ANI PHARMACEUTICALS INC ANIP
COM · Common Stock · CUSIP 00182C103 · ISIN US00182C1036
- SectorHealth care
- IndustryPharmaceutical Preparations
- HeadquartersPrinceton, NJ
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($103.2k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $63.68. Options: 4 managers hold calls ($3.2m notional), 3 hold puts ($566.3k).
Trends to Q2 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 126 |
| Q4 2022 | 126 |
| Q1 2023 | 139 |
| Q2 2023 | 173 |
| Q3 2023 | 187 |
| Q4 2023 | 183 |
| Q1 2024 | 201 |
| Q2 2024 | 202 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 63 | 51 |
| Q1 2023 | 60 | 60 |
| Q2 2023 | 115 | 38 |
| Q3 2023 | 101 | 67 |
| Q4 2023 | 78 | 86 |
| Q1 2024 | 102 | 75 |
| Q2 2024 | 102 | 93 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2023 | $1.7m | $2.0m | 1.18 |
| Q4 2023 | $1.3m | $247.6k | 0.19 |
| Q1 2024 | $3.4m | $39.2m | 11.50 |
| Q2 2024 | $3.2m | $566.3k | 0.18 |
Biggest buyers
| TANG CAPITAL MANAGEMENT LLC | Added | +300.0k |
| CITADEL ADVISORS LLC | Added | +249.6k |
| MILLENNIUM MANAGEMENT LLC | Added | +209.3k |
| MACQUARIE GROUP LTD | Added | +174.2k |
| Global Alpha Capital Management Ltd. | Added | +136.2k |
| VANGUARD GROUP INC | Added | +134.0k |
| BlackRock Inc. | Added | +125.2k |
| Weiss Asset Management LP | New | +76.5k |
| Nuveen Asset Management, LLC | Added | +73.0k |
| STATE STREET CORP | Added | +70.3k |
Biggest sellers
| MORGAN STANLEY | Reduced | -486.4k |
| Deep Track Capital, LP | Reduced | -355.9k |
| Rubric Capital Management LP | Reduced | -354.7k |
| Hillsdale Investment Management Inc. | Reduced | -67.4k |
| Cubist Systematic Strategies, LLC | Sold out | -55.7k |
| JANE STREET GROUP, LLC | Reduced | -41.1k |
| JPMORGAN CHASE & CO | Reduced | -36.4k |
| Trexquant Investment LP | Reduced | -30.4k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | -25.2k |
| ALGERT GLOBAL LLC | Reduced | -23.6k |
Biggest calls
| SIMPLEX TRADING, LLC | Added | $1.6m25.7k shares |
| CITADEL ADVISORS LLC | Added | $789.6k12.4k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $738.7k11.6k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CITADEL ADVISORS LLC | Reduced | $490.3k7.7k shares |
| SIMPLEX TRADING, LLC | Reduced | $76.0k1.2k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| BlackRock, Inc. 13G · institution +1.5 pts · filed 2026-07-27 | 12.8% |
Fell to 5% or below in the last year: VANGUARD GROUP INC (0.0%, 2026-03-26), INTEGRATED CORE STRATEGIES (US) LLC (0.3%, 2025-11-13)
Insider purchases and sales in Q2 2024
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q3 2022 | 0 | — | 1 | $673.0k | — |
| Q4 2022 | 0 | — | 1 | $7.7m | — |
| Q1 2023 | 0 | — | 0 | — | — |
| Q2 2023 | 0 | — | 2 | $3.6m | $3.6m |
| Q3 2023 | 0 | — | 7 | $21.7m | $12.3m |
| Q4 2023 | 0 | — | 5 | $9.6m | $9.3m |
| Q1 2024 | 0 | — | 8 | $13.4m | $7.5m |
| Q2 2024 | 0 | — | 8 | $15.3m | $13.5m |
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2024-06-21 | Shanmugam Muthusamy HEAD OF R&D, COO-NOVITIUM OPS, director · Held by Esjay LLC | Sold plan | $1.2m20.0k shares |
| 2024-06-20 | Shanmugam Muthusamy HEAD OF R&D, COO-NOVITIUM OPS, director · Held by Esjay LLC | Sold plan | $685.2k11.4k shares |
| 2024-06-18 | Shanmugam Muthusamy HEAD OF R&D, COO-NOVITIUM OPS, director · Held by Esjay LLC | Sold plan | $644.5k10.6k shares |
| 2024-06-17 | Shanmugam Muthusamy HEAD OF R&D, COO-NOVITIUM OPS, director · Held by Esjay LLC | Sold plan | $488.0k7.9k shares |
| 2024-06-13 | Cook Meredith SR. VP, GENERAL COUNSEL & SEC. | Sold plan | $15.9k250 shares |
