Vault-13

ARK ETF TR ARKG

GENOMIC REV ETF · ETP · CUSIP 00214Q302 · ISIN US00214Q3020

285 institutional holders -17 vs Q4 2023
26,108,98026.1m shares reported held*
$751.2mreported value*
24 new 64 added 103 reduced 38 sold out net bought ≈ $154.6m (+5.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $28.77. Options: 10 managers hold calls ($49.5m notional), 16 hold puts ($120.6m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 314Q4 22: 321Q1 23: 297Q2 23: 293Q3 23: 289Q4 23: 302Q1 24: 285285Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022314
Q4 2022321
Q1 2023297
Q2 2023293
Q3 2023289
Q4 2023302
Q1 2024285

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 98 bought or addedQ4 22: 168 cut or sold outQ4 22Q1 23: 105 bought or addedQ1 23: 139 cut or sold outQ1 23Q2 23: 87 bought or addedQ2 23: 133 cut or sold outQ2 23Q3 23: 97 bought or addedQ3 23: 129 cut or sold outQ3 23Q4 23: 99 bought or addedQ4 23: 140 cut or sold outQ4 23Q1 24: 88 bought or addedQ1 24: 141 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 202298168
Q1 2023105139
Q2 202387133
Q3 202397129
Q4 202399140
Q1 202488141

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150mQ2 23 calls: $33.7mQ2 23 puts: $38.8mQ2 23P/C 1.15Q3 23 calls: $36.9mQ3 23 puts: $40.3mQ3 23P/C 1.09Q4 23 calls: $68.8mQ4 23 puts: $90.1mQ4 23P/C 1.31Q1 24 calls: $49.5mQ1 24 puts: $120.6mQ1 24P/C 2.43
Numbers
QuarterCallsPutsP/C
Q2 2023$33.7m$38.8m1.15
Q3 2023$36.9m$40.3m1.09
Q4 2023$68.8m$90.1m1.31
Q1 2024$49.5m$120.6m2.43

Biggest buyers

MORGAN STANLEY Added +2,667,382+2.7m
JPMORGAN CHASE & CO Added +1,594,012+1.6m
BNP PARIBAS FINANCIAL MARKETS Added +1,173,872+1.2m
WELLS FARGO & COMPANY/MN Added +527,894+527.9k
CITADEL ADVISORS LLC New +307,423+307.4k
CITIGROUP INC Added +246,877+246.9k
BARCLAYS PLC Added +133,341+133.3k
LPL Financial LLC Added +127,645+127.6k
UBS Group AG Added +125,976+126.0k
Cetera Investment Advisers Added +104,831+104.8k

