Vault-13

ASE TECHNOLOGY HLDG CO LTD ASX

SPONSORED ADS · ADR · CUSIP 00215W100 · ISIN US00215W1009

266 institutional holders +5 vs Q3 2023
155,210,889155.2m shares reported held*
$1.5bnreported value*
28 new 78 added 113 reduced 32 sold out net sold ≈ $55.7m (-5.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $9.41. Options: 7 managers hold calls ($1.7m notional), 3 hold puts ($34.8k).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 211Q4 22: 229Q1 23: 249Q2 23: 260Q3 23: 261Q4 23: 266266Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022211
Q4 2022229
Q1 2023249
Q2 2023260
Q3 2023261
Q4 2023266

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 111 bought or addedQ4 22: 102 cut or sold outQ4 22Q1 23: 150 bought or addedQ1 23: 87 cut or sold outQ1 23Q2 23: 131 bought or addedQ2 23: 118 cut or sold outQ2 23Q3 23: 124 bought or addedQ3 23: 117 cut or sold outQ3 23Q4 23: 106 bought or addedQ4 23: 145 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022111102
Q1 202315087
Q2 2023131118
Q3 2023124117
Q4 2023106145

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ1 23 calls: $845.0kQ1 23 puts: $130.0kQ1 23P/C 0.15Q2 23 calls: $934.0kQ2 23 puts: $609.0kQ2 23P/C 0.65Q3 23 calls: $1.6mQ3 23 puts: $563.9kQ3 23P/C 0.35Q4 23 calls: $1.7mQ4 23 puts: $34.8kQ4 23P/C 0.02
Numbers
QuarterCallsPutsP/C
Q1 2023$845.0k$130.0k0.15
Q2 2023$934.0k$609.0k0.65
Q3 2023$1.6m$563.9k0.35
Q4 2023$1.7m$34.8k0.02

Biggest buyers

MORGAN STANLEY Added +4,594,020+4.6m
Grantham, Mayo, Van Otterloo & Co. LLC Added +1,423,993+1.4m
JPMORGAN CHASE & CO Added +1,327,850+1.3m
GOLDMAN SACHS GROUP INC Added +1,009,795+1.0m
BARCLAYS PLC Added +907,614+907.6k
Point72 Asset Management, L.P. New +692,500+692.5k
BANK OF AMERICA CORP /DE/ Added +655,302+655.3k
Driehaus Capital Management LLC New +638,384+638.4k
Moran Wealth Management, LLC New +568,017+568.0k
Man Group plc New +445,263+445.3k

Biggest sellers

Fisher Asset Management, LLC Reduced -3,807,384-3.8m
UBS Group AG Reduced -2,317,009-2.3m
LAZARD ASSET MANAGEMENT LLC Reduced -1,492,108-1.5m
Cullen Capital Management, LLC Reduced -1,485,069-1.5m
ACADIAN ASSET MANAGEMENT LLC Reduced -1,351,974-1.4m
Connor, Clark & Lunn Investment Management Ltd. Reduced -1,213,079-1.2m
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Reduced -1,044,385-1.0m
VOLORIDGE INVESTMENT MANAGEMENT, LLC Reduced -895,992-896.0k
TWO SIGMA INVESTMENTS, LP Reduced -857,641-857.6k
SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC Sold out -845,479-845.5k