| 2024-06-05 | Gutwerg Ori SVP, GENERICS | Sold | $200.0k3.0k shares |
| 2024-06-04 | CAREY STEPHEN P. SVP & CFO | Sold | $317.9k5.0k shares |
| 2024-06-03 | Gassert Chad SVP - CORP. DEV. & STRATEGY · Held by Chali Properties LLC | Sold plan | $1.3m20.0k shares |
| 2024-05-21 | Mutz Christopher HEAD OF RARE DISEASE | Sold | $123.2k2.0k shares |
| 2024-05-20 | Shanmugam Muthusamy HEAD OF R&D, COO-NOVITIUM OPS, director · Held by Esjay LLC | Sold plan | $794.6k12.9k shares |
| 2024-05-17 | Shanmugam Muthusamy HEAD OF R&D, COO-NOVITIUM OPS, director · Held by Esjay LLC | Sold plan | $362.4k5.8k shares |
| 2024-05-16 | Shanmugam Muthusamy HEAD OF R&D, COO-NOVITIUM OPS, director · Held by Esjay LLC | Sold plan | $1.1m16.5k shares |
| 2024-05-16 | TANNENBAUM RENEE P Director | Sold | $127.7k2.0k shares |
| 2024-05-15 | Shanmugam Muthusamy HEAD OF R&D, COO-NOVITIUM OPS, director · Held by Esjay LLC | Sold plan | $978.0k14.8k shares |
| 2024-05-14 | Lalwani Nikhil PRESIDENT & CEO, director | Sold | $1.1m16.7k shares |
| 2024-05-13 | Cook Meredith SR. VP, GENERAL COUNSEL & SEC. | Sold plan | $16.9k250 shares |
| 2024-05-01 | Gassert Chad SVP - CORP. DEV. & STRATEGY · Held by Chali Properties LLC | Sold plan | $1.3m20.0k shares |
| 2024-04-19 | Shanmugam Muthusamy HEAD OF R&D, COO-NOVITIUM OPS, director · Held by Esjay LLC | Sold plan | $1.1m16.8k shares |
| 2024-04-18 | Shanmugam Muthusamy HEAD OF R&D, COO-NOVITIUM OPS, director · Held by Esjay LLC | Sold plan | $677.3k10.4k shares |
| 2024-04-17 | Shanmugam Muthusamy HEAD OF R&D, COO-NOVITIUM OPS, director · Held by Esjay LLC | Sold plan | $622.6k9.5k shares |
| 2024-04-16 | Shanmugam Muthusamy HEAD OF R&D, COO-NOVITIUM OPS, director · Held by Esjay LLC | Sold plan | $386.2k5.8k shares |
| 2024-04-15 | Shanmugam Muthusamy HEAD OF R&D, COO-NOVITIUM OPS, director · Held by Esjay LLC | Sold plan | $491.8k7.4k shares |
| 2024-04-12 | Cook Meredith SR. VP, GENERAL COUNSEL & SEC. | Sold plan | $16.9k250 shares |
| 2024-04-01 | Gassert Chad SVP - CORP. DEV. & STRATEGY · Held by Chali Properties LLC | Sold plan | $1.3m20.0k shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q2 2024
| Manager | Shares | Change |
|---|---|---|
| BlackRock Inc. 0.00% of their portfolio | 2.7m $169.2m | Added +125.2k |
| VANGUARD GROUP INC 0.00% of their portfolio | 1.4m $91.7m | Added +134.0k |
| STATE STREET CORP 0.00% of their portfolio | 645.1k $41.1m | Added +70.3k |
| DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio | 630.2k $40.1m | Added +21.1k |
| Rubric Capital Management LP 1.01% of their portfolio | 603.8k $38.4m | Reduced -354.7k |
| Global Alpha Capital Management Ltd. 2.45% of their portfolio | 527.0k $33.6m | Added +136.2k |
| WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 0.08% of their portfolio | 489.4k $31.2m | Reduced -879 |
| Deep Track Capital, LP 0.89% of their portfolio | 466.1k $29.7m | Reduced -355.9k |
| TANG CAPITAL MANAGEMENT LLC 2.92% of their portfolio | 450.0k $28.7m | Added +300.0k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 428.0k $27.3m | Reduced -36.4k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 407.9k $26.0m | Added +68.5k |
| Ranger Investment Management, L.P. 1.74% of their portfolio | 402.7k $25.6m | Added +530 |
| MACQUARIE GROUP LTD 0.03% of their portfolio | 388.1k $24.7m | Added +174.2k |
| CITADEL ADVISORS LLC 0.02% of their portfolio | 368.3k $23.5m | Added +249.6k |
| Nuveen Asset Management, LLC 0.01% of their portfolio | 319.1k $20.3m | Added +73.0k |
| Invesco Ltd. 0.00% of their portfolio | 311.1k $19.8m | Reduced -13.0k |