Biggest sellers

STATE OF WISCONSIN INVESTMENT BOARD Reduced -304,300-304.3k
GOLDMAN SACHS GROUP INC Reduced -296,739-296.7k
TWO SIGMA ADVISERS, LP Reduced -242,400-242.4k
TWO SIGMA INVESTMENTS, LP Reduced -217,500-217.5k
Atika Capital Management LLC Sold out -109,089-109.1k
Del-Sette Capital Management, LLC Sold out -99,135-99.1k
Walleye Trading LLC Reduced -92,078-92.1k
SG Americas Securities, LLC Reduced -90,378-90.4k
Snowden Capital Advisors LLC Sold out -69,145-69.1k
Cetera Advisors LLC Sold out -64,263-64.3k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $25.0m868.4k shares
CITADEL ADVISORS LLC Reduced $7.5m261.4k shares
IMC-Chicago, LLC Reduced $4.4m153.5k shares
GTS SECURITIES LLC Reduced $3.1m106.9k shares
JANE STREET GROUP, LLC Reduced $2.9m99.9k shares
WOLVERINE TRADING, LLC Reduced $2.7m95.5k shares
MILLENNIUM MANAGEMENT LLC New $2.5m85.2k shares
Walleye Trading LLC Reduced $1.5m50.7k shares
Cutler Group LLC / CA Reduced $15.0k17.4k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Added $26.8m933.1k shares
JANE STREET GROUP, LLC Added $21.7m753.4k shares
GTS SECURITIES LLC Added $12.3m427.6k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $12.3m426.3k shares
PURA VIDA INVESTMENTS, LLC Added $11.5m400.0k shares
BOOTHBAY FUND MANAGEMENT, LLC New $7.2m250.0k shares
IMC-Chicago, LLC Reduced $6.6m228.9k shares
WOLVERINE TRADING, LLC Added $5.5m192.8k shares
MILLENNIUM MANAGEMENT LLC Added $4.8m167.6k shares
BARCLAYS PLC New $4.6m160.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 5,866,2725.9m $168.7m $168.7m 0.00% Added +2.7m +2,667,382
2 Main Management ETF Advisors, LLC 4.09% of their portfolio SAN FRANCISCO, CA 2,692,1402.7m $77.4m $77.4m 4.09% Added +79.5k +79,475
3 BNP PARIBAS FINANCIAL MARKETS 0.08% of their portfolio PARIS, I0 2,330,5732.3m $67.0m $67.0m 0.08% Added +1.2m +1,173,872
4 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,261,1022.3m $65.0m $65.0m 0.00% Added +1.6m +1,594,012
5 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,303,2991.3m $37.5m $37.5m 0.01% Added +527.9k +527,894
6 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,269,7681.3m $36.5m $36.5m 0.01% Added +126.0k +125,976
7 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,120,8731.1m $32.2m $32.2m 0.02% Added +127.6k +127,645
8 CITIGROUP INC 0.03% of their portfolio NEW YORK, NY 908,599908.6k $26.1m $26.1m 0.03% Added +246.9k +246,877
9 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 848,512848.5k $24.4m $24.4m 0.00% Added +42.8k +42,827
10 STATE OF WISCONSIN INVESTMENT BOARD 0.06% of their portfolio MADISON, WI 744,200744.2k $21.4m $21.4m 0.06% Reduced -304.3k -304,300
11 Main Management LLC 1.68% of their portfolio SAN FRANCISCO, CA 683,244683.2k $19.6m $19.6m 1.68% Added +1.8k +1,775
12 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 346,061346.1k $10.0m $10.0m 0.00% Reduced -296.7k -296,739
13 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 340,114340.1k $9.8m $9.8m 0.02% Reduced -23.9k -23,950
14 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 307,423307.4k $8.8m $8.8m 0.01% New
15 TWO SIGMA INVESTMENTS, LP 0.02% of their portfolio NEW YORK, NY 216,800216.8k $6.2m $6.2m 0.02% Reduced -217.5k -217,500
16 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 181,472181.5k $5.2m $5.2m 0.01% Reduced -14.4k -14,437
17 Clearwater Capital Advisors, LLC 0.53% of their portfolio HOFFMAN ESTATES, IL 173,759173.8k $5.0m $5.0m 0.53% Added +6.4k +6,385
18 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 173,383173.4k $5.0m $5.0m 0.00% Reduced -49.4k -49,403
19 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 162,940162.9k $4.7m $4.7m 0.00% Reduced -19.9k -19,900
20 DDD Partners, LLC 0.56% of their portfolio BELLEVUE, WA 159,272159.3k $4.6m $4.6m 0.56% Reduced -2.5k -2,456
21 GTS SECURITIES LLC 0.11% of their portfolio NEW YORK, NY 147,434147.4k $4.2m $4.2m 0.11% Added +75.8k +75,781
22 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 141,235141.2k $4.1m $4.1m 0.00% Added +133.3k +133,341
23 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 140,897140.9k $4.1m $4.1m 0.01% Added +104.8k +104,831
24 TWO SIGMA ADVISERS, LP 0.01% of their portfolio NEW YORK, NY 127,300127.3k $3.7m $3.7m 0.01% Reduced -242.4k -242,400
25 SG Americas Securities, LLC 0.02% of their portfolio NEW YORK, NY 122,681122.7k $3.5m $3.5m 0.02% Reduced -90.4k -90,378
