Vault-13

ARK ETF TR ARKK

INNOVATION ETF · ETP · CUSIP 00214Q104 · ISIN US00214Q1040

578 institutional holders +19 vs Q1 2025
51,986,01852.0m shares reported held*
$3.7bnreported value*
93 new 111 added 234 reduced 70 sold out net bought ≈ $179.1m (+2.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $70.28. Options: 29 managers hold calls ($2.0bn notional), 65 hold puts ($2.9bn).

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 622Q4 22: 597Q1 23: 625Q2 23: 603Q3 23: 598Q4 23: 675Q1 24: 639Q2 24: 595Q3 24: 545Q4 24: 610Q1 25: 559Q2 25: 578578Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 2022622
Q4 2022597
Q1 2023625
Q2 2023603
Q3 2023598
Q4 2023675
Q1 2024639
Q2 2024595
Q3 2024545
Q4 2024610
Q1 2025559
Q2 2025578

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q3 23: 223 bought or addedQ3 23: 290 cut or sold outQ4 23: 248 bought or addedQ4 23: 301 cut or sold outQ4 23Q1 24: 195 bought or addedQ1 24: 362 cut or sold outQ2 24: 153 bought or addedQ2 24: 376 cut or sold outQ2 24Q3 24: 118 bought or addedQ3 24: 370 cut or sold outQ4 24: 183 bought or addedQ4 24: 305 cut or sold outQ4 24Q1 25: 173 bought or addedQ1 25: 345 cut or sold outQ2 25: 204 bought or addedQ2 25: 304 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 2023223290
Q4 2023248301
Q1 2024195362
Q2 2024153376
Q3 2024118370
Q4 2024183305
Q1 2025173345
Q2 2025204304

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1bn$2bn$3bnQ3 24 calls: $804.6mQ3 24 puts: $859.1mQ3 24P/C 1.07Q4 24 calls: $1.7bnQ4 24 puts: $1.8bnQ4 24P/C 1.07Q1 25 calls: $1.3bnQ1 25 puts: $908.1mQ1 25P/C 0.70Q2 25 calls: $2.0bnQ2 25 puts: $2.9bnQ2 25P/C 1.42
Numbers
QuarterCallsPutsP/C
Q3 2024$804.6m$859.1m1.07
Q4 2024$1.7bn$1.8bn1.07
Q1 2025$1.3bn$908.1m0.70
Q2 2025$2.0bn$2.9bn1.42

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +1,851,435+1.9m
MORGAN STANLEY Added +1,678,391+1.7m
GOLDMAN SACHS GROUP INC Added +1,133,298+1.1m
CITIGROUP INC Added +970,094+970.1k
ROYAL BANK OF CANADA Added +568,588+568.6k
Parallax Volatility Advisers, L.P. Added +510,137+510.1k
STATE OF WISCONSIN INVESTMENT BOARD Added +445,562+445.6k
Walleye Capital LLC Added +398,958+399.0k
CLEAR STREET LLC New +280,529+280.5k
Allianz SE New +269,802+269.8k

Biggest sellers

JPMORGAN CHASE & CO Reduced -1,324,115-1.3m
CITADEL ADVISORS LLC Reduced -762,428-762.4k
BNP PARIBAS FINANCIAL MARKETS Reduced -640,130-640.1k
UBS Group AG Reduced -465,291-465.3k
Walleye Trading LLC Reduced -460,809-460.8k
D. E. Shaw & Co., Inc. Reduced -311,817-311.8k
JANE STREET GROUP, LLC Sold out -304,297-304.3k
Ardmore Road Asset Management LP Sold out -270,000-270.0k
J. Goldman & Co LP Sold out -240,000-240.0k
WELLS FARGO & COMPANY/MN Reduced -229,480-229.5k

