Vault-13

ASE TECHNOLOGY HLDG CO LTD ASX

SPONSORED ADS · ADR · CUSIP 00215W100 · ISIN US00215W1009

260 institutional holders +11 vs Q1 2023
166,287,242166.3m shares reported held*
$1.3bnreported value*
40 new 91 added 88 reduced 30 sold out net bought ≈ $21.3m (+3.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($995.8k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $7.80. Options: 5 managers hold calls ($934.0k notional), 5 hold puts ($609.0k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 211Q4 22: 229Q1 23: 249Q2 23: 260260Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022211
Q4 2022229
Q1 2023249
Q2 2023260

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 111 bought or addedQ4 22: 102 cut or sold outQ4 22Q1 23: 150 bought or addedQ1 23: 87 cut or sold outQ1 23Q2 23: 131 bought or addedQ2 23: 118 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022111102
Q1 202315087
Q2 2023131118

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ3 22 calls: $214.0kQ3 22 puts: $94.0kQ3 22P/C 0.44Q4 22 calls: $107.7kQ4 22 puts: $17.3kQ4 22P/C 0.16Q1 23 calls: $845.0kQ1 23 puts: $130.0kQ1 23P/C 0.15Q2 23 calls: $934.0kQ2 23 puts: $609.0kQ2 23P/C 0.65
Numbers
QuarterCallsPutsP/C
Q3 2022$214.0k$94.0k0.44
Q4 2022$107.7k$17.3k0.16
Q1 2023$845.0k$130.0k0.15
Q2 2023$934.0k$609.0k0.65

Biggest buyers

LAZARD ASSET MANAGEMENT LLC Added +9,418,840+9.4m
BARCLAYS PLC Added +1,283,718+1.3m
RHUMBLINE ADVISERS New +1,189,829+1.2m
GOLDMAN SACHS GROUP INC Added +1,013,052+1.0m
BlackRock Inc. Added +866,926+866.9k
Rafferty Asset Management, LLC Added +819,948+819.9k
Man Group plc New +732,563+732.6k
TWO SIGMA INVESTMENTS, LP New +648,967+649.0k
BNP PARIBAS FINANCIAL MARKETS Added +455,709+455.7k
NATIXIS ADVISORS, LLC Added +423,246+423.2k

Biggest sellers

Clark Capital Management Group, Inc. Sold out -3,818,675-3.8m
Man Group plc Sold out -2,665,071-2.7m
MILLENNIUM MANAGEMENT LLC Reduced -2,484,161-2.5m
State of New Jersey Common Pension Fund D Reduced -2,137,726-2.1m
UBS Group AG Reduced -1,715,509-1.7m
SCHRODER INVESTMENT MANAGEMENT GROUP Reduced -1,629,828-1.6m
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Reduced -920,710-920.7k
ENVESTNET ASSET MANAGEMENT INC Reduced -841,655-841.7k
Connor, Clark & Lunn Investment Management Ltd. Reduced -634,129-634.1k
JPMORGAN CHASE & CO Reduced -450,669-450.7k