26 PRUDENTIAL PLC 0.03% of their portfolio LONDON, X0 121,870121.9k $3.5m $3.5m 0.03% Reduced -3.9k -3,900
27 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 120,757120.8k $3.5m $3.5m 0.00% Reduced -17.1k -17,087
28 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 115,384115.4k $3.3m $3.3m 0.01% Reduced -8.5k -8,501
29 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 114,515114.5k $3.3m $3.3m 0.00% Reduced -4.7k -4,666
30 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 113,447113.4k $3.3m $3.3m 0.00% Added +22.3k +22,313
31 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 105,625105.6k $3.0m $3.0m 0.00% Reduced -11.8k -11,814
32 WOLVERINE TRADING, LLC 0.03% of their portfolio CHICAGO, IL 100,729100.7k $2.9m $2.9m 0.03% Added +60.8k +60,771
33 Mariner, LLC 0.01% of their portfolio Overland Park, KS 97,23497.2k $2.8m $2.8m 0.01% Reduced -1.9k -1,916
34 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 93,20393.2k $2.7m $2.7m 0.00% Reduced -22.3k -22,285
35 Purus Wealth Management, LLC 1.25% of their portfolio Newport Beach, CA 87,72587.7k $2.5m $2.5m 1.25% Reduced -3.5k -3,534
36 Longitude (Cayman) Ltd. 3.64% of their portfolio GRAND CAYMAN, E9 87,00087.0k $2.5m $2.5m 3.64% Added +7.0k +7,000
37 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 83,16083.2k $2.4m $2.4m 0.00% Reduced -12.8k -12,789
38 Brookstone Capital Management 0.04% of their portfolio WHEATON, IL 80,69280.7k $2.3m $2.3m 0.04% Added +2.0k +1,959
39 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 66,95167.0k $1.9m $1.9m 0.00% Reduced -1.3k -1,322
40 Hudson Bay Capital Management LP 0.02% of their portfolio STAMFORD, CT 65,00065.0k $1.9m $1.9m 0.02% Unchanged
41 Bellecapital International Ltd. 0.41% of their portfolio ZURICH, V8 64,73364.7k $1.9m $1.9m 0.41% Added +3.1k +3,091
42 Wealthfront Advisers LLC 0.01% of their portfolio Palo Alto, CA 64,32564.3k $1.8m $1.8m 0.01% Added +19.6k +19,611
43 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 54,91454.9k $1.6m $1.6m 0.00% Reduced -524 -524
44 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 48,82648.8k $1.4m $1.4m 0.01% Reduced -8.2k -8,234
45 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 48,18648.2k $1.4m $1.4m 0.01% Reduced -4.7k -4,681
46 CWM, LLC 0.01% of their portfolio OMAHA, NE 44,82844.8k $1.3m $1.3m 0.01% Added +390 +390
47 DHK Financial Advisors, Inc. 0.90% of their portfolio PORTSMOUTH, NH 44,41044.4k $1.3m $1.3m 0.90% Unchanged
48 Mutual Advisors, LLC 0.04% of their portfolio OMAHA, NE 42,17142.2k $1.2m $1.2m 0.04% Reduced -618 -618
49 Prosperity Wealth Management, Inc. 0.55% of their portfolio San Ramon, CA 40,51540.5k $1.2m $1.2m 0.55% New
50 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 40,11940.1k $1.2m $1.2m 0.00% Reduced -7.2k -7,241
51 Ameritas Advisory Services, LLC 0.05% of their portfolio Lincoln, NE 39,21139.2k $1.1m $1.1m 0.05% Added +10.8k +10,825
52 Perigon Wealth Management, LLC 0.03% of their portfolio SAN FRANCISCO, CA 36,52836.5k $1.1m $1.1m 0.03% Added +6.9k +6,945
53 Elmwood Wealth Management, Inc. 0.44% of their portfolio BERKELEY, CA 35,88935.9k $1.0m $1.0m 0.44% Added +26.7k +26,677
54 Waverly Advisors, LLC 0.02% of their portfolio BIRMINGHAM, AL 33,81633.8k $972.5k $972.5k 0.02% Unchanged
55 Parallax Volatility Advisers, L.P. 0.03% of their portfolio San Francisco, CA 32,42732.4k $932.6k $932.6k 0.03% Added +10.5k +10,505
56 Compound Planning, Inc. 0.08% of their portfolio NEW YORK, NY 31,90931.9k $917.7k $917.7k 0.08% Reduced -71 -71
57 Walleye Trading LLC 0.01% of their portfolio NEW YORK, NY 29,80729.8k $857.2k $857.2k 0.01% Reduced -92.1k -92,078
58 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 29,19229.2k $839.6k $839.6k 0.00% Reduced -29.6k -29,616
59 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 28,00828.0k $805.5k $805.5k 0.00% Reduced -2.5k -2,460
60 INSIGNEO ADVISORY SERVICES, LLC 0.09% of their portfolio MIAMI, FL 26,54926.5k $763.5k $763.5k 0.09% Reduced -33 -33
61 IMC-Chicago, LLC 0.03% of their portfolio CHICAGO, IL 26,13826.1k $751.7k $751.7k 0.03% Added +3.9k +3,873
62 Insight Advisors, LLC/ PA 0.14% of their portfolio Newtown, PA 24,83124.8k $714.1k $714.1k 0.14% Reduced -4.8k -4,803
63 Crescent Grove Advisors, LLC 0.07% of their portfolio LAKE FOREST, IL 23,79423.8k $684.3k $684.3k 0.07% Added +2.0k +2,009
