Vault-13

ARK ETF TR ARKG

GENOMIC REV ETF · ETP · CUSIP 00214Q302 · ISIN US00214Q3020

321 institutional holders +7 vs Q3 2022
18,577,66718.6m shares reported held*
$524.4mreported value*
34 new 64 added 129 reduced 39 sold out net sold ≈ $78.8m (-2.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $28.23. Options: 15 managers hold calls ($63.0m notional), 15 hold puts ($62.9m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 314Q4 22: 321321Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022314
Q4 2022321

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150mQ3 22 calls: $101.7mQ3 22 puts: $74.8mQ3 22P/C 0.74Q4 22 calls: $63.0mQ4 22 puts: $62.9mQ4 22P/C 1.00
Numbers
QuarterCallsPutsP/C
Q3 2022$101.7m$74.8m0.74
Q4 2022$63.0m$62.9m1.00

Biggest buyers

WELLS FARGO & COMPANY/MN Added +1,185,513+1.2m
BANK OF AMERICA CORP /DE/ Added +421,637+421.6k
Chevy Chase Trust Holdings, LLC New +122,216+122.2k
JANE STREET GROUP, LLC New +120,144+120.1k
Tower Research Capital LLC (TRC) Added +113,169+113.2k
Mariner, LLC Added +57,230+57.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +44,569+44.6k
Avior Wealth Management, LLC Added +41,756+41.8k
Clearwater Capital Advisors, LLC Added +41,053+41.1k
HRT FINANCIAL LP New +27,777+27.8k

Biggest sellers

BNP PARIBAS FINANCIAL MARKETS Reduced -1,543,013-1.5m
MORGAN STANLEY Reduced -1,372,136-1.4m
GOLDMAN SACHS GROUP INC Reduced -675,515-675.5k
CITADEL ADVISORS LLC Reduced -287,014-287.0k
UBS Group AG Reduced -184,287-184.3k
Lido Advisors, LLC Reduced -122,655-122.7k
ROYAL BANK OF CANADA Reduced -110,128-110.1k
CITIGROUP INC Reduced -99,970-100.0k
RAYMOND JAMES & ASSOCIATES Reduced -57,686-57.7k
Ikarian Capital, LLC Reduced -50,000-50.0k

Biggest calls

CITADEL ADVISORS LLC Reduced $16.3m577.8k shares
JANE STREET GROUP, LLC Reduced $13.4m476.1k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $11.8m419.3k shares
WOLVERINE TRADING, LLC Reduced $6.3m222.9k shares
Parallax Volatility Advisers, L.P. Added $4.3m153.3k shares
IMC-Chicago, LLC Reduced $4.1m146.4k shares
Walleye Trading LLC Added $4.1m144.6k shares
GOLDMAN SACHS GROUP INC Unchanged $1.4m50.0k shares
Granite Point Capital Management, L.P. New $624.8k20.0k shares
JPMORGAN CHASE & CO New $502.0k17.8k shares