Biggest calls

CITADEL ADVISORS LLC Reduced $584.2k75.0k shares
Belvedere Trading LLC New $308.5k39.6k shares
GROUP ONE TRADING LLC Reduced $41.3k5.3k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
Penserra Capital Management LLC New $01 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $555.4k71.3k shares
SIMPLEX TRADING, LLC Added $31.0k4.1k shares
CITADEL ADVISORS LLC Added $20.3k2.6k shares
GROUP ONE TRADING LLC New $2.3k300 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2023.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LAZARD ASSET MANAGEMENT LLC 0.29% of their portfolio NEW YORK, NY 30,745,18730.7m $239.5m $239.5m 0.29% Added +9.4m +9,418,840
2 Fisher Asset Management, LLC 0.09% of their portfolio PLANO, TX 21,383,03221.4m $166.6m $166.6m 0.09% Reduced -432.4k -432,410
3 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.12% of their portfolio BOSTON, MA 12,361,04712.4m $96.3m $96.3m 0.12% Reduced -920.7k -920,710
4 UBS Group AG 0.03% of their portfolio ZURICH, V8 9,843,9299.8m $76.7m $76.7m 0.03% Reduced -1.7m -1,715,509
5 BlackRock Inc. 0.00% of their portfolio New York, NY 8,226,0388.2m $64.1m $64.1m 0.00% Added +866.9k +866,926
6 SCHRODER INVESTMENT MANAGEMENT GROUP 0.07% of their portfolio London, X0 6,508,3606.5m $50.7m $50.7m 0.07% Reduced -1.6m -1,629,828
7 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 6,337,3006.3m $49.4m $49.4m 0.01% Added +117.7k +117,690
8 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 5,938,9225.9m $46.3m $46.3m 0.00% Added +28.1k +28,081
9 ACADIAN ASSET MANAGEMENT LLC 0.18% of their portfolio Boston, MA 5,621,5335.6m $43.8m $43.8m 0.18% Reduced -829 -829
10 EARNEST PARTNERS LLC 0.21% of their portfolio ATLANTA, GA 4,750,9144.8m $37.0m $37.0m 0.21% Reduced -78.7k -78,686
11 Cullen Capital Management, LLC 0.30% of their portfolio New York, NY 4,350,6564.4m $33.9m $33.9m 0.30% Reduced -54.7k -54,684
12 Rafferty Asset Management, LLC 0.16% of their portfolio New York, NY 3,724,8703.7m $29.0m $29.0m 0.16% Added +819.9k +819,948
13 SEI INVESTMENTS CO 0.04% of their portfolio OAKS, PA 2,662,1382.7m $20.7m $20.7m 0.04% Reduced -23.4k -23,377
14 NATIXIS ADVISORS, LLC 0.06% of their portfolio Boston, MA 2,605,9592.6m $20.3m $20.3m 0.06% Added +423.2k +423,246
15 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 2,456,7852.5m $19.1m $19.1m 0.00% Added +1.0m +1,013,052
16 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 2,165,1432.2m $16.9m $16.9m 0.01% Reduced -841.7k -841,655
17 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 1,879,6381.9m $14.6m $14.6m 0.01% Added +1.3m +1,283,718
18 Crossmark Global Holdings, Inc. 0.32% of their portfolio HOUSTON, TX 1,777,2261.8m $14.9m $14.9m 0.32% Added +13.9k +13,862
19 Grantham, Mayo, Van Otterloo & Co. LLC 0.06% of their portfolio Boston, MA 1,773,4131.8m $13.8m $13.8m 0.06% Added +218.3k +218,313
20 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 1,485,3871.5m $11.6m $11.6m 0.01% Added +353.4k +353,385
21 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 1,405,2751.4m $10.9m $10.9m 0.01% Added +192.1k +192,094
22 AQR CAPITAL MANAGEMENT LLC 0.02% of their portfolio Greenwich, CT 1,401,3151.4m $10.9m $10.9m 0.02% Reduced -25.0k -25,036
23 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 1,299,3201.3m $10.1m $10.1m 0.00% Unchanged
24 BNP PARIBAS FINANCIAL MARKETS 0.02% of their portfolio PARIS, I0 1,249,0211.2m $9.7m $9.7m 0.02% Added +455.7k +455,709
25 RHUMBLINE ADVISERS 0.01% of their portfolio BOSTON, MA 1,189,8291.2m $9.3m $9.3m 0.01% New
26 LSV ASSET MANAGEMENT 0.02% of their portfolio CHICAGO, IL 1,123,3771.1m $8.8m $8.8m 0.02% Added +46.4k +46,377
27 Connor, Clark & Lunn Investment Management Ltd. 0.04% of their portfolio VANCOUVER, A1 1,060,9181.1m $8.3m $8.3m 0.04% Reduced -634.1k -634,129
28 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 884,256884.3k $6.9m $6.9m 0.00% Added +5.5k +5,465
29 SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC 0.24% of their portfolio BALA CYNWYD, PA 845,479845.5k $6.6m $6.6m 0.24% Unchanged
