Vault-13

ARK ETF TR ARKG

GENOMIC REV ETF · ETP · CUSIP 00214Q302 · ISIN US00214Q3020

218 institutional holders -22 vs Q4 2024
23,213,32723.2m shares reported held*
$482.2mreported value*
22 new 54 added 57 reduced 41 sold out net sold ≈ $50.0m (-2.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $20.77. Options: 15 managers hold calls ($109.3m notional), 14 hold puts ($96.5m).

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 314Q4 22: 321Q1 23: 297Q2 23: 293Q3 23: 289Q4 23: 302Q1 24: 285Q2 24: 265Q3 24: 241Q4 24: 240Q1 25: 218218Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 2022314
Q4 2022321
Q1 2023297
Q2 2023293
Q3 2023289
Q4 2023302
Q1 2024285
Q2 2024265
Q3 2024241
Q4 2024240
Q1 2025218

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q2 23: 87 bought or addedQ2 23: 133 cut or sold outQ3 23: 97 bought or addedQ3 23: 129 cut or sold outQ3 23Q4 23: 99 bought or addedQ4 23: 140 cut or sold outQ1 24: 88 bought or addedQ1 24: 141 cut or sold outQ1 24Q2 24: 78 bought or addedQ2 24: 141 cut or sold outQ3 24: 58 bought or addedQ3 24: 143 cut or sold outQ3 24Q4 24: 58 bought or addedQ4 24: 128 cut or sold outQ1 25: 76 bought or addedQ1 25: 98 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 202387133
Q3 202397129
Q4 202399140
Q1 202488141
Q2 202478141
Q3 202458143
Q4 202458128
Q1 20257698

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150m$200mQ2 24 calls: $98.4mQ2 24 puts: $166.9mQ2 24P/C 1.70Q3 24 calls: $87.7mQ3 24 puts: $73.1mQ3 24P/C 0.83Q4 24 calls: $90.4mQ4 24 puts: $72.4mQ4 24P/C 0.80Q1 25 calls: $109.3mQ1 25 puts: $96.5mQ1 25P/C 0.88
Numbers
QuarterCallsPutsP/C
Q2 2024$98.4m$166.9m1.70
Q3 2024$87.7m$73.1m0.83
Q4 2024$90.4m$72.4m0.80
Q1 2025$109.3m$96.5m0.88

Biggest buyers

CITIGROUP INC Added +905,515+905.5k
JPMORGAN CHASE & CO Added +641,951+642.0k
WELLS FARGO & COMPANY/MN Added +586,886+586.9k
SG Americas Securities, LLC Added +112,201+112.2k
LPL Financial LLC Added +92,444+92.4k
Parallax Volatility Advisers, L.P. Added +75,045+75.0k
Beacon Pointe Advisors, LLC New +68,439+68.4k
Sanctuary Advisors, LLC Added +64,119+64.1k
Squarepoint Ops LLC Added +59,781+59.8k
RAYMOND JAMES FINANCIAL INC Added +56,283+56.3k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -1,577,449-1.6m
MORGAN STANLEY Reduced -1,119,322-1.1m
TWO SIGMA INVESTMENTS, LP Sold out -961,500-961.5k
GOLDMAN SACHS GROUP INC Reduced -337,052-337.1k
JANE STREET GROUP, LLC Reduced -289,801-289.8k
Tower Research Capital LLC (TRC) Reduced -234,631-234.6k
UBS Group AG Reduced -221,736-221.7k
ROYAL BANK OF CANADA Reduced -123,638-123.6k
Krilogy Financial LLC Sold out -117,276-117.3k
GTS SECURITIES LLC Reduced -104,211-104.2k

Biggest calls

BANK OF AMERICA CORP /DE/ Added $56.4m2.7m shares
CITADEL ADVISORS LLC Reduced $13.8m666.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $10.7m516.5k shares
GROUP ONE TRADING LLC Reduced $7.8m377.1k shares
IMC-Chicago, LLC Reduced $4.8m231.5k shares
WOLVERINE TRADING, LLC Added $4.0m187.1k shares
MOORE CAPITAL MANAGEMENT, LP New $3.9m190.0k shares
CITIGROUP INC Unchanged $2.2m105.0k shares
UBS Group AG New $1.7m83.8k shares
JANE STREET GROUP, LLC Added $1.3m62.2k shares

