Vault-13

ARK ETF TR ARKG

GENOMIC REV ETF · ETP · CUSIP 00214Q302 · ISIN US00214Q3020

265 institutional holders -20 vs Q1 2024
25,012,65525.0m shares reported held*
$588.2mreported value*
24 new 54 added 95 reduced 46 sold out net sold ≈ $23.2m (-993.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $23.51. Options: 12 managers hold calls ($98.4m notional), 16 hold puts ($166.9m).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 314Q4 22: 321Q1 23: 297Q2 23: 293Q3 23: 289Q4 23: 302Q1 24: 285Q2 24: 265265Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022314
Q4 2022321
Q1 2023297
Q2 2023293
Q3 2023289
Q4 2023302
Q1 2024285
Q2 2024265

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 98 bought or addedQ4 22: 168 cut or sold outQ4 22Q1 23: 105 bought or addedQ1 23: 139 cut or sold outQ2 23: 87 bought or addedQ2 23: 133 cut or sold outQ2 23Q3 23: 97 bought or addedQ3 23: 129 cut or sold outQ4 23: 99 bought or addedQ4 23: 140 cut or sold outQ4 23Q1 24: 88 bought or addedQ1 24: 141 cut or sold outQ2 24: 78 bought or addedQ2 24: 141 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 202298168
Q1 2023105139
Q2 202387133
Q3 202397129
Q4 202399140
Q1 202488141
Q2 202478141

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150m$200mQ3 23 calls: $36.9mQ3 23 puts: $40.3mQ3 23P/C 1.09Q4 23 calls: $68.8mQ4 23 puts: $90.1mQ4 23P/C 1.31Q1 24 calls: $49.5mQ1 24 puts: $120.6mQ1 24P/C 2.43Q2 24 calls: $98.4mQ2 24 puts: $166.9mQ2 24P/C 1.70
Numbers
QuarterCallsPutsP/C
Q3 2023$36.9m$40.3m1.09
Q4 2023$68.8m$90.1m1.31
Q1 2024$49.5m$120.6m2.43
Q2 2024$98.4m$166.9m1.70

Biggest buyers

JPMORGAN CHASE & CO Added +2,249,654+2.2m
BANK OF AMERICA CORP /DE/ Added +607,868+607.9k
GOLDMAN SACHS GROUP INC Added +560,674+560.7k
UBS Group AG Added +477,554+477.6k
GTS SECURITIES LLC Added +169,490+169.5k
Tower Research Capital LLC (TRC) Added +110,433+110.4k
HRT FINANCIAL LP New +100,519+100.5k
Quantitative Investment Management, LLC New +82,149+82.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +75,878+75.9k
MILLENNIUM MANAGEMENT LLC Added +74,590+74.6k

Biggest sellers

MORGAN STANLEY Reduced -4,328,632-4.3m
CITADEL ADVISORS LLC Reduced -295,297-295.3k
TWO SIGMA INVESTMENTS, LP Reduced -98,600-98.6k
Longitude (Cayman) Ltd. Sold out -87,000-87.0k
CITIGROUP INC Reduced -77,785-77.8k
OSAIC HOLDINGS, INC. Reduced -76,920-76.9k
TWO SIGMA ADVISERS, LP Reduced -75,300-75.3k
BNP PARIBAS FINANCIAL MARKETS Reduced -71,338-71.3k
JANE STREET GROUP, LLC Reduced -62,717-62.7k
BARCLAYS PLC Reduced -60,410-60.4k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $31.6m1.3m shares
BNP PARIBAS FINANCIAL MARKETS New $21.1m9.0k shares
CITADEL ADVISORS LLC Added $14.6m623.7k shares
BANK OF AMERICA CORP /DE/ New $10.6m450.0k shares
IMC-Chicago, LLC Added $10.6m449.6k shares
WOLVERINE TRADING, LLC Added $2.9m125.5k shares
CITIGROUP INC New $2.5m105.0k shares
Walleye Trading LLC Added $1.5m65.8k shares
GTS SECURITIES LLC Reduced $1.5m62.1k shares
JANE STREET GROUP, LLC Reduced $1.5m61.9k shares