30 CREDIT SUISSE AG/ 0.01% of their portfolio ZURICH, V8 835,602835.6k $6.5m $6.5m 0.01% Added +80.9k +80,942
31 Man Group plc 0.02% of their portfolio LONDON, X0 732,563732.6k $5.7m $5.7m 0.02% New
32 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 720,150720.1k $5.6m $5.6m 0.00% Reduced -450.7k -450,669
33 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.03% of their portfolio JUPITER, FL 696,293696.3k $5.4m $5.4m 0.03% Added +161.7k +161,692
34 State of New Jersey Common Pension Fund D 0.02% of their portfolio TRENTON, NJ 675,605675.6k $5.3m $5.3m 0.02% Reduced -2.1m -2,137,726
35 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 648,967649.0k $5.1m $5.1m 0.01% New
36 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 615,865615.9k $4.8m $4.8m 0.00% Added +215.5k +215,460
37 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 565,815565.8k $4.4m $4.4m 0.00% Added +20.8k +20,824
38 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 542,395542.4k $4.2m $4.2m 0.00% Added +13.6k +13,577
39 Ethic Inc. 0.12% of their portfolio NEW YORK, NY 425,056425.1k $3.3m $3.3m 0.12% Reduced -1.2k -1,220
40 GUGGENHEIM CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 386,522386.5k $3.0m $3.0m 0.02% Added +55.7k +55,663
41 Schonfeld Strategic Advisors LLC 0.02% of their portfolio NEW YORK, NY 356,100356.1k $2.8m $2.8m 0.02% Reduced -69.5k -69,500
42 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 351,750351.8k $2.7m $2.7m 0.00% Reduced -86.1k -86,065
43 Dorsey Wright & Associates 0.81% of their portfolio PASADENA, CA 343,509343.5k $2.7m $2.7m 0.81% Reduced -33.1k -33,052
44 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 341,650341.6k $2.7m $2.7m 0.00% Added +309.8k +309,791
45 OPPENHEIMER ASSET MANAGEMENT INC. 0.03% of their portfolio NEW YORK, NY 300,024300.0k $2.3m $2.3m 0.03% Reduced -8.2k -8,221
46 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 289,278289.3k $2.3m $2.3m 0.00% Reduced -4.1k -4,088
47 SILVERCREST ASSET MANAGEMENT GROUP LLC 0.02% of their portfolio NEW YORK, NY 283,895283.9k $2.2m $2.2m 0.02% Added +20.8k +20,830
48 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 277,911277.9k $2.2m $2.2m 0.00% Added +13.3k +13,348
49 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 260,606260.6k $2.0m $2.0m 0.00% Added +88.5k +88,460
50 Y-Intercept (Hong Kong) Ltd 0.20% of their portfolio HONG KONG, K3 239,935239.9k $1.9m $1.9m 0.20% Added +137.5k +137,489
51 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 214,099214.1k $1.7m $1.7m 0.01% New
52 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 202,800202.8k $1.6m $1.6m 0.00% Added +126.0k +126,000
53 Vanguard Personalized Indexing Management, LLC 0.05% of their portfolio OAKLAND, CA 201,885201.9k $1.6m $1.6m 0.05% Added +7.9k +7,870
54 Vident Investment Advisory, LLC 0.05% of their portfolio Alpharetta, GA 198,729198.7k $1.5m $1.5m 0.05% Added +63.5k +63,548
55 Larson Financial Group LLC 0.15% of their portfolio ST LOUIS, MO 197,623197.6k $1.5m $1.5m 0.15% New
56 Squarepoint Ops LLC 0.01% of their portfolio NEW YORK, NY 191,441191.4k $1.5m $1.5m 0.01% Added +156.4k +156,352
57 Advisors Asset Management, Inc. 0.03% of their portfolio Monument, CO 186,876186.9k $1.5m $1.5m 0.03% Added +8.2k +8,213
58 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 180,918180.9k $1.4m $1.4m 0.00% Added +3.5k +3,451
59 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.02% of their portfolio Stamford, CT 177,782177.8k $1.4m $1.4m 0.02% Reduced -9.0k -9,015
60 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 160,615160.6k $1.3m $1.3m 0.00% Reduced -206.3k -206,349
61 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 155,550155.6k $1.2m $1.2m 0.00% Added +143.3k +143,274
62 Banque Cantonale Vaudoise 0.05% of their portfolio LAUSANNE, V8 151,075151.1k $1.2m $1.2m 0.05% Reduced -1.5k -1,461
63 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 149,454149.5k $1.2m $1.2m 0.00% Added +15.4k +15,401
64 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 148,230148.2k $1.2m $1.2m 0.00% Reduced -106.6k -106,620
65 Lifestyle Asset Management, Inc. 0.69% of their portfolio FRIENDSWOOD, TX 148,222148.2k $1.2m $1.2m 0.69% Reduced -1.4k -1,389