Biggest puts

PURA VIDA INVESTMENTS, LLC Added $25.4m900.0k shares
GOLDMAN SACHS GROUP INC Reduced $14.7m520.1k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $4.1m145.3k shares
CITADEL ADVISORS LLC Reduced $3.5m125.3k shares
MILLENNIUM MANAGEMENT LLC New $2.8m100.0k shares
JANE STREET GROUP, LLC Reduced $2.3m83.0k shares
BANK OF AMERICA CORP /DE/ New $2.3m82.9k shares
WOLVERINE TRADING, LLC Added $2.3m82.2k shares
Walleye Trading LLC Reduced $2.3m81.6k shares
IMC-Chicago, LLC Reduced $1.6m55.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 3,605,7143.6m $101.8m $101.8m 0.01% Reduced -1.4m -1,372,136
2 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 2,273,4662.3m $64.2m $64.2m 0.02% Added +1.2m +1,185,513
3 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,612,6501.6m $45.5m $45.5m 0.01% Added +421.6k +421,637
4 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 970,293970.3k $27.4m $27.4m 0.02% Reduced -7.5k -7,480
5 STATE OF WISCONSIN INVESTMENT BOARD 0.08% of their portfolio MADISON, WI 828,300828.3k $23.4m $23.4m 0.08% Added +23.1k +23,100
6 BNP PARIBAS FINANCIAL MARKETS 0.05% of their portfolio PARIS, I0 703,654703.7k $19.9m $19.9m 0.05% Reduced -1.5m -1,543,013
7 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 672,112672.1k $19.0m $19.0m 0.01% Reduced -675.5k -675,515
8 UBS Group AG 0.01% of their portfolio ZURICH, V8 576,847576.8k $16.3m $16.3m 0.01% Reduced -184.3k -184,287
9 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 552,881552.9k $15.6m $15.6m 0.04% Added +7.7k +7,666
10 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 309,889309.9k $8.7m $8.7m 0.01% Reduced -100.0k -99,970
11 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 288,096288.1k $8.1m $8.1m 0.02% Reduced -16.7k -16,749
12 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 268,764268.8k $7.6m $7.6m 0.02% Reduced -17.8k -17,769
13 Clearwater Capital Advisors, LLC 0.90% of their portfolio HOFFMAN ESTATES, IL 245,912245.9k $6.9m $6.9m 0.90% Added +41.1k +41,053
14 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 205,293205.3k $5.8m $5.8m 0.03% Reduced -20.5k -20,476
15 Main Management ETF Advisors, LLC 0.52% of their portfolio SAN FRANCISCO, CA 197,540197.5k $5.6m $5.6m 0.52% Added +9.5k +9,545
16 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 195,974196.0k $5.5m $5.5m 0.01% Reduced -8.6k -8,552
17 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 189,699189.7k $5.4m $5.4m 0.00% Reduced -110.1k -110,128
18 DDD Partners, LLC 0.83% of their portfolio BELLEVUE, WA 184,287184.3k $5.2m $5.2m 0.83% Added +1.3k +1,332
19 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 147,681147.7k $4.2m $4.2m 0.00% Reduced -57.7k -57,686
20 PRUDENTIAL PLC 0.05% of their portfolio LONDON, X0 132,170132.2k $3.7m $3.7m 0.05% Reduced -5.0k -5,000
21 Chevy Chase Trust Holdings, LLC 0.01% of their portfolio BETHESDA, MD 122,216122.2k $3.5m $3.5m 0.01% New
22 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 120,702120.7k $3.4m $3.4m 0.00% Reduced -287.0k -287,014
23 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 120,144120.1k $3.4m $3.4m 0.01% New
24 Tower Research Capital LLC (TRC) 0.14% of their portfolio NEW YORK, NY 115,512115.5k $3.3m $3.3m 0.14% Added +113.2k +113,169
25 Brookstone Capital Management 0.06% of their portfolio WHEATON, IL 108,179108.2k $3.1m $3.1m 0.06% Reduced -40.8k -40,792
26 Snowden Capital Advisors LLC 0.12% of their portfolio New York, NY 101,901101.9k $2.9m $2.9m 0.12% Reduced -1.7k -1,714
27 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 101,510101.5k $2.9m $2.9m 0.00% Reduced -20.5k -20,498
28 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 100,147100.1k $2.8m $2.8m 0.01% Reduced -41.6k -41,580
29 Purus Wealth Management, LLC 2.46% of their portfolio Newport Beach, CA 95,94995.9k $2.7m $2.7m 2.46% Reduced -2.5k -2,473
30 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 94,42994.4k $2.7m $2.7m 0.02% Reduced -4.2k -4,195
31 NATIONAL BANK OF CANADA /FI/ 0.01% of their portfolio MONTREAL, A8 89,31489.3k $2.5m $2.5m 0.01% Added +17.0k +16,956