Biggest puts

Point72 Asset Management, L.P. New $93.9m4.0m shares
CITADEL ADVISORS LLC Reduced $15.3m651.2k shares
GOLDMAN SACHS GROUP INC New $9.4m400.0k shares
GTS SECURITIES LLC Reduced $7.7m326.3k shares
JANE STREET GROUP, LLC Reduced $7.0m298.4k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $6.8m288.7k shares
IMC-Chicago, LLC Added $6.3m267.0k shares
NOMURA HOLDINGS INC Added $5.9m250.0k shares
MILLENNIUM MANAGEMENT LLC Unchanged $3.9m167.6k shares
WOLVERINE TRADING, LLC Reduced $3.2m134.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 4,510,7564.5m $105.9m $105.9m 0.00% Added +2.2m +2,249,654
2 Main Management ETF Advisors, LLC 3.23% of their portfolio SAN FRANCISCO, CA 2,754,6102.8m $64.7m $64.7m 3.23% Added +62.5k +62,470
3 BNP PARIBAS FINANCIAL MARKETS 0.06% of their portfolio PARIS, I0 2,259,2352.3m $53.0m $53.0m 0.06% Reduced -71.3k -71,338
4 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,747,3221.7m $41.0m $41.0m 0.01% Added +477.6k +477,554
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,537,6401.5m $36.1m $36.1m 0.00% Reduced -4.3m -4,328,632
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,456,3801.5m $34.2m $34.2m 0.00% Added +607.9k +607,868
7 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,291,7401.3m $30.3m $30.3m 0.01% Reduced -11.6k -11,559
8 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 1,101,7131.1m $25.9m $25.9m 0.01% Reduced -19.2k -19,160
9 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 906,735906.7k $21.3m $21.3m 0.00% Added +560.7k +560,674
10 CITIGROUP INC 0.02% of their portfolio NEW YORK, NY 830,814830.8k $19.5m $19.5m 0.02% Reduced -77.8k -77,785
11 STATE OF WISCONSIN INVESTMENT BOARD 0.05% of their portfolio MADISON, WI 786,609786.6k $18.5m $18.5m 0.05% Added +42.4k +42,409
12 Main Management LLC 1.32% of their portfolio SAN FRANCISCO, CA 681,471681.5k $16.0m $16.0m 1.32% Reduced -1.8k -1,773
13 GTS SECURITIES LLC 0.15% of their portfolio NEW YORK, NY 316,924316.9k $7.4m $7.4m 0.15% Added +169.5k +169,490
14 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 295,930295.9k $6.9m $6.9m 0.01% Reduced -44.2k -44,184
15 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 238,545238.5k $5.6m $5.6m 0.00% Added +65.2k +65,162
16 Clearwater Capital Advisors, LLC 0.43% of their portfolio HOFFMAN ESTATES, IL 172,661172.7k $4.1m $4.1m 0.43% Reduced -1.1k -1,098
17 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 166,281166.3k $3.9m $3.9m 0.00% Added +3.3k +3,341
18 DDD Partners, LLC 0.43% of their portfolio BELLEVUE, WA 156,930156.9k $3.7m $3.7m 0.43% Reduced -2.3k -2,342
19 PRUDENTIAL PLC 0.02% of their portfolio LONDON, X0 140,170140.2k $3.3m $3.3m 0.02% Added +18.3k +18,300
20 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 129,504129.5k $3.0m $3.0m 0.00% Added +74.6k +74,590
21 SG Americas Securities, LLC 0.02% of their portfolio NEW YORK, NY 129,356129.4k $3.0m $3.0m 0.02% Added +6.7k +6,675
22 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 118,797118.8k $2.8m $2.8m 0.01% Reduced -22.1k -22,100
23 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 118,200118.2k $2.8m $2.8m 0.01% Reduced -98.6k -98,600
24 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 111,810111.8k $2.6m $2.6m 0.01% Reduced -3.6k -3,574
25 Tower Research Capital LLC (TRC) 0.04% of their portfolio NEW YORK, NY 110,502110.5k $2.6m $2.6m 0.04% Added +110.4k +110,433
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 105,070105.1k $2.5m $2.5m 0.00% Added +75.9k +75,878
27 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 104,552104.6k $2.5m $2.5m 0.01% Reduced -76.9k -76,920
28 WOLVERINE TRADING, LLC 0.04% of their portfolio CHICAGO, IL 102,145102.1k $2.4m $2.4m 0.04% Added +1.4k +1,416
29 HRT FINANCIAL LP 0.01% of their portfolio NEW YORK, NY 100,519100.5k $2.4m $2.4m 0.01% New
30 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 92,14792.1k $2.2m $2.2m 0.00% Reduced -1.1k -1,056
31 Purus Wealth Management, LLC 0.90% of their portfolio Newport Beach, CA 86,65586.7k $2.0m $2.0m 0.90% Reduced -1.1k -1,070