66 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 145,352145.4k $1.1m $1.1m 0.00% Reduced -2.5m -2,484,161
67 Amundi 0.00% of their portfolio Paris, I0 144,400144.4k $1.1m $1.1m 0.00% Unchanged
68 AXA S.A. 0.00% of their portfolio PARIS, I0 137,865137.9k $1.1m $1.1m 0.00% Unchanged
69 Mariner, LLC 0.00% of their portfolio Overland Park, KS 137,792137.8k $1.1m $1.1m 0.00% Added +4.2k +4,203
70 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 136,459136.5k $1.1m $1.1m 0.00% Unchanged
71 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 133,058133.1k $1.0m $1.0m 0.00% Reduced -8.8k -8,814
72 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 128,555128.6k $911.9k $911.9k 0.00% Added +33.6k +33,563
73 SG Americas Securities, LLC 0.01% of their portfolio NEW YORK, NY 127,906127.9k $996.0k $996.0k 0.01% New
74 Driehaus Capital Management LLC 0.01% of their portfolio Chicago, IL 123,714123.7k $963.7k $963.7k 0.01% New
75 ELEVATION POINT WEALTH PARTNERS, LLC 0.10% of their portfolio DENVER, CO 123,559123.6k $962.5k $962.5k 0.10% Added +73.7k +73,656
76 First Trust Direct Indexing L.P. 0.11% of their portfolio Boston, MA 121,352121.4k $945.3k $945.3k 0.11% Reduced -57.6k -57,613
77 SEGALL BRYANT & HAMILL, LLC 0.01% of their portfolio CHICAGO, IL 121,000121.0k $942.6k $942.6k 0.01% Unchanged
78 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 120,127120.1k $936.0k $936.0k 0.00% New
79 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 117,471117.5k $915.1k $915.1k 0.00% Added +10.2k +10,211
80 Laird Norton Wetherby Wealth Management, LLC 0.05% of their portfolio Seattle, WA 116,596116.6k $908.3k $908.3k 0.05% Added +48 +48
81 KLR INVESTMENT ADVISORS, LLC 0.77% of their portfolio PROVIDENCE, RI 112,547112.5k $940.1k $940.1k 0.77% Added +46.5k +46,524
82 True Wealth Design, LLC 0.32% of their portfolio AKRON, OH 111,037111.0k $865.0k $865.0k 0.32% Reduced -352 -352
83 Balentine LLC 0.03% of their portfolio ATLANTA, GA 109,532109.5k $853.3k $853.3k 0.03% Added +4.4k +4,405
84 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 107,100107.1k $890.5k $890.5k 0.00% Reduced -5.9k -5,926
85 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 103,887103.9k $809.3k $809.3k 0.00% Reduced -115.4k -115,406
86 Sequoia Financial Advisors, LLC 0.01% of their portfolio Akron, OH 100,266100.3k $781.1k $781.1k 0.01% Added +6.0k +6,020
87 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 98,99899.0k $771.2k $771.2k 0.00% Reduced -22.7k -22,744
88 PROFUND ADVISORS LLC 0.04% of their portfolio BETHESDA, MD 89,48389.5k $697.1k $697.1k 0.04% Added +1.8k +1,786
89 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 85,05285.1k $662.6k $662.6k 0.01% Reduced -78.9k -78,941
90 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 85,05285.1k $662.6k $662.6k 0.01% Reduced -78.9k -78,941
91 FEDERATED HERMES, INC. 0.00% of their portfolio PITTSBURGH, PA 84,03984.0k $654.7k $654.7k 0.00% Reduced -3.7k -3,655
92 RITHOLTZ WEALTH MANAGEMENT 0.03% of their portfolio NEW YORK, NY 80,71080.7k $628.7k $628.7k 0.03% Reduced -9.0k -8,958
93 Henry James International Management Inc. 0.27% of their portfolio NEW YORK, NY 78,98579.0k $615.3k $615.3k 0.27% Reduced -19 -19
94 Pinnacle Wealth Planning Services, Inc. 0.09% of their portfolio MANSFIELD, OH 72,57072.6k $565.3k $565.3k 0.09% Reduced -959 -959
95 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 71,48371.5k $556.9k $556.9k 0.00% Reduced -6.5k -6,521
96 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 68,82768.8k $536.2k $536.2k 0.00% Added +424 +424
97 Ativo Capital Management LLC 0.56% of their portfolio CHICAGO, IL 68,27668.3k $531.9k $531.9k 0.56% Reduced -13 -13
98 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 67,44167.4k $525.4k $525.4k 0.01% Added +11.2k +11,205
99 Legacy Wealth Asset Management, LLC 0.18% of their portfolio WOODBURY, MN 64,51364.5k $502.6k $502.6k 0.18% Added +420 +420
100 FDx Advisors, Inc. 0.03% of their portfolio BERWYN, PA 62,69762.7k $488.0k $488.0k 0.03% Added +36.0k +35,956