0.32% of their portfolio NEW YORK, NY 93,78893.8k $1.0m $1.0m 0.32% Added +2.7k +2,714
95 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 89,34689.3k $981.9k $981.9k 0.00% Added +38.3k +38,269
96 FMR LLC 0.00% of their portfolio BOSTON, MA 88,49888.5k $972.6k $972.6k 0.00% Reduced -4.7k -4,716
97 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 87,30787.3k $959.5k $959.5k 0.00% Added +24.7k +24,680
98 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 76,53176.5k $841.1k $841.1k 0.00% Reduced -5.1k -5,109
99 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 76,27476.3k $838.3k $838.3k 0.00% Added +57.1k +57,128
100 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 76,18176.2k $837.2k $837.2k 0.00% Reduced -346.2k -346,249