Biggest calls

PEAK6 Investments LLC Reduced $773.5k82.2k shares
SIMPLEX TRADING, LLC Added $239.0k25.4k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP New $236.2k25.1k shares
CITADEL ADVISORS LLC Reduced $218.3k23.2k shares
JANE STREET GROUP, LLC New $138.6k15.7k shares
GROUP ONE TRADING LLC Reduced $45.2k4.8k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $34.8k3.7k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
SIMPLEX TRADING, LLC Reduced $0100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q4 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2023.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LAZARD ASSET MANAGEMENT LLC 0.25% of their portfolio NEW YORK, NY 20,724,42020.7m $195.0m $195.0m 0.25% Reduced -1.5m -1,492,108
2 Fisher Asset Management, LLC 0.09% of their portfolio PLANO, TX 17,343,24617.3m $163.2m $163.2m 0.09% Reduced -3.8m -3,807,384
3 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.11% of their portfolio BOSTON, MA 11,143,55311.1m $104.9m $104.9m 0.11% Reduced -1.0m -1,044,385
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 10,544,72410.5m $99.2m $99.2m 0.00% Added +4.6m +4,594,020
5 UBS Group AG 0.03% of their portfolio ZURICH, V8 9,139,2159.1m $86.0m $86.0m 0.03% Reduced -2.3m -2,317,009
6 BlackRock Inc. 0.00% of their portfolio New York, NY 8,719,8438.7m $82.1m $82.1m 0.00% Added +358.1k +358,067
7 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 6,179,9636.2m $58.2m $58.2m 0.01% Added +655.3k +655,302
8 SCHRODER INVESTMENT MANAGEMENT GROUP 0.07% of their portfolio London, X0 5,743,3315.7m $54.0m $54.0m 0.07% Reduced -704.0k -703,986
9 ACADIAN ASSET MANAGEMENT LLC 0.19% of their portfolio Boston, MA 5,197,3545.2m $48.9m $48.9m 0.19% Reduced -1.4m -1,351,974
10 EARNEST PARTNERS LLC 0.19% of their portfolio ATLANTA, GA 4,000,9444.0m $37.6m $37.6m 0.19% Reduced -638.3k -638,257
11 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 3,884,8683.9m $36.6m $36.6m 0.01% Added +1.0m +1,009,795
12 Rafferty Asset Management, LLC 0.15% of their portfolio New York, NY 3,884,5223.9m $36.6m $36.6m 0.15% Added +313.3k +313,300
13 Cullen Capital Management, LLC 0.40% of their portfolio New York, NY 2,866,2992.9m $27.0m $27.0m 0.40% Reduced -1.5m -1,485,069
14 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 2,657,8712.7m $25.0m $25.0m 0.01% Reduced -309.0k -309,043
15 Grantham, Mayo, Van Otterloo & Co. LLC 0.11% of their portfolio Boston, MA 2,617,7562.6m $24.6m $24.6m 0.11% Added +1.4m +1,423,993
16 NATIXIS ADVISORS, LLC 0.06% of their portfolio Boston, MA 2,385,3462.4m $22.4m $22.4m 0.06% Reduced -193.3k -193,295
17 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 2,367,8582.4m $22.3m $22.3m 0.01% Added +907.6k +907,614
18 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,289,1742.3m $21.5m $21.5m 0.00% Added +1.3m +1,327,850
19 SEI INVESTMENTS CO 0.03% of their portfolio OAKS, PA 1,908,7361.9m $18.0m $18.0m 0.03% Reduced -682.0k -681,978
20 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 1,738,4541.7m $16.4m $16.4m 0.01% Added +220.4k +220,365
21 Crossmark Global Holdings, Inc. 0.33% of their portfolio HOUSTON, TX 1,710,7911.7m $16.1m $16.1m 0.33% Reduced -73.7k -73,672
22 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 1,618,9251.6m $15.2m $15.2m 0.00% Unchanged
23 BNP PARIBAS FINANCIAL MARKETS 0.03% of their portfolio PARIS, I0 1,524,4131.5m $14.3m $14.3m 0.03% Added +400.7k +400,746
24 RHUMBLINE ADVISERS 0.01% of their portfolio BOSTON, MA 1,204,4981.2m $11.3m $11.3m 0.01% Added +13.8k +13,754
25 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 1,194,7731.2m $11.2m $11.2m 0.01% Reduced -214.0k -214,048
26 LSV ASSET MANAGEMENT 0.02% of their portfolio CHICAGO, IL 1,178,4771.2m $11.1m $11.1m 0.02% Added +55.1k +55,100
27 AQR CAPITAL MANAGEMENT LLC 0.02% of their portfolio Greenwich, CT 966,963967.0k $9.1m $9.1m 0.02% Reduced -375.8k -375,795
28 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 748,186748.2k $7.0m $7.0m 0.00% Reduced -166.8k -166,790
29 CREDIT SUISSE AG/ 0.01% of their portfolio ZURICH, V8 700,911700.9k $6.6m $6.6m 0.01% Reduced -324 -324
