Vault-13

ARK ETF TR ARKG

GENOMIC REV ETF · ETP · CUSIP 00214Q302 · ISIN US00214Q3020

293 institutional holders -4 vs Q1 2023
19,554,69219.6m shares reported held*
$665.9mreported value*
28 new 59 added 101 reduced 32 sold out net sold ≈ $94.6m (-2.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $34.05. Options: 11 managers hold calls ($33.7m notional), 13 hold puts ($38.8m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 314Q4 22: 321Q1 23: 297Q2 23: 293293Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022314
Q4 2022321
Q1 2023297
Q2 2023293

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 98 bought or addedQ4 22: 168 cut or sold outQ4 22Q1 23: 105 bought or addedQ1 23: 139 cut or sold outQ1 23Q2 23: 87 bought or addedQ2 23: 133 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202298168
Q1 2023105139
Q2 202387133

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150mQ3 22 calls: $101.7mQ3 22 puts: $74.8mQ3 22P/C 0.74Q4 22 calls: $63.0mQ4 22 puts: $62.9mQ4 22P/C 1.00Q1 23 calls: $51.8mQ1 23 puts: $97.2mQ1 23P/C 1.88Q2 23 calls: $33.7mQ2 23 puts: $38.8mQ2 23P/C 1.15
Numbers
QuarterCallsPutsP/C
Q3 2022$101.7m$74.8m0.74
Q4 2022$63.0m$62.9m1.00
Q1 2023$51.8m$97.2m1.88
Q2 2023$33.7m$38.8m1.15

Biggest buyers

WELLS FARGO & COMPANY/MN Added +277,885+277.9k
CITADEL ADVISORS LLC Added +135,327+135.3k
Quantitative Investment Management, LLC New +100,409+100.4k
B. Riley Wealth Advisors, Inc. New +58,430+58.4k
BlueCrest Capital Management Ltd New +46,864+46.9k
Mariner, LLC Added +31,276+31.3k
Cresset Asset Management, LLC New +30,781+30.8k
HighTower Advisors, LLC Added +26,535+26.5k
Houlihan Financial Resource Group, Ltd. New +25,057+25.1k
Main Management ETF Advisors, LLC Added +21,930+21.9k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -868,239-868.2k
MORGAN STANLEY Reduced -790,887-790.9k
GOLDMAN SACHS GROUP INC Reduced -785,711-785.7k
BNP PARIBAS FINANCIAL MARKETS Reduced -284,991-285.0k
Raymond James Financial Services Advisors, Inc. Reduced -190,039-190.0k
TWO SIGMA ADVISERS, LP Sold out -68,500-68.5k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -62,278-62.3k
Ameritas Advisory Services, LLC Sold out -48,839-48.8k
Ikarian Capital, LLC Sold out -46,462-46.5k
Cetera Advisor Networks LLC Reduced -45,922-45.9k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $10.1m295.8k shares
WOLVERINE TRADING, LLC Added $6.4m189.1k shares
CITADEL ADVISORS LLC Added $5.2m153.2k shares
JANE STREET GROUP, LLC Added $4.2m122.9k shares
Walleye Trading LLC Reduced $3.3m97.4k shares
IMC-Chicago, LLC Reduced $2.6m76.8k shares
MILLENNIUM MANAGEMENT LLC Reduced $1.2m35.0k shares
JPMORGAN CHASE & CO Unchanged $606.8k17.8k shares
Parallax Volatility Advisers, L.P. Added $68.2k2.0k shares
Cutler Group LLC / CA Added $54.0k38.8k shares