64 MEANS INVESTMENT CO., INC. 0.09% of their portfolio BANGOR, ME 22,95022.9k $660.0k $660.0k 0.09% Reduced -8.2k -8,220
65 BARNES PETTEY FINANCIAL ADVISORS, LLC 0.57% of their portfolio CLARKSDALE, MS 22,76622.8k $654.8k $654.8k 0.57% Reduced -1.6k -1,633
66 McGuire Investment Group, LLC 0.09% of their portfolio WAKEFIELD, RI 21,55821.6k $620.0k $620.0k 0.09% Added +1.0k +1,000
67 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 20,64720.6k $593.8k $593.8k 0.00% Added +1.0k +1,018
68 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 20,06920.1k $577.2k $577.2k 0.01% Reduced -2.0k -1,952
69 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 19,19619.2k $552.1k $552.1k 0.00% Reduced -1.4k -1,411
70 Cubist Systematic Strategies, LLC 0.01% of their portfolio STAMFORD, CT 19,06119.1k $548.2k $548.2k 0.01% New
71 Strategic Blueprint, LLC 0.04% of their portfolio ATLANTA, GA 18,89318.9k $543.4k $543.4k 0.04% Reduced -2.6k -2,586
72 Summit Investment Advisory Services, LLC 0.32% of their portfolio ROSEVILLE, MN 18,85918.9k $542.4k $542.4k 0.32% Reduced -561 -561
73 Sierra Capital LLC 0.07% of their portfolio MIAMI, FL 18,67118.7k $537.0k $537.0k 0.07% Unchanged
74 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 17,87117.9k $514.0k $514.0k 0.02% Added +5.7k +5,734
75 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 17,71817.7k $509.6k $509.6k 0.00% Reduced -9.5k -9,473
76 Pacific Sun Financial Corp 0.29% of their portfolio LOS ANGELES, CA 17,47217.5k $502.5k $502.5k 0.29% Reduced -1.3k -1,280
77 TITLEIST ASSET MANAGEMENT, LLC 0.09% of their portfolio SAN ANTONIO, TX 16,87516.9k $485.3k $485.3k 0.09% Added +10.3k +10,275
78 Brown Miller Wealth Management, LLC 0.21% of their portfolio MCLEAN, VA 16,82316.8k $483.8k $483.8k 0.21% Added +714 +714
79 Sweet Financial Partners, LLC 0.11% of their portfolio FAIRMONT, MN 16,50016.5k $474.5k $474.5k 0.11% Added +500 +500
80 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 15,62115.6k $449.3k $449.3k 0.00% Added +273 +273
81 Kovack Advisors, Inc. 0.05% of their portfolio FT. LAUDERDALE, FL 14,21114.2k $408.7k $408.7k 0.05% Reduced -128 -128
82 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 13,98514.0k $402.2k $402.2k 0.00% Reduced -6.3k -6,273
83 Avior Wealth Management, LLC 0.02% of their portfolio OMAHA, NE 13,89313.9k $399.6k $399.6k 0.02% Reduced -3.4k -3,390
84 BRIDGES INVESTMENT MANAGEMENT INC 0.01% of their portfolio OMAHA, NE 13,60413.6k $391.3k $391.3k 0.01% Unchanged
85 Prospect Financial Services LLC 0.32% of their portfolio MELVILLE, NY 13,59313.6k $390.9k $390.9k 0.32% Added +470 +470
86 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 13,56513.6k $390.1k $390.1k 0.00% Reduced -4.0k -4,040
87 Sloy Dahl & Holst, LLC 0.09% of their portfolio Vancouver, WA 13,25013.2k $381.1k $381.1k 0.09% Reduced -242 -242
88 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 12,82012.8k $368.7k $368.7k 0.00% Reduced -10.5k -10,520
89 Safeguard Investment Advisory Group, LLC 0.12% of their portfolio Corona, CA 12,52812.5k $360.3k $360.3k 0.12% Reduced -5.4k -5,431
90 EAGLE WEALTH STRATEGIES LLC 0.29% of their portfolio MULLICA HILL, NJ 12,44612.4k $352.8k $352.8k 0.29% Added +1.8k +1,830
91 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 12,35212.4k $355.2k $355.2k 0.01% Reduced -1.7k -1,745
92 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 12,31312.3k $354.1k $354.1k 0.01% Added +2.1k +2,096
93 Archford Capital Strategies, LLC 0.06% of their portfolio SWANSEA, IL 11,76411.8k $338.3k $338.3k 0.06% Added +267 +267
94 PARK AVENUE SECURITIES LLC 0.00% of their portfolio NEW YORK, NY 11,66711.7k $336.0k $336.0k 0.00% Added +1.4k +1,435
95 MONETA GROUP INVESTMENT ADVISORS LLC 0.01% of their portfolio ST LOUIS, MO 11,57811.6k $333.0k $333.0k 0.01% Reduced -804 -804
96 New England Private Wealth Advisors LLC 0.06% of their portfolio WELLESLEY, MA 11,57711.6k $328.2k $328.2k 0.06% Unchanged
97 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 11,56611.6k $332.7k $332.7k 0.00% Reduced -1.6k -1,575
98 Trilogy Capital Inc. 0.02% of their portfolio IRVINE, CA 11,39411.4k $327.7k $327.7k 0.02% Reduced -1.1k -1,119
99 DEBUSSY CAPITAL MANAGEMENT LP 0.08% of their portfolio CHICAGO, IL 11,37311.4k $283.2k $283.2k 0.08% New
100 Strategic Advisors LLC 0.06% of their portfolio New York, NY 11,03311.0k $317.3k $317.3k 0.06% Unchanged