| MORGAN STANLEY 0.00% of their portfolio | 270.3k $17.2m | Reduced -486.4k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 241.5k $15.4m | Added +45.0k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 233.4k $14.9m | Reduced -9.9k |
| MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio | 230.1k $14.7m | Added +209.3k |
| KENNEDY CAPITAL MANAGEMENT LLC 0.27% of their portfolio | 198.1k $12.6m | Reduced -12.0k |
| THOMPSON SIEGEL & WALMSLEY LLC 0.20% of their portfolio | 195.7k $12.5m | Added +3.0k |
| LOOMIS SAYLES & CO L P 0.02% of their portfolio | 181.4k $11.6m | Added +1.1k |
| NORTHERN TRUST CORP 0.00% of their portfolio | 167.7k $10.7m | Added +4.4k |
| Qube Research & Technologies Ltd 0.02% of their portfolio | 157.0k $10.0m | Added +39.5k |
| RENAISSANCE TECHNOLOGIES LLC 0.02% of their portfolio | 156.8k $10.0m | Added +20.9k |
| Bank of New York Mellon Corp 0.00% of their portfolio | 131.2k $8.4m | Added +12.9k |
| Brandywine Global Investment Management, LLC 0.05% of their portfolio | 107.3k $6.8m | Reduced -7.8k |
| Russell Investments Group, Ltd. 0.01% of their portfolio | 103.0k $6.6m | Reduced -3.7k |
| AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio | 99.8k $6.4m | Added +49.7k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 90.0k $5.7m | Added +24.2k |
| PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio | 84.1k $5.4m | Reduced -3.6k |
| Weiss Asset Management LP 0.23% of their portfolio | 76.5k $4.9m | New |
| Assenagon Asset Management S.A. 0.01% of their portfolio | 74.6k $4.7m | Reduced -9.4k |
| Sio Capital Management, LLC 1.72% of their portfolio | 71.7k $4.6m | Reduced -15.6k |
| MARATHON CAPITAL MANAGEMENT 1.14% of their portfolio | 70.3k $4.5m | Reduced -875 |
| WEDGE CAPITAL MANAGEMENT L L P/NC 0.07% of their portfolio | 62.0k $3.9m | Reduced -18.9k |
| FIRST TRUST ADVISORS LP 0.00% of their portfolio | 61.8k $3.9m | New |
| RICE HALL JAMES & ASSOCIATES, LLC 0.23% of their portfolio | 60.7k $3.9m | Reduced -4.2k |
| GREAT LAKES ADVISORS, LLC 0.03% of their portfolio | 56.1k $3.6m | Added +5.4k |
| Lisanti Capital Growth, LLC 0.78% of their portfolio | 51.1k $3.3m | Added +19.0k |
| SEGALL BRYANT & HAMILL, LLC 0.05% of their portfolio | 44.1k $2.8m | New |
| ClariVest Asset Management LLC 0.29% of their portfolio | 43.9k $2.8m | Reduced -6.2k |
| WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio | 43.6k $2.8m | Added +2.9k |
| OBERWEIS ASSET MANAGEMENT INC/ 0.17% of their portfolio | 43.5k $2.8m | Unchanged |
| Legal & General Group Plc 0.00% of their portfolio | 43.0k $2.7m | Added +1.1k |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio | 43.0k $2.7m | Added +27.4k |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 42.2k $2.7m | Added +5.6k |
| HUSSMAN STRATEGIC ADVISORS, INC. 0.74% of their portfolio | 42.0k $2.7m | Added +10.5k |
| Public Sector Pension Investment Board 0.01% of their portfolio | 33.7k $2.1m | Added +2.4k |
| Swiss National Bank 0.00% of their portfolio | 33.1k $2.1m | Added +800 |
| UBS Group AG 0.00% of their portfolio | 32.0k $2.0m | Added +14.5k |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 26.3k $1.7m | Reduced -41.1k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 25.7k $1.6m | Added +13.3k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 25.3k $1.6m | Reduced -25.2k |
| NEW YORK STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio | 23.7k $1.5m | Unchanged |
| COMERICA BANK 0.01% of their portfolio | 23.6k $1.5m | Reduced -13.1k |
| DekaBank Deutsche Girozentrale 0.00% of their portfolio | 23.0k $1.4m | Unchanged |
