Vault-13

ARK ETF TR ARKQ

AUTNMUS TECHNLGY · ETP · CUSIP 00214Q203

301 institutional holders +36 vs Q1 2026
4,934,4314.9m shares reported held*
$651.5mreported value*
56 new 91 added 58 reduced 20 sold out net bought ≈ $111.2m (+842.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($43.5k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $132.04. Options: 6 managers hold calls ($14.9m notional), 6 hold puts ($7.4m).

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 175Q4 22: 174Q1 23: 163Q2 23: 169Q3 23: 178Q4 23: 185Q1 24: 170Q2 24: 170Q3 24: 154Q4 24: 173Q1 25: 158Q2 25: 183Q3 25: 216Q4 25: 253Q1 26: 265Q2 26: 301301Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 2022175
Q4 2022174
Q1 2023163
Q2 2023169
Q3 2023178
Q4 2023185
Q1 2024170
Q2 2024170
Q3 2024154
Q4 2024173
Q1 2025158
Q2 2025183
Q3 2025216
Q4 2025253
Q1 2026265
Q2 2026301

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q3 24: 27 bought or addedQ3 24: 90 cut or sold outQ4 24: 52 bought or addedQ4 24: 65 cut or sold outQ4 24Q1 25: 65 bought or addedQ1 25: 73 cut or sold outQ2 25: 90 bought or addedQ2 25: 58 cut or sold outQ2 25Q3 25: 117 bought or addedQ3 25: 57 cut or sold outQ4 25: 135 bought or addedQ4 25: 61 cut or sold outQ4 25Q1 26: 140 bought or addedQ1 26: 77 cut or sold outQ2 26: 147 bought or addedQ2 26: 78 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20242790
Q4 20245265
Q1 20256573
Q2 20259058
Q3 202511757
Q4 202513561
Q1 202614077
Q2 202614778

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15m$20mQ3 25 calls: $12.3mQ3 25 puts: $13.1mQ3 25P/C 1.07Q4 25 calls: $13.9mQ4 25 puts: $19.2mQ4 25P/C 1.37Q1 26 calls: $16.5mQ1 26 puts: $12.7mQ1 26P/C 0.77Q2 26 calls: $14.9mQ2 26 puts: $7.4mQ2 26P/C 0.50
Numbers
QuarterCallsPutsP/C
Q3 2025$12.3m$13.1m1.07
Q4 2025$13.9m$19.2m1.37
Q1 2026$16.5m$12.7m0.77
Q2 2026$14.9m$7.4m0.50

Biggest buyers

ROYAL BANK OF CANADA Added +111,713+111.7k
LPL Financial LLC Added +104,227+104.2k
BANK OF AMERICA CORP /DE/ Added +63,480+63.5k
JPMORGAN CHASE & CO Added +57,035+57.0k
THRYVE WEALTH MANAGEMENT LLC New +54,593+54.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +51,440+51.4k
MORGAN STANLEY Added +44,097+44.1k
Cambridge Investment Research Advisors, Inc. Added +40,099+40.1k
CITADEL ADVISORS LLC New +39,632+39.6k
Paller Financial Services Inc New +33,877+33.9k

Biggest sellers

Cetera Investment Advisers Reduced -25,650-25.6k
Point72 Asset Management, L.P. Sold out -20,233-20.2k
Quadrature Capital Ltd Sold out -18,474-18.5k
GOLDMAN SACHS GROUP INC Sold out -16,706-16.7k
RAYMOND JAMES FINANCIAL INC Reduced -12,933-12.9k
JANE STREET GROUP, LLC Sold out -8,690-8.7k
PRUDENTIAL PLC Reduced -8,490-8.5k
Strategic Wealth Investment Group, LLC Reduced -6,127-6.1k
Global View Capital Management LLC Sold out -5,912-5.9k
AMERIPRISE FINANCIAL INC Sold out -3,785-3.8k

Biggest calls

Point72 Asset Management, L.P. Reduced $4.9m37.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $3.7m28.1k shares
JANE STREET GROUP, LLC Added $2.8m20.8k shares
CITADEL ADVISORS LLC Added $2.2m16.6k shares
IMC-Chicago, LLC Reduced $1.2m9.3k shares
Belvedere Trading LLC Added $79.3k600 shares