Biggest puts

PURA VIDA INVESTMENTS, LLC Reduced $11.9m348.9k shares
CITADEL ADVISORS LLC Added $8.4m245.0k shares
MILLENNIUM MANAGEMENT LLC Unchanged $3.4m100.0k shares
WOLVERINE TRADING, LLC Added $2.9m86.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $2.8m81.8k shares
JANE STREET GROUP, LLC Reduced $1.9m55.6k shares
IMC-Chicago, LLC Reduced $1.7m50.8k shares
BANK OF AMERICA CORP /DE/ Reduced $1.7m50.0k shares
Parallax Volatility Advisers, L.P. Unchanged $1.7m50.0k shares
Walleye Trading LLC Added $1.2m36.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 3,376,3453.4m $115.1m $115.1m 0.01% Reduced -790.9k -790,887
2 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 2,752,6142.8m $93.8m $93.8m 0.03% Added +277.9k +277,885
3 BNP PARIBAS FINANCIAL MARKETS 0.11% of their portfolio PARIS, I0 1,698,9091.7m $57.9m $57.9m 0.11% Reduced -285.0k -284,991
4 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,665,5381.7m $56.8m $56.8m 0.01% Reduced -868.2k -868,239
5 CITIGROUP INC 0.06% of their portfolio NEW YORK, NY 1,419,0041.4m $48.4m $48.4m 0.06% Added +16.1k +16,147
6 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 946,271946.3k $32.3m $32.3m 0.02% Reduced -18.8k -18,840
7 STATE OF WISCONSIN INVESTMENT BOARD 0.09% of their portfolio MADISON, WI 891,800891.8k $30.4m $30.4m 0.09% Reduced -41.6k -41,600
8 UBS Group AG 0.01% of their portfolio ZURICH, V8 509,749509.7k $17.4m $17.4m 0.01% Reduced -38.3k -38,267
9 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 466,675466.7k $15.9m $15.9m 0.03% Reduced -62.3k -62,278
10 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 271,438271.4k $9.3m $9.3m 0.02% Reduced -11.3k -11,305
11 Main Management ETF Advisors, LLC 0.66% of their portfolio SAN FRANCISCO, CA 269,180269.2k $9.2m $9.2m 0.66% Added +21.9k +21,930
12 Clearwater Capital Advisors, LLC 0.99% of their portfolio HOFFMAN ESTATES, IL 242,756242.8k $8.3m $8.3m 0.99% Reduced -39 -39
13 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 218,074218.1k $7.4m $7.4m 0.00% Reduced -16.5k -16,502
14 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 210,146210.1k $7.2m $7.2m 0.03% Reduced -7.7k -7,679
15 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 208,598208.6k $7.1m $7.1m 0.01% Added +6.6k +6,647
16 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 193,545193.5k $6.6m $6.6m 0.00% Added +8.7k +8,712
17 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 184,311184.3k $6.3m $6.3m 0.01% Added +135.3k +135,327
18 DDD Partners, LLC 0.86% of their portfolio BELLEVUE, WA 181,642181.6k $6.2m $6.2m 0.86% Added +605 +605
19 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 139,318139.3k $4.8m $4.8m 0.01% Added +26.5k +26,535
20 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 137,407137.4k $4.7m $4.7m 0.00% Added +2.9k +2,948
21 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 125,037125.0k $4.3m $4.3m 0.00% Reduced -785.7k -785,711
22 PRUDENTIAL PLC 0.05% of their portfolio LONDON, X0 123,570123.6k $4.2m $4.2m 0.05% Reduced -8.6k -8,600
23 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 112,578112.6k $3.8m $3.8m 0.01% Reduced -190.0k -190,039
24 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 104,527104.5k $3.6m $3.6m 0.00% Reduced -314 -314
25 Mariner, LLC 0.01% of their portfolio Overland Park, KS 102,137102.1k $3.5m $3.5m 0.01% Added +31.3k +31,276
26 Quantitative Investment Management, LLC 0.32% of their portfolio CHARLOTTESVILLE, VA 100,409100.4k $3.4m $3.4m 0.32% New
27 Brookstone Capital Management 0.07% of their portfolio WHEATON, IL 99,985100.0k $3.3m $3.3m 0.07% Reduced -4.5k -4,483
28 Purus Wealth Management, LLC 2.15% of their portfolio Newport Beach, CA 97,35797.4k $3.3m $3.3m 2.15% Added +1.9k +1,883
29 Snowden Capital Advisors LLC 0.09% of their portfolio New York, NY 72,55272.6k $2.5m $2.5m 0.09% Reduced -929 -929
30 Bellecapital International Ltd. 0.60% of their portfolio ZURICH, V8 72,44772.4k $2.5m $2.5m 0.60% Added +8.7k +8,724