32 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 82,41182.4k $1.9m $1.9m 0.00% Reduced -32.1k -32,104
33 Quantitative Investment Management, LLC 0.21% of their portfolio CHARLOTTESVILLE, VA 82,14982.1k $1.9m $1.9m 0.21% New
34 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 80,82580.8k $1.9m $1.9m 0.00% Reduced -60.4k -60,410
35 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 79,56879.6k $1.9m $1.9m 0.00% Reduced -26.1k -26,057
36 Mariner, LLC 0.00% of their portfolio Overland Park, KS 79,39879.4k $1.9m $1.9m 0.00% Reduced -17.8k -17,836
37 Bellecapital International Ltd. 0.37% of their portfolio ZURICH, V8 74,83374.8k $1.8m $1.8m 0.37% Added +10.1k +10,100
38 Brookstone Capital Management 0.03% of their portfolio WHEATON, IL 72,43872.4k $1.9m $1.9m 0.03% Reduced -8.3k -8,254
39 Hudson Bay Capital Management LP 0.01% of their portfolio STAMFORD, CT 70,00070.0k $1.6m $1.6m 0.01% Added +5.0k +5,000
40 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 65,47265.5k $1.5m $1.5m 0.00% Reduced -1.5k -1,479
41 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 62,57462.6k $1.5m $1.5m 0.00% Reduced -20.6k -20,586
42 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 52,00052.0k $1.2m $1.2m 0.00% Reduced -75.3k -75,300
43 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 50,73050.7k $1.2m $1.2m 0.00% Reduced -62.7k -62,717
44 Perigon Wealth Management, LLC 0.03% of their portfolio SAN FRANCISCO, CA 50,24450.2k $1.2m $1.2m 0.03% Added +13.7k +13,716
45 CWM, LLC 0.01% of their portfolio OMAHA, NE 48,26048.3k $1.1m $1.1m 0.01% Added +3.4k +3,432
46 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 45,09345.1k $1.1m $1.1m 0.00% Reduced -3.7k -3,733
47 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 44,55844.6k $1.0m $1.0m 0.00% Reduced -19.8k -19,767
48 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 44,42444.4k $1.0m $1.0m 0.00% Added +4.3k +4,305
49 DHK Financial Advisors, Inc. 0.89% of their portfolio PORTSMOUTH, NH 44,41044.4k $1.3m $1.3m 0.89% Unchanged
50 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 43,85743.9k $1.0m $1.0m 0.01% Reduced -4.3k -4,329
51 Atom Investors LP 0.10% of their portfolio AUSTIN, TX 42,63542.6k $1.0m $1.0m 0.10% New
52 Ameritas Advisory Services, LLC 0.04% of their portfolio Lincoln, NE 42,61442.6k $1.0m $1.0m 0.04% Added +3.4k +3,403
53 Elmwood Wealth Management, Inc. 0.43% of their portfolio BERKELEY, CA 41,35441.4k $971.0k $971.0k 0.43% Added +5.5k +5,465
54 Mutual Advisors, LLC 0.03% of their portfolio OMAHA, NE 41,22341.2k $1.1m $1.1m 0.03% Reduced -948 -948
55 Waverly Advisors, LLC 0.02% of their portfolio BIRMINGHAM, AL 33,25433.3k $780.8k $780.8k 0.02% Reduced -562 -562
56 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 28,94328.9k $888.3k $888.3k 0.00% Added +26.1k +26,053
57 TUDOR INVESTMENT CORP ET AL 0.01% of their portfolio STAMFORD, CT 28,68228.7k $673.5k $673.5k 0.01% New
58 Crescent Grove Advisors, LLC 0.07% of their portfolio LAKE FOREST, IL 28,45428.5k $668.1k $668.1k 0.07% Added +4.7k +4,660
59 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 28,42728.4k $667.5k $667.5k 0.02% Added +10.6k +10,556
60 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 25,93125.9k $608.9k $608.9k 0.00% Reduced -2.1k -2,077
61 INSIGNEO ADVISORY SERVICES, LLC 0.06% of their portfolio MIAMI, FL 22,51622.5k $538.4k $538.4k 0.06% Reduced -4.0k -4,033
62 McGuire Investment Group, LLC 0.07% of their portfolio WAKEFIELD, RI 21,53721.5k $505.7k $505.7k 0.07% Reduced -21 -21
63 Headlands Technologies LLC 0.05% of their portfolio CHICAGO, IL 21,16321.2k $496.9k $496.9k 0.05% Added +20.8k +20,809
64 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 20,82020.8k $488.8k $488.8k 0.00% Added +173 +173
65 Insight Advisors, LLC/ PA 0.09% of their portfolio Newtown, PA 20,44020.4k $479.9k $479.9k 0.09% Reduced -4.4k -4,391
66 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 19,06919.1k $447.7k $447.7k 0.00% Reduced -127 -127