Biggest puts

GOLDMAN SACHS GROUP INC Added $20.8m1.0m shares
CITADEL ADVISORS LLC Added $16.8m807.9k shares
Polar Asset Management Partners Inc. New $12.7m610.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $10.1m485.0k shares
GROUP ONE TRADING LLC Added $10.0m482.8k shares
JANE STREET GROUP, LLC Added $7.8m376.6k shares
IMC-Chicago, LLC Added $5.1m245.8k shares
UBS Group AG New $3.6m175.0k shares
WOLVERINE TRADING, LLC Added $2.6m119.9k shares
Walleye Trading LLC Reduced $2.6m123.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 3,433,5223.4m $71.3m $71.3m 0.01% Added +642.0k +641,951
2 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 3,289,8943.3m $68.3m $68.3m 0.01% Reduced -337.1k -337,052
3 BNP PARIBAS FINANCIAL MARKETS 0.04% of their portfolio PARIS, I0 2,791,5722.8m $58.0m $58.0m 0.04% First filing
4 CITIGROUP INC 0.04% of their portfolio NEW YORK, NY 2,560,7602.6m $53.2m $53.2m 0.04% Added +905.5k +905,515
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,365,0142.4m $49.1m $49.1m 0.00% Reduced -1.1m -1,119,322
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,204,9211.2m $25.0m $25.0m 0.00% Reduced -1.6m -1,577,449
7 STATE OF WISCONSIN INVESTMENT BOARD 0.05% of their portfolio MADISON, WI 962,396962.4k $20.0m $20.0m 0.05% Added +22.1k +22,146
8 UBS Group AG 0.00% of their portfolio ZURICH, V8 956,910956.9k $19.9m $19.9m 0.00% Reduced -221.7k -221,736
9 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 933,282933.3k $19.4m $19.4m 0.00% Added +586.9k +586,886
10 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 783,702783.7k $16.3m $16.3m 0.01% Added +92.4k +92,444
11 Clearwater Capital Advisors, LLC 0.39% of their portfolio HOFFMAN ESTATES, IL 195,875195.9k $4.1m $4.1m 0.39% Added +38.0k +37,970
12 PRUDENTIAL PLC 0.02% of their portfolio LONDON, X0 181,670181.7k $3.8m $3.8m 0.02% Added +21.3k +21,300
13 Hudson Bay Capital Management LP 0.02% of their portfolio STAMFORD, CT 155,000155.0k $3.2m $3.2m 0.02% Unchanged
14 SG Americas Securities, LLC 0.01% of their portfolio NEW YORK, NY 143,288143.3k $3.0m $3.0m 0.01% Added +112.2k +112,201
15 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 142,362142.4k $3.0m $3.0m 0.00% Added +56.3k +56,283
16 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 120,926120.9k $2.5m $2.5m 0.00% Reduced -123.6k -123,638
17 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 114,944114.9k $2.4m $2.4m 0.00% Reduced -51.8k -51,752
18 Parallax Volatility Advisers, L.P. 0.07% of their portfolio San Francisco, CA 108,295108.3k $2.2m $2.2m 0.07% Added +75.0k +75,045
19 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 100,992101.0k $2.1m $2.1m 0.00% Reduced -3.2k -3,187
20 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 95,01795.0k $2.0m $2.0m 0.00% Added +51.8k +51,780
21 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 94,28194.3k $2.0m $2.0m 0.00% Added +1.2k +1,181
22 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 94,11794.1k $2.0m $2.0m 0.01% Added +839 +839
23 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 81,13781.1k $1.7m $1.7m 0.01% Added +64.1k +64,119
24 Atom Investors LP 0.21% of their portfolio AUSTIN, TX 81,06481.1k $1.7m $1.7m 0.21% Added +19.6k +19,631
25 Federation des caisses Desjardins du Quebec 0.01% of their portfolio LEVIS, A8 74,30074.3k $1.5m $1.5m 0.01% Added +10.7k +10,651
26 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 71,76671.8k $1.5m $1.5m 0.01% Added +51.6k +51,636
27 Balyasny Asset Management L.P. 0.00% of their portfolio Chicago, IL 70,95871.0k $1.5m $1.5m 0.00% Reduced -32.0k -31,998
28 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 70,32970.3k $1.5m $1.5m 0.00% Reduced -2.4k -2,380
29 Beacon Pointe Advisors, LLC 0.02% of their portfolio NEWPORT BEACH, CA 68,43968.4k $1.4m $1.4m 0.02% New
30 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 68,42368.4k $1.4m $1.4m 0.00% Added +59.8k +59,781