31 Cetera Advisors LLC 0.04% of their portfolio DENVER, CO 67,87167.9k $2.3m $2.3m 0.04% Added +924 +924
32 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 67,25267.3k $2.3m $2.3m 0.01% Added +14.9k +14,865
33 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 65,87465.9k $2.2m $2.2m 0.00% Added +697 +697
34 Foundations Investment Advisors, LLC 0.07% of their portfolio PHOENIX, AZ 63,55063.5k $2.2m $2.2m 0.07% Reduced -3.8k -3,753
35 ROTHSCHILD INVESTMENT LLC /IL 0.18% of their portfolio CHICAGO, IL 63,09563.1k $2.2m $2.2m 0.18% Reduced -18.2k -18,175
36 B. Riley Wealth Advisors, Inc. 0.04% of their portfolio MEMPHIS, TN 58,43058.4k $2.0m $2.0m 0.04% New
37 Strategic Wealth Investment Group, LLC 0.29% of their portfolio LOUISVILLE, KY 53,30953.3k $1.8m $1.8m 0.29% Added +8.9k +8,931
38 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 51,04751.0k $1.7m $1.7m 0.02% Reduced -2.7k -2,660
39 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 48,60548.6k $1.7m $1.7m 0.01% Reduced -45.9k -45,922
40 BlueCrest Capital Management Ltd 0.21% of their portfolio ST HELIER, Y9 46,86446.9k $1.6m $1.6m 0.21% New
41 Longitude (Cayman) Ltd. 2.40% of their portfolio GRAND CAYMAN, E9 46,00046.0k $1.6m $1.6m 2.40% Added +5.0k +5,000
42 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 45,78445.8k $1.6m $1.6m 0.00% Reduced -40.2k -40,157
43 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 44,97845.0k $1.5m $1.5m 0.00% Reduced -15.3k -15,325
44 SG Americas Securities, LLC 0.01% of their portfolio NEW YORK, NY 43,49943.5k $1.5m $1.5m 0.01% Reduced -12.8k -12,814
45 Mutual Advisors, LLC 0.05% of their portfolio OMAHA, NE 42,39742.4k $1.4m $1.4m 0.05% Added +361 +361
46 MEANS INVESTMENT CO., INC. 0.22% of their portfolio BANGOR, ME 41,46841.5k $1.4m $1.4m 0.22% Reduced -1.8k -1,780
47 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 41,21341.2k $1.4m $1.4m 0.01% Added +828 +828
48 Avior Wealth Management, LLC 0.09% of their portfolio OMAHA, NE 40,58240.6k $1.4m $1.4m 0.09% Added +117 +117
49 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 36,83336.8k $1.3m $1.3m 0.01% Reduced -16.8k -16,834
50 CWM, LLC 0.01% of their portfolio OMAHA, NE 36,77436.8k $1.3m $1.3m 0.01% Added +8.0k +8,045
51 BARNES PETTEY FINANCIAL ADVISORS, LLC 1.05% of their portfolio CLARKSDALE, MS 35,45935.5k $1.2m $1.2m 1.05% Added +519 +519
52 Hudson Bay Capital Management LP 0.01% of their portfolio STAMFORD, CT 35,00035.0k $1.2m $1.2m 0.01% Reduced -45.0k -45,000
53 Waverly Advisors, LLC 0.05% of their portfolio BIRMINGHAM, AL 34,67534.7k $1.2m $1.2m 0.05% Added +4.8k +4,825
54 EQUITABLE TRUST CO 0.09% of their portfolio NASHVILLE, TN 34,12134.1k $1.2m $1.2m 0.09% Reduced -5.1k -5,119
55 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 32,44532.4k $1.1m $1.1m 0.00% Reduced -4.0k -3,973
56 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 30,79030.8k $1.0m $1.0m 0.01% Added +5.9k +5,947
57 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 30,78130.8k $1.0m $1.0m 0.01% New
58 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 30,33730.3k $1.0m $1.0m 0.01% Added +3.3k +3,254
59 Pacific Sun Financial Corp 0.57% of their portfolio LOS ANGELES, CA 28,40628.4k $854.2k $854.2k 0.57% First filing
60 Elite Wealth Management, Inc. 0.32% of their portfolio KIRKLAND, WA 27,93827.9k $952.4k $952.4k 0.32% Added +12.8k +12,757
61 INSIGNEO ADVISORY SERVICES, LLC 0.18% of their portfolio MIAMI, FL 27,03727.0k $921.7k $921.7k 0.18% Added +8.2k +8,161
62 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 26,62626.6k $556.8k $556.8k 0.00% Added +4.0k +4,025
63 Houlihan Financial Resource Group, Ltd. 0.02% of their portfolio ASHBURN, VA 25,05725.1k $788.0k $788.0k 0.02% New
64 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 23,22623.2k $791.8k $791.8k 0.00% Added +10.6k +10,612
65 WOLVERINE TRADING, LLC 0.01% of their portfolio CHICAGO, IL 23,05223.1k $777.1k $777.1k 0.01% Added +14.9k +14,896
66 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 22,59422.6k $770.2k $770.2k 0.00% Reduced -6.2k -6,240