Biggest puts

Point72 Asset Management, L.P. Reduced $2.3m17.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $2.2m16.4k shares
CITADEL ADVISORS LLC Reduced $1.2m8.8k shares
JANE STREET GROUP, LLC Reduced $1.2m8.7k shares
IMC-Chicago, LLC Reduced $330.6k2.5k shares
Belvedere Trading LLC New $290.9k2.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 766,862766.9k $101.4m $101.4m 0.01% Added +63.5k +63,480
2 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 631,279631.3k $83.5m $83.5m 0.02% Added +104.2k +104,227
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 586,606586.6k $77.6m $77.6m 0.00% Added +44.1k +44,097
4 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 340,176340.2k $45.0m $45.0m 0.01% Added +23.0k +23,017
5 Hancock Prospecting Pty Ltd 0.58% of their portfolio West Perth, C3 252,500252.5k $33.4m $33.4m 0.58% Unchanged
6 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 142,567142.6k $18.9m $18.9m 0.00% Added +111.7k +111,713
7 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 129,434129.4k $16.6m $16.6m 0.00% Added +57.0k +57,035
8 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 92,61492.6k $12.2m $12.2m 0.01% Reduced -25.6k -25,650
9 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 85,32585.3k $11.3m $11.3m 0.00% Added +18.7k +18,708
10 Private Advisor Group, LLC 0.05% of their portfolio MORRISTOWN, NJ 74,51374.5k $9.9m $9.9m 0.05% Added +4.4k +4,412
11 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 73,73673.7k $9.7m $9.7m 0.01% Added +40.1k +40,099
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 66,29966.3k $8.8m $8.8m 0.01% Added +51.4k +51,440
13 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 64,85864.9k $8.6m $8.6m 0.00% Reduced -12.9k -12,933
14 Wealthfront Advisers LLC 0.02% of their portfolio Palo Alto, CA 64,57464.6k $8.5m $8.5m 0.02% Added +3.5k +3,453
15 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 64,53364.5k $8.5m $8.5m 0.01% Added +5.3k +5,281
16 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 64,03864.0k $8.5m $8.5m 0.02% Added +29.9k +29,935
17 THRYVE WEALTH MANAGEMENT LLC 4.03% of their portfolio IRVING, TX 54,59354.6k $7.2m $7.2m 4.03% New
18 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 47,27047.3k $6.3m $6.3m 0.01% Added +3.3k +3,331
19 Aspire Capital Advisors LLC 1.14% of their portfolio SEATTLE, WA 44,36944.4k $5.9m $5.9m 1.14% Added +6.5k +6,463
20 UBS Group AG 0.00% of their portfolio ZURICH, V8 43,66243.7k $5.8m $5.8m 0.00% Reduced -1.2k -1,173
21 Brookstone Capital Management 0.05% of their portfolio WHEATON, IL 40,16240.2k $5.3m $5.3m 0.05% Reduced -3.3k -3,320
22 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 39,63239.6k $5.2m $5.2m 0.00% New
23 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 35,83035.8k $4.7m $4.7m 0.00% Added +1.9k +1,915
24 BIP Wealth, LLC 0.13% of their portfolio ATLANTA, GA 35,29135.3k $4.7m $4.7m 0.13% Added +4.4k +4,382
25 Paller Financial Services Inc 3.35% of their portfolio CENTENNIAL, CO 33,87733.9k $4.5m $4.5m 3.35% New
26 Tower Research Capital LLC (TRC) 0.11% of their portfolio NEW YORK, NY 33,58633.6k $4.4m $4.4m 0.11% Added +18.8k +18,838
27 Hartford Financial Management Inc. 0.97% of their portfolio WEST HARTFORD, CT 32,81432.8k $4.3m $4.3m 0.97% Added +11 +11
28 Spire Wealth Management 0.13% of their portfolio MCLEAN, VA 31,98832.0k $4.2m $4.2m 0.13% Added +5.6k +5,572
29 Hutchens & Kramer Investment Management Group, LLC 1.10% of their portfolio CARMEL, IN 31,04931.0k $4.1m $4.1m 1.10% Added +1.5k +1,504
30 HRT FINANCIAL LP 0.01% of their portfolio NEW YORK, NY 27,97628.0k $3.7m $3.7m 0.01% New
31 Simplicity Wealth,LLC 0.12% of their portfolio SUMMIT, NJ 27,73227.7k $3.7m $3.7m 0.12% New