30 Point72 Asset Management, L.P. 0.02% of their portfolio STAMFORD, CT 692,500692.5k $6.5m $6.5m 0.02% New
31 State of New Jersey Common Pension Fund D 0.02% of their portfolio TRENTON, NJ 675,605675.6k $6.4m $6.4m 0.02% Unchanged
32 Driehaus Capital Management LLC 0.07% of their portfolio Chicago, IL 638,384638.4k $6.0m $6.0m 0.07% New
33 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio JUPITER, FL 630,484630.5k $5.9m $5.9m 0.02% Reduced -896.0k -895,992
34 Moran Wealth Management, LLC 0.19% of their portfolio NAPLES, FL 568,017568.0k $5.3m $5.3m 0.19% New
35 Connor, Clark & Lunn Investment Management Ltd. 0.02% of their portfolio VANCOUVER, A1 541,887541.9k $5.1m $5.1m 0.02% Reduced -1.2m -1,213,079
36 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 480,764480.8k $4.5m $4.5m 0.00% Reduced -66.0k -65,997
37 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 479,293479.3k $4.5m $4.5m 0.00% Reduced -78.7k -78,702
38 Man Group plc 0.01% of their portfolio LONDON, X0 445,263445.3k $4.2m $4.2m 0.01% New
39 Ethic Inc. 0.12% of their portfolio NEW YORK, NY 427,189427.2k $4.0m $4.0m 0.12% Reduced -8.0k -8,016
40 Squarepoint Ops LLC 0.02% of their portfolio NEW YORK, NY 422,430422.4k $4.0m $4.0m 0.02% Added +391.5k +391,524
41 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.05% of their portfolio Stamford, CT 387,079387.1k $3.6m $3.6m 0.05% Added +103.5k +103,507
42 TWO SIGMA ADVISERS, LP 0.01% of their portfolio NEW YORK, NY 382,700382.7k $3.6m $3.6m 0.01% Reduced -6.2k -6,200
43 GUGGENHEIM CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 374,421374.4k $3.5m $3.5m 0.03% Reduced -34.5k -34,541
44 Ramirez Asset Management, Inc. 0.65% of their portfolio NEW YORK, NY 342,644342.6k $3.2m $3.2m 0.65% New
45 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 330,324330.3k $3.1m $3.1m 0.00% Reduced -34.4k -34,413
46 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 323,536323.5k $3.0m $3.0m 0.01% Reduced -506.8k -506,813
47 Y-Intercept (Hong Kong) Ltd 0.28% of their portfolio HONG KONG, K3 321,625321.6k $3.0m $3.0m 0.28% New
48 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 307,094307.1k $2.9m $2.9m 0.00% Added +24.2k +24,185
49 Dorsey Wright & Associates 0.86% of their portfolio PASADENA, CA 299,613299.6k $2.8m $2.8m 0.86% Reduced -23.5k -23,516
50 OPPENHEIMER ASSET MANAGEMENT INC. 0.04% of their portfolio NEW YORK, NY 291,870291.9k $2.7m $2.7m 0.04% Added +1.6k +1,635
51 AXA S.A. 0.00% of their portfolio PARIS, I0 275,730275.7k $2.6m $2.6m 0.00% Added +137.9k +137,865
52 Legacy Wealth Asset Management, LLC 0.72% of their portfolio WOODBURY, MN 233,868233.9k $2.2m $2.2m 0.72% Reduced -51.0k -51,037
53 Vident Advisory, LLC 0.05% of their portfolio Alpharetta, GA 230,855230.9k $2.2m $2.2m 0.05% Reduced -1.2k -1,166
54 Aquatic Capital Management LLC 0.05% of their portfolio CHICAGO, IL 225,000225.0k $2.1m $2.1m 0.05% New
55 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 220,678220.7k $2.1m $2.1m 0.00% Reduced -7.2k -7,243
56 Larson Financial Group LLC 0.16% of their portfolio ST LOUIS, MO 200,499200.5k $1.9m $1.9m 0.16% Reduced -1.5k -1,452
57 Capital Wealth Planning, LLC 0.02% of their portfolio NAPLES, FL 196,638196.6k $1.9m $1.9m 0.02% Added +83.0k +82,984
58 Penserra Capital Management LLC 0.03% of their portfolio ORINDA, CA 196,638196.6k $1.9m $1.9m 0.03% Added +83.0k +82,984
59 Vanguard Personalized Indexing Management, LLC 0.05% of their portfolio OAKLAND, CA 195,716195.7k $1.8m $1.8m 0.05% Reduced -33.5k -33,540
60 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 192,735192.7k $1.8m $1.8m 0.00% Reduced -138.1k -138,098
61 Advisors Asset Management, Inc. 0.04% of their portfolio Monument, CO 190,834190.8k $1.8m $1.8m 0.04% Added +3.9k +3,882
62 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 181,357181.4k $1.7m $1.7m 0.00% Reduced -5.0k -5,023
63 Mariner, LLC 0.00% of their portfolio Overland Park, KS 174,843174.8k $1.6m $1.6m 0.00% Added +14.5k +14,457
64 RITHOLTZ WEALTH MANAGEMENT 0.06% of their portfolio NEW YORK, NY 169,247169.2k $1.6m $1.6m 0.06% Added +62.8k +62,790