31 Elmwood Wealth Management, Inc. 0.56% of their portfolio BERKELEY, CA 65,50365.5k $1.4m $1.4m 0.56% Added +3.3k +3,312
32 IMC-Chicago, LLC 0.05% of their portfolio CHICAGO, IL 62,85062.9k $1.3m $1.3m 0.05% Added +16.0k +15,972
33 Woodline Partners LP 0.01% of their portfolio San Francisco, CA 62,36862.4k $1.3m $1.3m 0.01% Reduced -16.9k -16,862
34 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 56,22956.2k $1.2m $1.2m 0.00% Reduced -40.2k -40,170
35 Brookstone Capital Management 0.02% of their portfolio WHEATON, IL 55,30655.3k $1.1m $1.1m 0.02% Reduced -3.2k -3,161
36 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 47,78147.8k $991.9k $991.9k 0.00% Reduced -289.8k -289,801
37 CREDIT AGRICOLE S A 0.00% of their portfolio Montrouge Cedex, I0 46,71646.7k $969.8k $969.8k 0.00% Added +19.9k +19,894
38 Mariner, LLC 0.00% of their portfolio Overland Park, KS 46,57246.6k $966.8k $966.8k 0.00% Added +41 +41
39 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 45,81545.8k $951.1k $951.1k 0.00% Reduced -446 -446
40 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 45,52345.5k $945.1k $945.1k 0.00% Added +2.3k +2,277
41 SIG BROKERAGE, LP 0.26% of their portfolio BALA CYNWYD, PA 43,40543.4k $901.1k $901.1k 0.26% Added +2.9k +2,900
42 Ameritas Advisory Services, LLC 0.04% of their portfolio Lincoln, NE 42,65542.7k $886.4k $886.4k 0.04% Added +2.4k +2,357
43 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 39,75639.8k $825.3k $825.3k 0.00% Added +29.6k +29,629
44 CWM, LLC 0.00% of their portfolio OMAHA, NE 38,13938.1k $792.0k $792.0k 0.00% Added +3.8k +3,777
45 Bellecapital International Ltd. 0.16% of their portfolio ZURICH, V8 37,99138.0k $788.7k $788.7k 0.16% Reduced -272 -272
46 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 36,96137.0k $767.3k $767.3k 0.02% Added +1.3k +1,253
47 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 36,37536.4k $755.1k $755.1k 0.00% Added +14.4k +14,375
48 DDD Partners, LLC 0.09% of their portfolio BELLEVUE, WA 35,74135.7k $742.0k $742.0k 0.09% Added +7.3k +7,294
49 Financial Advocates Investment Management 0.05% of their portfolio OLYMPIA, WA 34,89634.9k $724.4k $724.4k 0.05% New
50 Guardian Partners Inc. 0.08% of their portfolio TORONTO, Z4 34,80034.8k $757.6k $757.6k 0.08% New
51 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 34,72334.7k $720.8k $720.8k 0.01% New
52 Crescent Grove Advisors, LLC 0.07% of their portfolio LAKE FOREST, IL 34,53934.5k $717.0k $717.0k 0.07% Added +4.0k +4,030
53 Perigon Wealth Management, LLC 0.02% of their portfolio SAN FRANCISCO, CA 33,32433.3k $691.8k $691.8k 0.02% Reduced -4.7k -4,712
54 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 30,77630.8k $639.0k $639.0k 0.00% Reduced -5.4k -5,447
55 IHT Wealth Management, LLC 0.02% of their portfolio Chicago, IL 30,49230.5k $633.0k $633.0k 0.02% Added +6.0k +5,985
56 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 28,92928.9k $600.6k $600.6k 0.00% Reduced -3.4k -3,429
57 Lauer Wealth, LLC 0.47% of their portfolio VALPARAISO, IN 27,21827.2k $606.4k $606.4k 0.47% New
58 Post Resch Tallon Group Inc. 0.54% of their portfolio PITTSFORD, NY 26,32326.3k $527.0k $527.0k 0.54% Added +300 +300
59 GTS SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 24,93124.9k $517.6k $517.6k 0.02% Reduced -104.2k -104,211
60 WOLVERINE TRADING, LLC 0.02% of their portfolio CHICAGO, IL 23,37923.4k $503.8k $503.8k 0.02% Added +9.7k +9,745
61 Geneos Wealth Management Inc. 0.01% of their portfolio ENGLEWOOD, CO 21,40021.4k $444.3k $444.3k 0.01% Added +10.7k +10,700
62 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 21,06021.1k $437.2k $437.2k 0.00% Reduced -1.4k -1,393
63 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 20,92920.9k $434.5k $434.5k 0.00% Reduced -13.1k -13,131
64 Purus Wealth Management, LLC 0.18% of their portfolio Newport Beach, CA 20,73820.7k $430.5k $430.5k 0.18% Reduced -381 -381
65 Clientfirst Wealth Management, LLC 0.48% of their portfolio LITTLE ROCK, AR 20,42020.4k $423.9k $423.9k 0.48% Added +10.8k +10,750