32 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 26,00626.0k $3.4m $3.4m 0.00% Reduced -2.1k -2,116
33 PARK AVENUE SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 22,79622.8k $3.0m $3.0m 0.02% New
34 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 20,56820.6k $2.7m $2.7m 0.00% Added +2.2k +2,185
35 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 17,97218.0k $2.4m $2.4m 0.01% Added +9.0k +9,049
36 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 17,57517.6k $2.3m $2.3m 0.01% Added +6.1k +6,141
37 Wealth Management Partners, LLC 0.55% of their portfolio TUCSON, AZ 17,54117.5k $2.3m $2.3m 0.55% Added +95 +95
38 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 16,17816.2k $2.1m $2.1m 0.00% Reduced -2.1k -2,134
39 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 16,12616.1k $2.1m $2.1m 0.01% Reduced -971 -971
40 Mariner, LLC 0.00% of their portfolio Overland Park, KS 15,62215.6k $2.1m $2.1m 0.00% Added +613 +613
41 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 15,38215.4k $2.0m $2.0m 0.00% Added +410 +410
42 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 15,30215.3k $2.0m $2.0m 0.02% Added +2.2k +2,202
43 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 14,62314.6k $1.9m $1.9m 0.00% Added +3.9k +3,861
44 Strategic Wealth Investment Group, LLC 0.23% of their portfolio LOUISVILLE, KY 14,61514.6k $1.9m $1.9m 0.23% Reduced -6.1k -6,127
45 MONETA GROUP INVESTMENT ADVISORS LLC 0.01% of their portfolio ST LOUIS, MO 13,63713.6k $1.8m $1.8m 0.01% New
46 Kovack Advisors, Inc. 0.08% of their portfolio FT. LAUDERDALE, FL 12,94312.9k $1.7m $1.7m 0.08% Added +10.0k +10,026
47 Crescent Grove Advisors, LLC 0.14% of their portfolio LAKE FOREST, IL 12,30412.3k $1.6m $1.6m 0.14% Unchanged
48 AlTi Global, Inc. 0.03% of their portfolio NEW YORK, NY 12,19212.2k $1.6m $1.6m 0.03% Unchanged
49 Fifth Third Securities, Inc. 0.08% of their portfolio Cincinnati, OH 10,97811.0k $1.5m $1.5m 0.08% New
50 StoneX Group Inc. 0.06% of their portfolio NEW YORK, NY 10,68410.7k $1.4m $1.4m 0.06% Added +2.9k +2,944
51 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 10,26310.3k $1.3m $1.3m 0.00% Added +1.8k +1,777
52 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 10,06810.1k $1.3m $1.3m 0.00% Reduced -2.1k -2,102
53 PRUDENTIAL PLC 0.01% of their portfolio LONDON, X0 9,8809.9k $1.3m $1.3m 0.01% Reduced -8.5k -8,490
54 PFG Advisors 0.07% of their portfolio Phoenix, AZ 9,8089.8k $1.3m $1.3m 0.07% Added +213 +213
55 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 9,6549.7k $1.3m $1.3m 0.02% Added +8.9k +8,886
56 MGO ONE SEVEN LLC 0.02% of their portfolio Beachwood, OH 9,0679.1k $1.2m $1.2m 0.02% Added +440 +440
57 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 8,9078.9k $1.2m $1.2m 0.01% Unchanged
58 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 8,8748.9k $1.2m $1.2m 0.00% Added +886 +886
59 Worthington Financial Partners, LLC 0.95% of their portfolio WORTHINGTON, OH 8,6698.7k $1.1m $1.1m 0.95% Reduced -98 -98
60 Compound Planning, Inc. 0.03% of their portfolio NEW YORK, NY 8,3998.4k $1.1m $1.1m 0.03% Added +533 +533
61 JOHNSON INVESTMENT COUNSEL INC 0.01% of their portfolio Cincinnati, OH 7,9147.9k $1.0m $1.0m 0.01% New
62 Farther Finance Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 7,8327.8k $1.0m $1.0m 0.01% Added +1.5k +1,546
63 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 7,4537.5k $985.4k $985.4k 0.00% Reduced -611 -611
64 Parisi Gray Wealth Management 0.20% of their portfolio MENDHAM, NJ 7,4237.4k $981.5k $981.5k 0.20% Added +205 +205
65 Turner Financial Group, Inc. 0.96% of their portfolio PACE, FL 7,2927.3k $964.1k $964.1k 0.96% First filing
66 EFG International AG 0.02% of their portfolio Zurich, V8 6,9687.0k $921.3k $921.3k 0.02% Unchanged