32 ROTHSCHILD INVESTMENT LLC /IL 0.23% of their portfolio CHICAGO, IL 88,04588.0k $2.5m $2.5m 0.23% Reduced -1.1k -1,125
33 Claraphi Advisory Network, LLC 0.93% of their portfolio ALISO VIEJO, X1 82,73282.7k $2.3m $2.3m 0.93% Added +26.1k +26,068
34 Sierra Capital LLC 0.39% of their portfolio MIAMI, FL 80,22680.2k $2.3m $2.3m 0.39% Added +14.7k +14,669
35 Foundations Investment Advisors, LLC 0.08% of their portfolio PHOENIX, AZ 71,55971.6k $2.0m $2.0m 0.08% Reduced -3.0k -3,029
36 Mariner, LLC 0.01% of their portfolio Overland Park, KS 70,00170.0k $2.0m $2.0m 0.01% Added +57.2k +57,230
37 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 68,20168.2k $1.9m $1.9m 0.00% Reduced -4.6k -4,618
38 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 67,45767.5k $1.9m $1.9m 0.03% Reduced -2.0k -2,015
39 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 65,63065.6k $1.9m $1.9m 0.00% Reduced -7.6k -7,647
40 CONSOLIDATED CAPITAL MANAGEMENT, LLC 1.07% of their portfolio BURBANK, CA 63,61063.6k $1.8m $1.8m 1.07% Reduced -14.3k -14,338
41 Bellecapital International Ltd. 0.46% of their portfolio ZURICH, V8 58,34358.3k $1.6m $1.6m 0.46% Reduced -17.2k -17,192
42 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 58,12858.1k $1.6m $1.6m 0.00% Added +44.6k +44,569
43 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 57,59957.6k $883.4k $883.4k 0.02% Added +15.8k +15,752
44 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 57,57657.6k $1.6m $1.6m 0.01% Added +6.9k +6,885
45 Private Advisor Group, LLC 0.05% of their portfolio MORRISTOWN, NJ 55,27155.3k $1.6m $1.6m 0.05% Reduced -8.6k -8,622
46 Belpointe Asset Management LLC 0.09% of their portfolio RENO, NV 55,23355.2k $1.6m $1.6m 0.09% Added +25.2k +25,235
47 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 53,87053.9k $1.5m $1.5m 0.01% Reduced -7.1k -7,076
48 Ikarian Capital, LLC 0.54% of their portfolio DALLAS, TX 46,46246.5k $1.3m $1.3m 0.54% Reduced -50.0k -50,000
49 Longitude (Cayman) Ltd. 3.61% of their portfolio GRAND CAYMAN, E9 46,00046.0k $1.3m $1.3m 3.61% Added +10.0k +10,000
50 Avior Wealth Management, LLC 0.10% of their portfolio OMAHA, NE 45,85845.9k $1.3m $1.3m 0.10% Added +41.8k +41,756
51 SG Americas Securities, LLC 0.02% of their portfolio NEW YORK, NY 44,45044.5k $1.3m $1.3m 0.02% Added +6.6k +6,562
52 MEANS INVESTMENT CO., INC. 0.25% of their portfolio BANGOR, ME 44,18044.2k $1.2m $1.2m 0.25% Reduced -32.1k -32,146
53 EQUITABLE TRUST CO 0.10% of their portfolio NASHVILLE, TN 44,12744.1k $1.2m $1.2m 0.10% Reduced -11.6k -11,639
54 Ameritas Advisory Services, LLC 0.06% of their portfolio Lincoln, NE 42,38542.4k $1.2m $1.2m 0.06% Reduced -8.4k -8,411
55 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 42,28642.3k $1.2m $1.2m 0.00% Reduced -20.6k -20,578
56 Mutual Advisors, LLC 0.05% of their portfolio OMAHA, NE 41,21641.2k $1.2m $1.2m 0.05% Reduced -7.3k -7,301
57 Strategic Wealth Investment Group, LLC 0.31% of their portfolio LOUISVILLE, KY 40,20140.2k $1.3m $1.3m 0.31% Added +3.9k +3,864
58 Hudson Bay Capital Management LP 0.01% of their portfolio STAMFORD, CT 40,00040.0k $1.1m $1.1m 0.01% Added +25.0k +25,000
59 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 38,91138.9k $1.1m $1.1m 0.01% Added +1.5k +1,522
60 BARNES PETTEY FINANCIAL ADVISORS, LLC 1.01% of their portfolio CLARKSDALE, MS 34,53134.5k $974.8k $974.8k 1.01% Reduced -6.3k -6,313
61 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 33,46733.5k $944.8k $944.8k 0.00% Added +2.5k +2,453
62 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 33,30833.3k $940.3k $940.3k 0.00% Added +2.6k +2,617
63 Bickling Financial Services, Inc. 0.58% of their portfolio LEXINGTON, MA 33,08733.1k $934.0k $934.0k 0.58% Reduced -4.5k -4,455
64 McGuire Investment Group, LLC 0.20% of their portfolio WAKEFIELD, RI 32,65332.7k $921.8k $921.8k 0.20% Reduced -7.8k -7,772
65 PATHSTONE FAMILY OFFICE, LLC 0.01% of their portfolio ENGLEWOOD, NJ 32,11432.1k $1.2m $1.2m 0.01% Added +2.9k +2,938