66 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 20,21720.2k $419.7k $419.7k 0.00% Added +838 +838
67 McGuire Investment Group, LLC 0.06% of their portfolio WAKEFIELD, RI 20,05220.1k $416.3k $416.3k 0.06% Added +8.4k +8,432
68 FLOW TRADERS U.S. LLC 0.02% of their portfolio NEW YORK, NY 19,69019.7k $409.0k $409.0k 0.02% New
69 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 19,14719.1k $397.5k $397.5k 0.00% Reduced -9.6k -9,554
70 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 18,66318.7k $387.4k $387.4k 0.01% New
71 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 18,62618.6k $386.0k $386.0k 0.00% New
72 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 17,89917.9k $370.2k $370.2k 0.01% Reduced -234.6k -234,631
73 Medallion Wealth Advisors, LLC 0.17% of their portfolio FARMINGTON, CT 17,76417.8k $363.4k $363.4k 0.17% Added +853 +853
74 PING CAPITAL MANAGEMENT, INC. 0.24% of their portfolio NEW YORK, NY 17,00017.0k $352.9k $352.9k 0.24% Added +2.0k +2,000
75 Sowell Financial Services LLC 0.02% of their portfolio NORTH LITTLE ROCK, AR 16,59316.6k $344.5k $344.5k 0.02% New
76 Arax Advisory Partners 0.02% of their portfolio NEW YORK, NY 15,95416.0k $331.2k $331.2k 0.02% Added +15.5k +15,538
77 Wealthcare Advisory Partners LLC 0.01% of their portfolio WEST CHESTER, PA 15,08815.1k $313.2k $313.2k 0.01% Reduced -815 -815
78 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 14,74014.7k $306.0k $306.0k 0.01% New
79 ROTHSCHILD INVESTMENT LLC 0.02% of their portfolio CHICAGO, IL 14,45014.4k $300.0k $300.0k 0.02% Reduced -700 -700
80 Prospect Financial Services LLC 0.16% of their portfolio MELVILLE, NY 13,65413.7k $283.5k $283.5k 0.16% Added +1.3k +1,273
81 Sierra Capital LLC 0.03% of their portfolio MIAMI, FL 12,63612.6k $262.0k $262.0k 0.03% Unchanged
82 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 12,48212.5k $259.1k $259.1k 0.00% Reduced -7.3k -7,310
83 Summit Investment Advisory Services, LLC 0.12% of their portfolio ROSEVILLE, MN 12,02112.0k $249.6k $249.6k 0.12% Reduced -3.2k -3,230
84 Zuckerman Investment Group, LLC 0.03% of their portfolio CHICAGO, IL 12,00012.0k $249.1k $249.1k 0.03% Added +4.0k +4,000
85 Prime Capital Investment Advisors, LLC 0.00% of their portfolio OVERLAND PARK, KS 11,56611.6k $240.1k $240.1k 0.00% New
86 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 10,99811.0k $228.3k $228.3k 0.00% Reduced -721 -721
87 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 10,58810.6k $219.8k $219.8k 0.01% Reduced -1.8k -1,802
88 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 10,33310.3k $214.5k $214.5k 0.00% Reduced -745 -745
89 VANCE WEALTH, LLC 0.08% of their portfolio SANTA CLARITA, CA 10,30910.3k $214.0k $214.0k 0.08% New
90 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 8,2448.2k $171.1k $171.1k 0.00% Reduced -525 -525
91 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 7,6977.7k $159.8k $159.8k 0.00% Reduced -951 -951
92 VALLEY NATIONAL ADVISERS INC 0.02% of their portfolio BETHLEHEM, PA 6,3726.4k $132.0k $132.0k 0.02% New
93 Clearstead Trust, LLC 0.03% of their portfolio PORTLAND, ME 6,3126.3k $131.0k $131.0k 0.03% Unchanged
94 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 5,3845.4k $111.8k $111.8k 0.00% Added +1.8k +1,780
95 Financial Perspectives, Inc 0.03% of their portfolio MINNEAPOLIS, MN 4,5514.6k $94.5k $94.5k 0.03% Reduced -401 -401
96 COMERICA BANK 0.00% of their portfolio DALLAS, TX 4,2724.3k $88.7k $88.7k 0.00% Reduced -195 -195
97 First Horizon Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 4,1044.1k $85.2k $85.2k 0.00% Unchanged
98 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 4,0804.1k $84.7k $84.7k 0.00% Reduced -1.6k -1,630
99 ARK Investment Management LLC 0.00% of their portfolio ST. PETERSBURG, FL 3,8923.9k $80.8k $80.8k 0.00% Reduced -2.1k -2,097
100 Continuum Advisory, LLC 0.01% of their portfolio EAGLE, ID 3,8373.8k $79.7k $79.7k 0.01% Unchanged