Biggest calls

PEAK6 LLC Added $659.7m9.4m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $356.0m5.1m shares
JANE STREET GROUP, LLC Added $228.5m3.3m shares
CITADEL ADVISORS LLC Reduced $208.1m3.0m shares
BANK OF AMERICA CORP /DE/ Reduced $180.8m2.6m shares
IMC-Chicago, LLC Added $113.3m1.6m shares
GROUP ONE TRADING LLC Added $68.7m978.0k shares
WOLVERINE TRADING, LLC Added $54.8m784.2k shares
BW Gestao de Investimentos Ltda. Reduced $31.6m450.0k shares
CITIGROUP INC New $28.9m410.6k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $341.5m4.9m shares
JANE STREET GROUP, LLC Added $314.4m4.5m shares
MAPLELANE CAPITAL, LLC New $284.0m4.0m shares
CITADEL ADVISORS LLC Added $268.5m3.8m shares
BNP PARIBAS FINANCIAL MARKETS Added $164.6m23.4k shares
IMC-Chicago, LLC Added $123.5m1.8m shares
OnyxPoint Global Management LP New $108.3m1.5m shares
Cartenna Capital, LP Added $105.4m1.5m shares
PEAK6 LLC Added $92.2m1.3m shares
WELLS FARGO & COMPANY/MN Added $76.4m1.1m shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 8,816,9838.8m $619.7m $619.7m 0.04% Added +1.7m +1,678,391
2 GOLDMAN SACHS GROUP INC 0.06% of their portfolio NEW YORK, NY 5,494,2435.5m $386.2m $386.2m 0.06% Added +1.1m +1,133,298
3 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 4,318,5774.3m $303.6m $303.6m 0.02% Added +1.9m +1,851,435
4 CITIGROUP INC 0.14% of their portfolio NEW YORK, NY 2,817,8002.8m $198.1m $198.1m 0.14% Added +970.1k +970,094
5 STATE OF WISCONSIN INVESTMENT BOARD 0.46% of their portfolio MADISON, WI 2,674,7362.7m $188.0m $188.0m 0.46% Added +445.6k +445,562
6 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 2,566,5002.6m $180.4m $180.4m 0.01% Reduced -1.3m -1,324,115
7 WELLS FARGO & COMPANY/MN 0.04% of their portfolio SAN FRANCISCO, CA 2,320,9742.3m $163.1m $163.1m 0.04% Reduced -229.5k -229,480
8 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 2,121,5022.1m $149.1m $149.1m 0.05% Added +112.7k +112,705
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.20% of their portfolio BALA CYNWYD, PA 1,874,7051.9m $131.8m $131.8m 0.20% Added +106.0k +105,999
10 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,320,4341.3m $92.8m $92.8m 0.02% Reduced -465.3k -465,291
11 RAYMOND JAMES FINANCIAL INC 0.03% of their portfolio ST. PETERSBURG, FL 1,126,7331.1m $79.2m $79.2m 0.03% Added +193.4k +193,429
12 BNP PARIBAS FINANCIAL MARKETS 0.06% of their portfolio PARIS, I0 1,026,9461.0m $72.2m $72.2m 0.06% Reduced -640.1k -640,130
13 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 942,220942.2k $66.2m $66.2m 0.01% Added +568.6k +568,588
14 Parallax Volatility Advisers, L.P. 1.48% of their portfolio San Francisco, CA 525,116525.1k $36.9m $36.9m 1.48% Added +510.1k +510,137
15 Walleye Capital LLC 0.26% of their portfolio NEW YORK, NY 406,436406.4k $28.6m $28.6m 0.26% Added +399.0k +398,958
16 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 382,636382.6k $26.9m $26.9m 0.05% Reduced -84.4k -84,385
17 Ascension Capital Advisors, Inc. 11.03% of their portfolio Houston, TX 375,674375.7k $26.4m $26.4m 11.03% Added +669 +669
18 Cresset Asset Management, LLC 0.13% of their portfolio Chicago, IL 365,971366.0k $25.7m $25.7m 0.13% Reduced -65.0k -64,999