66 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 31,16331.2k $879.7k $879.7k 0.01% Reduced -4.6k -4,593
67 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 30,37930.4k $857.6k $857.6k 0.01% Reduced -1.0k -1,036
68 Pacific Sun Financial Corp 0.58% of their portfolio LOS ANGELES, CA 28,96629.0k $817.7k $817.7k 0.58% Reduced -4.7k -4,730
69 HRT FINANCIAL LP 0.01% of their portfolio NEW YORK, NY 27,77727.8k $784.0k $784.0k 0.01% New
70 Gladstone Institutional Advisory LLC 0.05% of their portfolio Bedminster, NJ 27,50827.5k $776.5k $776.5k 0.05% Reduced -1.3k -1,349
71 Waverly Advisors, LLC 0.04% of their portfolio BIRMINGHAM, AL 27,15027.1k $766.4k $766.4k 0.04% Reduced -791 -791
72 Canal Capital Management, LLC 0.18% of their portfolio Richmond, VA 26,35226.4k $743.9k $743.9k 0.18% Added +340 +340
73 One Charles Private Wealth Services, LLC 0.44% of their portfolio HINGHAM, MA 23,83723.8k $672.9k $672.9k 0.44% Reduced -6.2k -6,179
74 Insight Advisors, LLC/ PA 0.23% of their portfolio Newtown, PA 23,53723.5k $649.9k $649.9k 0.23% Reduced -7.5k -7,542
75 CWM, LLC 0.00% of their portfolio OMAHA, NE 23,21523.2k $655.0k $655.0k 0.00% Added +3.7k +3,685
76 IMC-Chicago, LLC 0.14% of their portfolio CHICAGO, IL 23,02723.0k $650.1k $650.1k 0.14% New
77 Intrua Financial, LLC 0.17% of their portfolio Houston, TX 22,87422.9k $727.4k $727.4k 0.17% Reduced -3.4k -3,355
78 Crescent Grove Advisors, LLC 0.07% of their portfolio LAKE FOREST, IL 22,59622.6k $637.9k $637.9k 0.07% Reduced -927 -927
79 Oxler Private Wealth LLC 0.34% of their portfolio Rye Brook, NY 22,32622.3k $630.3k $630.3k 0.34% Added +17.2k +17,175
80 Safeguard Investment Advisory Group, LLC 0.39% of their portfolio Corona, CA 22,23422.2k $628.0k $628.0k 0.39% Reduced -471 -471
81 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 21,23521.2k $599.0k $599.0k 0.00% Added +8.5k +8,506
82 Strategic Blueprint, LLC 0.07% of their portfolio ATLANTA, GA 20,74920.7k $585.8k $585.8k 0.07% Added +742 +742
83 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 20,36120.4k $574.8k $574.8k 0.00% Added +4.6k +4,570
84 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 19,46919.5k $550.0k $550.0k 0.00% Reduced -1.1k -1,076
85 Summit Investment Advisory Services, LLC 0.66% of their portfolio ROSEVILLE, MN 19,27619.3k $544.2k $544.2k 0.66% First filing
86 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 18,70218.7k $528.0k $528.0k 0.00% Reduced -4.2k -4,158
87 Strategic Advisors LLC 0.11% of their portfolio New York, NY 18,14218.1k $512.1k $512.1k 0.11% Reduced -127 -127
88 WOLVERINE TRADING, LLC 0.01% of their portfolio CHICAGO, IL 17,23017.2k $486.0k $486.0k 0.01% Reduced -415 -415
89 INSIGNEO ADVISORY SERVICES, LLC 0.18% of their portfolio MIAMI, FL 17,07017.1k $482.0k $482.0k 0.18% First filing
90 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 16,43516.4k $464.0k $464.0k 0.00% Reduced -1.5k -1,452
91 Aveo Capital Partners, LLC 0.07% of their portfolio ENGLEWOOD, CO 16,13616.1k $455.5k $455.5k 0.07% Added +141 +141
92 ARK Investment Management LLC 0.00% of their portfolio ST. PETERSBURG, FL 16,13416.1k $455.5k $455.5k 0.00% Added +14.6k +14,553
93 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 16,00216.0k $451.7k $451.7k 0.00% Added +559 +559
94 SP Asset Management LLC 0.06% of their portfolio CUPERTINO, CA 15,66715.7k $442.3k $442.3k 0.06% First filing
95 Prosperity Wealth Management, Inc. 0.44% of their portfolio San Ramon, CA 15,61915.6k $440.9k $440.9k 0.44% First filing
96 HAP Trading, LLC 0.07% of their portfolio NEW YORK, NY 15,50215.5k $438.0k $438.0k 0.07% Added +3.9k +3,912
97 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 15,49915.5k $438.0k $438.0k 0.01% Reduced -610 -610
98 Elite Wealth Management, Inc. 0.22% of their portfolio KIRKLAND, WA 15,44015.4k $435.9k $435.9k 0.22% Reduced -53 -53
99 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 15,04715.0k $424.8k $424.8k 0.01% Reduced -4.8k -4,814
100 Wealth Quarterback LLC 0.34% of their portfolio TOMS RIVER, NJ 14,44414.4k $407.8k $407.8k 0.34% Reduced -833 -833