| LOS ANGELES CAPITAL MANAGEMENT LLC 0.01% of their portfolio | 23.0k $1.5m | Reduced -2.0k |
| Allspring Global Investments Holdings, LLC 0.00% of their portfolio | 22.8k $1.4m | Added +1.5k |
| Quantedge Capital Pte Ltd 0.49% of their portfolio | 21.2k $1.4m | New |
| MARTINGALE ASSET MANAGEMENT L P 0.03% of their portfolio | 21.0k $1.3m | Added +2.6k |
| CANADA LIFE ASSURANCE Co 0.00% of their portfolio | 20.4k $1.3m | Added +7.3k |
| ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio | 20.0k $1.3m | Added +4.1k |
| Federation des caisses Desjardins du Quebec 0.01% of their portfolio | 19.6k $1.2m | Reduced -1.6k |
| Allianz Asset Management GmbH 0.00% of their portfolio | 19.5k $1.2m | Added +4.6k |
| PRUDENTIAL FINANCIAL INC 0.00% of their portfolio | 18.6k $1.2m | Added +1.9k |
| MAVERICK CAPITAL LTD 0.02% of their portfolio | 18.5k $1.2m | Added +13.9k |
| AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio | 17.5k $1.1m | Added +5.4k |
| BROWN ADVISORY INC 0.00% of their portfolio | 17.0k $1.1m | Reduced -1.5k |
| Trexquant Investment LP 0.02% of their portfolio | 16.8k $1.1m | Reduced -30.4k |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio | 16.5k $1.1m | Added +349 |
| CITIGROUP INC 0.00% of their portfolio | 16.4k $1.0m | Reduced -1.7k |
| Kings Path Partners LLC 0.49% of their portfolio | 16.3k $1.0m | First filing |
| Jackson Creek Investment Advisors LLC 0.35% of their portfolio | 14.9k $950.0k | Reduced -34 |
| SEI INVESTMENTS CO 0.00% of their portfolio | 14.5k $921.6k | Added +3.2k |
| FMR LLC 0.00% of their portfolio | 14.4k $918.9k | Added +13.9k |
| Wakefield Asset Management LLLP 0.31% of their portfolio | 14.0k $890.6k | Reduced -177 |
| ALGERT GLOBAL LLC 0.03% of their portfolio | 13.0k $824.7k | Reduced -23.6k |
| Thrivent Financial for Lutherans 0.00% of their portfolio | 12.7k $811.0k | Reduced -349 |
| Virtus Investment Advisers, LLC 0.66% of their portfolio | 12.3k $784.5k | Unchanged |
| Ensign Peak Advisors, Inc 0.00% of their portfolio | 12.2k $778.0k | Unchanged |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 12.1k $771.0k | Reduced -750 |
| Balyasny Asset Management L.P. 0.00% of their portfolio | 12.0k $766.6k | New |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 12.0k $764.4k | Added +6.8k |
| GSA CAPITAL PARTNERS LLP 0.05% of their portfolio | 11.8k $752.0k | New |
| NATIXIS ADVISORS, LLC 0.00% of their portfolio | 11.6k $741.0k | New |
| CORNERCAP INVESTMENT COUNSEL INC 0.12% of their portfolio | 11.6k $739.6k | Reduced -110 |
| FRANKLIN RESOURCES INC 0.00% of their portfolio | 11.4k $723.8k | Added +2.8k |
| Walleye Capital LLC 0.01% of their portfolio | 10.8k $690.9k | New |
| MetLife Investment Management, LLC 0.00% of their portfolio | 10.7k $682.8k | Added +3.0k |
| GLOBEFLEX CAPITAL L P 0.07% of their portfolio | 10.6k $674.8k | Reduced -1.1k |
| Corebridge Financial, Inc. 0.00% of their portfolio | 10.6k $674.6k | First filing |
| State of Tennessee, Department of Treasury 0.00% of their portfolio | 10.3k $658.1k | Added +814 |
| PEAPACK GLADSTONE FINANCIAL CORP 0.01% of their portfolio | 10.0k $637.0k | Unchanged |
| EXCHANGE TRADED CONCEPTS, LLC 0.02% of their portfolio | 10.0k $635.8k | Added +477 |
| DEUTSCHE BANK AG\ 0.00% of their portfolio | 9.8k $625.1k | Added +2.4k |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio | 9.5k $604.8k | Added +1.2k |
| Sequoia Financial Advisors, LLC 0.01% of their portfolio | 9.4k $600.1k | New |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.00% of their portfolio | 9.3k $592.0k | Added +906 |