19 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 352,814352.8k $24.8m $24.8m 0.03% Added +1.9k +1,890
20 MISSION WEALTH MANAGEMENT, LP 0.50% of their portfolio Santa Barbara, CA 326,428326.4k $22.9m $22.9m 0.50% Added +9.8k +9,829
21 Private Advisor Group, LLC 0.11% of their portfolio MORRISTOWN, NJ 294,662294.7k $20.7m $20.7m 0.11% Added +202 +202
22 Venture Visionary Partners LLC 0.75% of their portfolio Sylvania, OH 284,547284.5k $20.0m $20.0m 0.75% Added +7.1k +7,145
23 D. E. Shaw & Co., Inc. 0.02% of their portfolio New York, NY 284,356284.4k $20.0m $20.0m 0.02% Reduced -311.8k -311,817
24 CLEAR STREET LLC 0.12% of their portfolio NEW YORK, NY 280,529280.5k $19.7m $19.7m 0.12% New
25 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 278,685278.7k $19.6m $19.6m 0.01% Added +216.9k +216,908
26 Allianz SE 0.45% of their portfolio Munich, 2M 269,802269.8k $19.0m $19.0m 0.45% New
27 Mariner, LLC 0.03% of their portfolio Overland Park, KS 248,340248.3k $17.5m $17.5m 0.03% Reduced -56.0k -56,046
28 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 240,652240.7k $16.9m $16.9m 0.00% Reduced -13.8k -13,797
29 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 239,277239.3k $16.8m $16.8m 0.05% Reduced -24.8k -24,825
30 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 210,123210.1k $14.8m $14.8m 0.02% Reduced -71.0k -70,997
31 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 197,003197.0k $13.8m $13.8m 0.02% Added +55.5k +55,530
32 TORONTO DOMINION BANK 0.03% of their portfolio TORONTO, ONTARIO, A6 189,222189.2k $13.3m $13.3m 0.03% Reduced -60.8k -60,781
33 GERBER, LLC 9.32% of their portfolio COLUMBUS, OH 188,715188.7k $13.3m $13.3m 9.32% Reduced -535 -535
34 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 184,920184.9k $13.0m $13.0m 0.01% Added +4.1k +4,057
35 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 176,328176.3k $12.4m $12.4m 0.01% Added +122.6k +122,556
36 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 172,339172.3k $12.1m $12.1m 0.01% Reduced -11.7k -11,738
37 BYRNE FINANCIAL FREEDOM, LLC 5.66% of their portfolio FRANKLIN, MA 161,139161.1k $11.3m $11.3m 5.66% Reduced -1.7k -1,721
38 Caption Management, LLC 1.00% of their portfolio OKLAHOMA CITY, OK 154,700154.7k $10.9m $10.9m 1.00% Reduced -7.4k -7,400
39 TITLEIST ASSET MANAGEMENT, LLC 1.04% of their portfolio SAN ANTONIO, TX 149,122149.1k $10.5m $10.5m 1.04% Reduced -1.5k -1,524
40 CWM, LLC 0.04% of their portfolio OMAHA, NE 146,719146.7k $10.3m $10.3m 0.04% Added +18.4k +18,449
41 Wealthfront Advisers LLC 0.03% of their portfolio Palo Alto, CA 142,499142.5k $10.0m $10.0m 0.03% Reduced -8.1k -8,119
42 Walleye Trading LLC 0.23% of their portfolio NEW YORK, NY 132,463132.5k $9.3m $9.3m 0.23% Reduced -460.8k -460,809
43 Y-Intercept (Hong Kong) Ltd 0.23% of their portfolio HONG KONG, K3 131,505131.5k $9.2m $9.2m 0.23% New
44 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 120,468120.5k $8.5m $8.5m 0.01% Added +16.1k +16,052
45 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 119,170119.2k $8.4m $8.4m 0.01% Reduced -3.5k -3,536