67 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 18,70018.7k $439.1k $439.1k 0.01% New
68 Sierra Capital LLC 0.06% of their portfolio MIAMI, FL 18,67118.7k $438.0k $438.0k 0.06% Unchanged
69 Wealthcare Advisory Partners LLC 0.01% of their portfolio WEST CHESTER, PA 17,28317.3k $405.8k $405.8k 0.01% New
70 Brown Miller Wealth Management, LLC 0.17% of their portfolio MCLEAN, VA 17,04117.0k $400.1k $400.1k 0.17% Added +218 +218
71 TITLEIST ASSET MANAGEMENT, LLC 0.06% of their portfolio SAN ANTONIO, TX 16,87516.9k $396.2k $396.2k 0.06% Unchanged
72 Strategic Blueprint, LLC 0.03% of their portfolio ATLANTA, GA 16,59116.6k $389.6k $389.6k 0.03% Reduced -2.3k -2,302
73 Sweet Financial Partners, LLC 0.09% of their portfolio FAIRMONT, MN 16,00016.0k $375.7k $375.7k 0.09% Reduced -500 -500
74 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 15,43115.4k $362.3k $362.3k 0.00% Reduced -190 -190
75 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 15,39915.4k $361.6k $361.6k 0.00% New
76 BARNES PETTEY FINANCIAL ADVISORS, LLC 0.31% of their portfolio CLARKSDALE, MS 15,37915.4k $361.1k $361.1k 0.31% Reduced -7.4k -7,387
77 Sloy Dahl & Holst, LLC 0.07% of their portfolio Vancouver, WA 14,97315.0k $351.6k $351.6k 0.07% Added +1.7k +1,723
78 Pacific Sun Financial Corp 0.21% of their portfolio LOS ANGELES, CA 14,91714.9k $350.3k $350.3k 0.21% Reduced -2.6k -2,555
79 EAGLE WEALTH STRATEGIES LLC 0.27% of their portfolio MULLICA HILL, NJ 14,12214.1k $331.6k $331.6k 0.27% Added +1.7k +1,676
80 BRIDGES INVESTMENT MANAGEMENT INC 0.01% of their portfolio OMAHA, NE 14,12114.1k $331.6k $331.6k 0.01% Added +517 +517
81 Prospect Financial Services LLC 0.25% of their portfolio MELVILLE, NY 14,09314.1k $330.9k $330.9k 0.25% Added +500 +500
82 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 13,52713.5k $317.6k $317.6k 0.00% Reduced -4.2k -4,191
83 CHOREO, LLC 0.01% of their portfolio ROCKFORD, IL 13,50113.5k $313.6k $313.6k 0.01% New
84 Kovack Advisors, Inc. 0.03% of their portfolio FT. LAUDERDALE, FL 13,13213.1k $308.3k $308.3k 0.03% Reduced -1.1k -1,079
85 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 12,60112.6k $295.9k $295.9k 0.01% Added +288 +288
86 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 12,12612.1k $284.7k $284.7k 0.00% Reduced -295.3k -295,297
87 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 11,85011.8k $278.2k $278.2k 0.00% Reduced -2.1k -2,135
88 MONETA GROUP INVESTMENT ADVISORS LLC 0.00% of their portfolio ST LOUIS, MO 11,57811.6k $271.8k $271.8k 0.00% Unchanged
89 New England Private Wealth Advisors LLC 0.05% of their portfolio WELLESLEY, MA 11,49611.5k $269.9k $269.9k 0.05% Reduced -81 -81
90 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 11,25811.3k $264.3k $264.3k 0.00% Reduced -1.6k -1,562
91 ROTHSCHILD INVESTMENT LLC 0.02% of their portfolio CHICAGO, IL 11,15011.2k $261.8k $261.8k 0.02% Added +10.4k +10,450
92 DEBUSSY CAPITAL MANAGEMENT LP 0.07% of their portfolio CHICAGO, IL 10,91310.9k $256.2k $256.2k 0.07% Reduced -460 -460
93 Farther Finance Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 10,87210.9k $252.6k $252.6k 0.01% Added +1.5k +1,481
94 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 10,85410.9k $254.9k $254.9k 0.00% Added +1.3k +1,301
95 PARK AVENUE SECURITIES LLC 0.00% of their portfolio NEW YORK, NY 10,66510.7k $250.0k $250.0k 0.00% Reduced -1.0k -1,002
96 Safeguard Investment Advisory Group, LLC 0.08% of their portfolio Corona, CA 10,61110.6k $246.2k $246.2k 0.08% Reduced -1.9k -1,917
97 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 10,30110.3k $241.9k $241.9k 0.00% Reduced -2.1k -2,051
98 PING CAPITAL MANAGEMENT, INC. 0.15% of their portfolio NEW YORK, NY 10,10010.1k $237.1k $237.1k 0.15% First filing
99 Avior Wealth Management, LLC 0.01% of their portfolio OMAHA, NE 9,9309.9k $233.2k $233.2k 0.01% Reduced -4.0k -3,963
100 Intrua Financial, LLC 0.04% of their portfolio Houston, TX 9,7619.8k $229.2k $229.2k 0.04% Reduced -1.2k -1,248