ANI PHARMACEUTICALS INC ANIP
COM · Common Stock · CUSIP 00182C103 · ISIN US00182C1036
- SectorHealth care
- IndustryPharmaceutical Preparations
- HeadquartersPrinceton, NJ
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $53.82. Options: 6 managers hold calls ($1.5m notional), 5 hold puts ($1.2m).
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 126 |
| Q4 2022 | 126 |
| Q1 2023 | 139 |
| Q2 2023 | 173 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 63 | 51 |
| Q1 2023 | 60 | 60 |
| Q2 2023 | 115 | 38 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $726.0k | $1.7m | 2.36 |
| Q4 2022 | $904.9k | $687.8k | 0.76 |
| Q1 2023 | $718.1k | $777.5k | 1.08 |
| Q2 2023 | $1.5m | $1.2m | 0.82 |
Biggest buyers
| Deep Track Capital, LP | New | +514.0k |
| Ranger Investment Management, L.P. | Added | +319.6k |
| VANGUARD GROUP INC | Added | +240.0k |
| Rubric Capital Management LP | Added | +199.0k |
| BlackRock Inc. | Added | +191.4k |
| MORGAN STANLEY | Added | +77.7k |
| Parkman Healthcare Partners LLC | Added | +74.5k |
| CVI Holdings, LLC | New | +70.0k |
| LOOMIS SAYLES & CO L P | Added | +64.6k |
| RENAISSANCE TECHNOLOGIES LLC | New | +61.3k |
Biggest sellers
| EMERALD ADVISERS, LLC | Reduced | -199.1k |
| EMERALD MUTUAL FUND ADVISERS TRUST | Reduced | -161.0k |
| FIRST WILSHIRE SECURITIES MANAGEMENT INC | Reduced | -150.1k |
| Brandywine Global Investment Management, LLC | Reduced | -125.1k |
| AMERIPRISE FINANCIAL INC | Reduced | -43.7k |
| THOMPSON SIEGEL & WALMSLEY LLC | Reduced | -31.5k |
| GREAT LAKES ADVISORS, LLC | Reduced | -30.1k |
| MARATHON CAPITAL MANAGEMENT | Reduced | -16.2k |
| JANE STREET GROUP, LLC | Sold out | -11.8k |
| WEDGE CAPITAL MANAGEMENT L L P/NC | Reduced | -11.5k |
Biggest calls
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $516.8k9.6k shares |
| CITADEL ADVISORS LLC | Added | $506.0k9.4k shares |
| JANE STREET GROUP, LLC | New | $339.1k6.3k shares |
| SIMPLEX TRADING, LLC | Added | $75.0k1.4k shares |
| GROUP ONE TRADING LLC | Unchanged | $21.5k400 shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $715.9k13.3k shares |
| CITADEL ADVISORS LLC | Reduced | $220.7k4.1k shares |
| SIMPLEX TRADING, LLC | Added | $156.0k2.9k shares |
| GROUP ONE TRADING LLC | Unchanged | $107.7k2.0k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| BlackRock, Inc. 13G · institution +1.5 pts · filed 2026-07-27 | 12.8% |
Fell to 5% or below in the last year: VANGUARD GROUP INC (0.0%, 2026-03-26)
Insider purchases and sales in Q2 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q3 2021 | 0 | — | 0 | — | — |
| Q4 2021 | 3 | $275.0k | 0 | — | — |
| Q1 2022 | 4 | $890.4k | 0 | — | — |
| Q2 2022 | 0 | — | 0 | — | — |
| Q3 2022 | 0 | — | 1 | $673.0k | — |
| Q4 2022 | 0 | — | 1 | $7.7m | — |
| Q1 2023 | 0 | — | 0 | — | — |
| Q2 2023 | 0 | — | 2 | $3.6m | $3.6m |
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2023-06-23 | Shanmugam Muthusamy HEAD OF R&D, COO-NOVITIUM OPS, director · Held by Esjay LLC | Sold plan | $514.9k10.0k shares |
| 2023-06-22 | Gassert Chad SVP - CORP. DEV. & STRATEGY · Held by Chali Properties LLC | Sold plan | $1.0m20.0k shares |
| 2023-06-22 | Shanmugam Muthusamy HEAD OF R&D, COO-NOVITIUM OPS, director · Held by Esjay LLC | Sold plan | $693.6k13.5k shares |
| 2023-06-21 | Shanmugam Muthusamy HEAD OF R&D, COO-NOVITIUM OPS, director · Held by Esjay LLC | Sold plan | $615.2k11.8k shares |