65 Orion Porfolio Solutions, LLC 0.02% of their portfolio OMAHA, NE 162,378162.4k $1.4m $1.4m 0.02% Added +79.0k +78,951
66 Orion Portfolio Solutions, LLC 0.02% of their portfolio Omaha, NE 162,378162.4k $1.4m $1.4m 0.02% Added +79.0k +78,951
67 HRT FINANCIAL LP 0.01% of their portfolio NEW YORK, NY 158,394158.4k $1.5m $1.5m 0.01% New
68 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 145,538145.5k $1.4m $1.4m 0.00% New
69 First Trust Direct Indexing L.P. 0.12% of their portfolio Boston, MA 144,760144.8k $1.4m $1.4m 0.12% Added +18.3k +18,328
70 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 140,274140.3k $1.3m $1.3m 0.00% Reduced -11.4k -11,422
71 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 137,363137.4k $1.3m $1.3m 0.00% Reduced -4.3k -4,252
72 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 136,459136.5k $1.3m $1.3m 0.00% Unchanged
73 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 136,110136.1k $1.3m $1.3m 0.00% Reduced -2.7k -2,703
74 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 132,258132.3k $1.2m $1.2m 0.00% Added +14.6k +14,593
75 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 129,846129.8k $1.2m $1.2m 0.00% Added +31.7k +31,712
76 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 122,871122.9k $1.2m $1.2m 0.00% Added +2.7k +2,744
77 SEGALL BRYANT & HAMILL, LLC 0.02% of their portfolio CHICAGO, IL 121,000121.0k $1.1m $1.1m 0.02% Unchanged
78 Balyasny Asset Management L.P. 0.00% of their portfolio Chicago, IL 120,083120.1k $1.1m $1.1m 0.00% Reduced -175.3k -175,313
79 Balentine LLC 0.04% of their portfolio ATLANTA, GA 119,304119.3k $1.1m $1.1m 0.04% Reduced -1.5k -1,505
80 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 114,393114.4k $1.1m $1.1m 0.02% New
81 Laird Norton Wetherby Wealth Management, LLC 0.06% of their portfolio Seattle, WA 113,724113.7k $1.1m $1.1m 0.06% Reduced -2.9k -2,913
82 Point72 Asia (Singapore) Pte. Ltd. 0.25% of their portfolio SINGAPORE, U0 109,500109.5k $1.0m $1.0m 0.25% First filing
83 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 99,86899.9k $939.8k $939.8k 0.00% Reduced -596 -596
84 Sequoia Financial Advisors, LLC 0.01% of their portfolio Akron, OH 99,61099.6k $937.3k $937.3k 0.01% Reduced -2.8k -2,803
85 KLR INVESTMENT ADVISORS, LLC 0.67% of their portfolio PROVIDENCE, RI 98,58898.6k $927.7k $927.7k 0.67% Added +35.0k +34,991
86 Amundi 0.00% of their portfolio Paris, I0 96,33096.3k $843.9k $843.9k 0.00% Reduced -48.1k -48,070
87 FMR LLC 0.00% of their portfolio BOSTON, MA 93,21493.2k $877.1k $877.1k 0.00% Added +43.0k +42,967
88 Henry James International Management Inc. 0.32% of their portfolio NEW YORK, NY 91,07491.1k $857.0k $857.0k 0.32% Added +87 +87
89 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 86,18286.2k $761.0k $761.0k 0.00% Reduced -29.9k -29,865
90 QRG CAPITAL MANAGEMENT, INC. 0.01% of their portfolio BERWYN, PA 84,80084.8k $798.0k $798.0k 0.01% Added +17.4k +17,398
91 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 81,64081.6k $768.2k $768.2k 0.00% First filing
92 Quantbot Technologies LP 0.04% of their portfolio NEW YORK, NY 77,49777.5k $729.2k $729.2k 0.04% Added +69.9k +69,885
93 PROFUND ADVISORS LLC 0.03% of their portfolio BETHESDA, MD 74,54174.5k $701.4k $701.4k 0.03% Reduced -4.4k -4,408
94 FEDERATED HERMES, INC. 0.00% of their portfolio PITTSBURGH, PA 73,18073.2k $688.6k $688.6k 0.00% Reduced -219.4k -219,445
95 Virtu Financial LLC 0.05% of their portfolio New York, NY 70,86870.9k $667.0k $667.0k 0.05% New
96 AdvisorShares Investments LLC 0.16% of their portfolio BETHESDA, MD 70,45670.5k $663.0k $663.0k 0.16% New
97 DFPG INVESTMENTS, LLC 0.05% of their portfolio SANDY, UT 67,12567.1k $577.3k $577.3k 0.05% Added +7.0k +7,025
98 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 65,50065.5k $616.4k $616.4k 0.00% Reduced -58.0k -58,000
99 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 64,84664.8k $610.2k $610.2k 0.00% Reduced -292.9k -292,870
100 Pinnacle Wealth Planning Services, Inc. 0.09% of their portfolio MANSFIELD, OH 63,88663.9k $601.2k $601.2k 0.09% Reduced -8.7k -8,653