67 Cornerstone Wealth Management, LLC 0.04% of their portfolio ST. PETERS, MO 6,7956.8k $898.4k $898.4k 0.04% Added +1.9k +1,883
68 Purus Wealth Management, LLC 0.25% of their portfolio Newport Beach, CA 6,7736.8k $895.5k $895.5k 0.25% Reduced -4 -4
69 Dynamic Advisor Solutions LLC 0.02% of their portfolio PHOENIX, AZ 6,5616.6k $867.5k $867.5k 0.02% Added +2.6k +2,643
70 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 6,5006.5k $859.4k $859.4k 0.00% New
71 MATHER GROUP, LLC. 0.01% of their portfolio CHICAGO, IL 6,4296.4k $850.0k $850.0k 0.01% Unchanged
72 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 6,4036.4k $846.6k $846.6k 0.00% Added +2.0k +2,032
73 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 6,3206.3k $836.0k $836.0k 0.00% New
74 Western Wealth Management, LLC 0.03% of their portfolio GOLDEN, CO 5,9646.0k $788.6k $788.6k 0.03% Added +158 +158
75 LEVEL FOUR ADVISORY SERVICES, LLC 0.02% of their portfolio DALLAS, TX 5,9315.9k $784.2k $784.2k 0.02% Reduced -1.4k -1,384
76 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 5,6165.6k $742.7k $742.7k 0.00% Added +2.8k +2,815
77 Savant Capital, LLC 0.00% of their portfolio ROCKFORD, IL 5,5895.6k $738.8k $738.8k 0.00% Added +3.0k +2,988
78 Concurrent Investment Advisors, LLC 0.01% of their portfolio Tampa, FL 5,4985.5k $726.9k $726.9k 0.01% Added +2.6k +2,563
79 ARWA LLC 0.27% of their portfolio FORT WORTH, TX 5,4365.4k $642.2k $642.2k 0.27% Added +2.9k +2,924
80 Navis Wealth Advisors, LLC 0.27% of their portfolio RYE BROOK, NY 5,4325.4k $718.2k $718.2k 0.27% Unchanged
81 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 5,3985.4k $713.8k $713.8k 0.00% Reduced -40 -40
82 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 5,3815.4k $711.5k $711.5k 0.00% Added +2.5k +2,497
83 Tacita Capital Inc 0.38% of their portfolio TORONTO, A6 5,3555.4k $708.0k $708.0k 0.38% Added +605 +605
84 Hilton Head Capital Partners, LLC 0.36% of their portfolio HILTON HEAD ISLAND, SC 5,3335.3k $705.1k $705.1k 0.36% New
85 OPPENHEIMER ASSET MANAGEMENT INC. 0.01% of their portfolio NEW YORK, NY 5,2835.3k $698.5k $698.5k 0.01% Reduced -9 -9
86 Antonelli Financial Advisors, LLC 0.47% of their portfolio GROSSE POINTE, MI 5,2245.2k $691.0k $691.0k 0.47% Reduced -289 -289
87 VestGen Advisors, LLC 0.02% of their portfolio CHICAGO, IL 5,1595.2k $682.1k $682.1k 0.02% Reduced -54 -54
88 Ausdal Financial Partners, Inc. 0.03% of their portfolio Davenport, IA 5,1115.1k $675.8k $675.8k 0.03% Added +172 +172
89 SEEDS INVESTOR LLC 0.07% of their portfolio NEW YORK, NY 5,0905.1k $672.9k $672.9k 0.07% New
90 Clearstead Trust, LLC 0.09% of their portfolio PORTLAND, ME 5,0845.1k $672.2k $672.2k 0.09% Unchanged
91 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 5,0195.0k $663.7k $663.7k 0.00% Added +13 +13
92 HBW ADVISORY SERVICES LLC 0.06% of their portfolio SIMI VALLEY, CA 4,9775.0k $658.0k $658.0k 0.06% Added +1.1k +1,108
93 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 4,9484.9k $654.2k $654.2k 0.00% Reduced -624 -624
94 Hobart Private Capital, LLC 0.11% of their portfolio CHARLOTTE, NC 4,7974.8k $634.3k $634.3k 0.11% Added +2.8k +2,774
95 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 4,7374.7k $626.4k $626.4k 0.00% Added +603 +603
96 One Capital Management, LLC 0.01% of their portfolio WESTLAKE VILLAGE, CA 4,6854.7k $526.8k $526.8k 0.01% Unchanged
97 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 4,6064.6k $609.1k $609.1k 0.00% Added +442 +442
98 COMPASS CAPITAL CORP /MA/ /ADV 0.19% of their portfolio BRAINTREE, MA 4,5384.5k $584.1k $584.1k 0.19% Added +139 +139
99 Cambridge Advisors Inc. 0.10% of their portfolio OMAHA, NE 4,4174.4k $584.0k $584.0k 0.10% Added +2.6k +2,633
100 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 4,3914.4k $580.5k $580.5k 0.01% Added +475 +475