67 Parallax Volatility Advisers, L.P. 0.03% of their portfolio San Francisco, CA 22,19422.2k $756.6k $756.6k 0.03% Reduced -4.0k -4,017
68 Strategic Blueprint, LLC 0.07% of their portfolio ATLANTA, GA 22,18222.2k $756.2k $756.2k 0.07% Reduced -476 -476
69 Oxler Private Wealth LLC 0.36% of their portfolio Rye Brook, NY 22,16622.2k $755.6k $755.6k 0.36% Unchanged
70 Crescent Grove Advisors, LLC 0.08% of their portfolio LAKE FOREST, IL 22,06222.1k $752.1k $752.1k 0.08% Reduced -534 -534
71 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 21,76621.8k $742.0k $742.0k 0.00% Added +753 +753
72 Gladstone Institutional Advisory LLC 0.04% of their portfolio Bedminster, NJ 20,97321.0k $715.0k $715.0k 0.04% Reduced -3.4k -3,355
73 Safeguard Investment Advisory Group, LLC 0.30% of their portfolio Corona, CA 20,68220.7k $705.5k $705.5k 0.30% Reduced -1.1k -1,111
74 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 20,03120.0k $682.8k $682.8k 0.00% Added +1.3k +1,266
75 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 19,39119.4k $661.0k $661.0k 0.00% Reduced -60 -60
76 Perigon Wealth Management, LLC 0.03% of their portfolio SAN FRANCISCO, CA 19,33919.3k $659.3k $659.3k 0.03% Added +3.8k +3,803
77 Summit Investment Advisory Services, LLC 0.44% of their portfolio ROSEVILLE, MN 19,32319.3k $658.7k $658.7k 0.44% Reduced -62 -62
78 Prosperity Wealth Management, Inc. 0.43% of their portfolio San Ramon, CA 19,12919.1k $652.1k $652.1k 0.43% Added +705 +705
79 Sierra Capital LLC 0.10% of their portfolio MIAMI, FL 18,67118.7k $636.0k $636.0k 0.10% Reduced -3.7k -3,680
80 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 18,45018.4k $629.0k $629.0k 0.00% Reduced -2.9k -2,905
81 Intrua Financial, LLC 0.10% of their portfolio Houston, TX 17,18417.2k $585.8k $585.8k 0.10% Reduced -1.9k -1,901
82 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 16,14116.1k $550.2k $550.2k 0.01% Reduced -216 -216
83 Aveo Capital Partners, LLC 0.07% of their portfolio ENGLEWOOD, CO 16,03616.0k $546.7k $546.7k 0.07% Unchanged
84 Brown Miller Wealth Management, LLC 0.29% of their portfolio MCLEAN, VA 15,93015.9k $543.1k $543.1k 0.29% Added +967 +967
85 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 15,33315.3k $522.7k $522.7k 0.00% First filing
86 EWG Elevate Inc. 0.20% of their portfolio ROSEVILLE, CA 14,43814.4k $492.2k $492.2k 0.20% New
87 BRIDGES INVESTMENT MANAGEMENT INC 0.02% of their portfolio OMAHA, NE 14,33914.3k $488.8k $488.8k 0.02% Unchanged
88 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 14,31514.3k $488.0k $488.0k 0.00% Added +4.0k +3,961
89 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 13,88513.9k $473.3k $473.3k 0.01% Reduced -1.7k -1,684
90 Kovack Advisors, Inc. 0.06% of their portfolio FT. LAUDERDALE, FL 13,04313.0k $444.6k $444.6k 0.06% Reduced -221 -221
91 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 12,29112.3k $435.5k $435.5k 0.00% Reduced -2.1k -2,100
92 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 11,75811.8k $400.8k $400.8k 0.01% Reduced -2.2k -2,222
93 McGuire Investment Group, LLC 0.07% of their portfolio WAKEFIELD, RI 11,65211.7k $397.2k $397.2k 0.07% Reduced -16.5k -16,527
94 New England Private Wealth Advisors LLC 0.08% of their portfolio WELLESLEY, MA 11,49611.5k $391.9k $391.9k 0.08% Unchanged
95 One Charles Private Wealth Services, LLC 0.23% of their portfolio HINGHAM, MA 11,41711.4k $389.2k $389.2k 0.23% Reduced -4.4k -4,392
96 Strategic Advisors LLC 0.07% of their portfolio New York, NY 11,39911.4k $388.6k $388.6k 0.07% Reduced -87 -87
97 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 11,28211.3k $385.0k $385.0k 0.01% Unchanged
98 Wealth Quarterback LLC 0.26% of their portfolio TOMS RIVER, NJ 11,21411.2k $382.3k $382.3k 0.26% Reduced -340 -340
99 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 11,19611.2k $381.7k $381.7k 0.00% Reduced -123 -123
100 Moors & Cabot, Inc. 0.03% of their portfolio BOSTON, MA 11,14111.1k $379.8k $379.8k 0.03% Reduced -20 -20