46 Brookstone Capital Management 0.11% of their portfolio WHEATON, IL 117,043117.0k $8.2m $8.2m 0.11% Reduced -13.2k -13,210
47 Concurrent Investment Advisors, LLC 0.15% of their portfolio Tampa, FL 113,347113.3k $8.0m $8.0m 0.15% Added +99.1k +99,067
48 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 104,362104.4k $7.3m $7.3m 0.02% Added +1.0k +1,004
49 SkyOak Wealth, LLC 1.39% of their portfolio SOUTHFIELD, MI 98,68998.7k $6.9m $6.9m 1.39% Reduced -140 -140
50 Strategic Family Wealth Counselors, L.L.C. 1.93% of their portfolio FAIRFIELD, NJ 96,32996.3k $6.8m $6.8m 1.93% Reduced -998 -998
51 Blue Sky Capital Consultants Group, Inc. 3.35% of their portfolio Poway, CA 92,63392.6k $6.5m $6.5m 3.35% Added +7.9k +7,936
52 Aster Capital Management (DIFC) Ltd 1.45% of their portfolio DUBAI, C0 91,21091.2k $6.4m $6.4m 1.45% New
53 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 90,73290.7k $6.4m $6.4m 0.03% Reduced -2.8k -2,773
54 Blue Trust, Inc. 0.07% of their portfolio BRENTWOOD, TN 89,27389.3k $6.3m $6.3m 0.07% Reduced -19.5k -19,469
55 Maven Securities LTD 1.51% of their portfolio ST HELIER, Y9 83,11383.1k $5.8m $5.8m 1.51% Added +61.0k +61,036
56 Variant Private Wealth, LLC 5.97% of their portfolio TYSONS, VA 81,89081.9k $5.8m $5.8m 5.97% Added +418 +418
57 ELEVATION POINT WEALTH PARTNERS, LLC 0.44% of their portfolio DENVER, CO 80,85780.9k $5.7m $5.7m 0.44% Added +15.3k +15,310
58 NBZ Investment Advisors LLC 3.19% of their portfolio KNOXVILLE, TN 79,18479.2k $5.6m $5.6m 3.19% Reduced -4.2k -4,178
59 Verition Fund Management LLC 0.03% of their portfolio GREENWICH, CT 78,44378.4k $5.5m $5.5m 0.03% Unchanged
60 One Charles Private Wealth Services, LLC 1.45% of their portfolio HINGHAM, MA 73,59273.6k $5.2m $5.2m 1.45% Reduced -1.8k -1,806
61 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 73,19573.2k $5.1m $5.1m 0.03% Reduced -14.4k -14,449
62 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 70,71670.7k $5.0m $5.0m 0.01% Reduced -3.4k -3,354
63 Advisory Services Network, LLC 0.08% of their portfolio ATLANTA, GA 69,82369.8k $5.3m $5.3m 0.08% Added +9.1k +9,146
64 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 67,90567.9k $4.8m $4.8m 0.00% Reduced -19.1k -19,133
65 Clearwater Capital Advisors, LLC 0.41% of their portfolio HOFFMAN ESTATES, IL 64,32364.3k $4.5m $4.5m 0.41% Reduced -6.2k -6,188
66 FSC Wealth Advisors, LLC 2.83% of their portfolio WAPPINGERS FALLS, NY 63,91363.9k $4.5m $4.5m 2.83% New
67 KESTRA PRIVATE WEALTH SERVICES, LLC 0.06% of their portfolio AUSTIN, TX 61,12961.1k $4.3m $4.3m 0.06% Reduced -28.4k -28,414
68 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 61,00661.0k $4.3m $4.3m 0.01% Reduced -51.7k -51,676
69 AXXCESS WEALTH MANAGEMENT, LLC 0.10% of their portfolio CARLSBAD, CA 60,72160.7k $4.3m $4.3m 0.10% Added +7.1k +7,067
70 Holocene Advisors, LP 0.01% of their portfolio New York, NY 60,00060.0k $4.2m $4.2m 0.01% New
71 Kingsview Wealth Management, LLC 0.07% of their portfolio GRANTS PASS, OR 59,81659.8k $4.2m $4.2m 0.07% Reduced -188 -188
72 ARBOR CAPITAL MANAGEMENT INC /ADV 3.76% of their portfolio ANCHORAGE, AK 58,27858.3k $4.3m $4.3m 3.76% Added +6.3k +6,350
73 TRUE Private Wealth Advisors 0.45% of their portfolio Salem, OR 57,25257.3k $4.0m $4.0m 0.45% Reduced -6.7k -6,725
74 Yarbrough Capital, LLC 0.14% of their portfolio FRANKLIN, TN 56,17656.2k $3.9m $3.9m 0.14% Unchanged
75 Tower Research Capital LLC (TRC) 0.11% of their portfolio NEW YORK, NY 55,64855.6k $3.9m $3.9m 0.11% New
76 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 55,02455.0k $3.8m $3.8m 0.00% Added +18.3k +18,258
77 Squarepoint Ops LLC 0.01% of their portfolio NEW YORK, NY 54,13754.1k $3.8m $3.8m 0.01% New
78 Parkwood LLC 0.34% of their portfolio CLEVELAND, OH 53,30053.3k $3.7m $3.7m 0.34% Unchanged
79 Smith Anglin Financial, LLC 0.31% of their portfolio DALLAS, TX 49,49949.5k $3.5m $3.5m 0.31% Reduced -4.3k -4,340
80 Atria Wealth Solutions, Inc. 0.08% of their portfolio NEW YORK, NY 49,47249.5k $3.5m $3.5m 0.08% Reduced -49.5k -49,463
81 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 49,17049.2k $3.5m $3.5m 0.00% Added +21.3k +21,292
82 SCOTIA CAPITAL INC. 0.02% of their portfolio TORONTO, A6 48,97449.0k $3.4m $3.4m 0.02% Reduced -5.8k -5,833
83 IHT Wealth Management, LLC 0.09% of their portfolio Chicago, IL 48,84148.8k $3.4m $3.4m 0.09% Reduced -7.7k -7,712
84 PFG Advisors 0.16% of their portfolio Phoenix, AZ 48,83448.8k $3.4m $3.4m 0.16% Reduced -2.3k -2,302
85 National Philanthropic Trust 0.05% of their portfolio Jenkintown, PA 48,38748.4k $3.4m $3.4m 0.05% New
86 Madison Park Capital Advisors, LLC 2.74% of their portfolio SEATTLE, WA 46,40946.4k $3.3m $3.3m 2.74% Reduced -4.1k -4,080
87 Medallion Wealth Advisors, LLC 1.22% of their portfolio FARMINGTON, CT 45,54445.5k $3.2m $3.2m 1.22% Reduced -4.8k -4,839
88 OneDigital Investment Advisors LLC 0.04% of their portfolio OVERLAND PARK, KS 45,09045.1k $3.2m $3.2m 0.04% Reduced -13.2k -13,198
89 Integrated Advisors Network LLC 0.14% of their portfolio DALLAS, TX 44,39744.4k $3.1m $3.1m 0.14% Added +37.4k +37,370
90 Sanctuary Advisors, LLC 0.02% of their portfolio INDIANAPOLIS, IN 43,44643.4k $3.1m $3.1m 0.02% Reduced -11.3k -11,263
91 Whipplewood Advisors, LLC 1.66% of their portfolio LITTLETON, CO 42,89542.9k $3.0m $3.0m 1.66% Added +41.5k +41,488
92 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 42,61242.6k $3.0m $3.0m 0.02% Reduced -186 -186
93 Trek Financial, LLC 0.19% of their portfolio Scottsdale, AZ 40,83240.8k $2.9m $2.9m 0.19% Reduced -11.3k -11,255
94 Missouri Trust & Investment Co 0.92% of their portfolio SPRINGFIELD, MO 40,21040.2k $2.8m $2.8m 0.92% Reduced -1.2k -1,250
95 CARY STREET PARTNERS FINANCIAL LLC 0.08% of their portfolio RICHMOND, VA 38,79938.8k $2.7m $2.7m 0.08% Added +1.7k +1,695
96 FLOW TRADERS U.S. LLC 0.10% of their portfolio NEW YORK, NY 37,76937.8k $2.7m $2.7m 0.10% New
97 Valeo Financial Advisors, LLC 0.00% of their portfolio CARMEL, IN 37,45237.5k $193.7k $193.7k 0.00% New
98 Bleakley Financial Group, LLC 0.07% of their portfolio PARSIPPANY, NJ 37,01437.0k $2.6m $2.6m 0.07% Reduced -652 -652
99 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 36,31736.3k $2.6m $2.6m 0.00% Reduced -11.4k -11,422
100 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 35,73135.7k $2.5m $2.5m 0.00% Reduced -762.4k -762,428