| 2023-06-20 | Shanmugam Muthusamy HEAD OF R&D, COO-NOVITIUM OPS, director · Held by Esjay LLC | Sold plan | $761.1k14.7k shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| BlackRock Inc. 0.00% of their portfolio | 2.1m $114.8m | Added +191.4k |
| VANGUARD GROUP INC 0.00% of their portfolio | 1.1m $57.8m | Added +240.0k |
| Rubric Capital Management LP 1.95% of their portfolio | 847.0k $45.6m | Added +199.0k |
| DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio | 543.9k $29.3m | Added +12.8k |
| WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 0.09% of their portfolio | 539.1k $29.0m | Added +10.0k |
| Deep Track Capital, LP 1.29% of their portfolio | 514.0k $27.7m | New |
| STATE STREET CORP 0.00% of their portfolio | 486.4k $26.2m | Added +26.2k |
| Global Alpha Capital Management Ltd. 2.29% of their portfolio | 453.3k $24.4m | Reduced -9.6k |
| Ranger Investment Management, L.P. 1.44% of their portfolio | 445.2k $24.0m | Added +319.6k |
| THOMPSON SIEGEL & WALMSLEY LLC 0.31% of their portfolio | 362.3k $19.5m | Reduced -31.5k |
| AIGH Capital Management LLC 7.71% of their portfolio | 350.3k $18.9m | Added +2.2k |
| KENNEDY CAPITAL MANAGEMENT LLC 0.39% of their portfolio | 309.9k $16.7m | Added +27.3k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 263.7k $14.2m | Added +18.6k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 257.9k $13.9m | Reduced -43.7k |
| MORGAN STANLEY 0.00% of their portfolio | 181.8k $9.8m | Added +77.7k |
| Parkman Healthcare Partners LLC 1.63% of their portfolio | 174.5k $9.4m | Added +74.5k |
| EMERALD ADVISERS, LLC 0.41% of their portfolio | 174.3k $9.4m | Reduced -199.1k |
| LOOMIS SAYLES & CO L P 0.01% of their portfolio | 168.7k $9.1m | Added +64.6k |
| NORTHERN TRUST CORP 0.00% of their portfolio | 154.6k $8.3m | Added +14.7k |
| EMERALD MUTUAL FUND ADVISERS TRUST 0.42% of their portfolio | 145.3k $7.8m | Reduced -161.0k |
| Brandywine Global Investment Management, LLC 0.06% of their portfolio | 134.6k $7.2m | Reduced -125.1k |
| Russell Investments Group, Ltd. 0.01% of their portfolio | 120.8k $6.5m | Added +45.7k |
| Invesco Ltd. 0.00% of their portfolio | 119.0k $6.4m | Added +53.0k |
| Bank of New York Mellon Corp 0.00% of their portfolio | 113.5k $6.1m | Added +4.0k |
| WEDGE CAPITAL MANAGEMENT L L P/NC 0.09% of their portfolio | 107.5k $5.8m | Reduced -11.5k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 91.2k $4.9m | Added +47.7k |
| Worth Venture Partners, LLC 2.58% of their portfolio | 87.5k $4.7m | Added +1.9k |
| PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio | 82.0k $4.4m | Added +5.3k |
| Phocas Financial Corp. 0.55% of their portfolio | 75.3k $4.1m | Reduced -419 |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 73.2k $3.9m | Added +6.1k |
| CVI Holdings, LLC 3.99% of their portfolio | 70.0k $3.8m | New |
| MARATHON CAPITAL MANAGEMENT 0.91% of their portfolio | 68.6k $3.7m | Reduced -16.2k |
| RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio | 61.3k $3.3m | New |
| FIRST WILSHIRE SECURITIES MANAGEMENT INC 1.04% of their portfolio | 56.2k $3.0m | Reduced -150.1k |
| SILVERARC CAPITAL MANAGEMENT, LLC 0.98% of their portfolio | 54.0k $2.9m | New |
| Schonfeld Strategic Advisors LLC 0.02% of their portfolio | 50.0k $2.7m | Added +20.2k |
| RICE HALL JAMES & ASSOCIATES, LLC 0.14% of their portfolio | 47.4k $2.6m | New |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 46.3k $2.5m | Added +45.9k |
| Nuveen Asset Management, LLC 0.00% of their portfolio | 40.9k $2.2m | Unchanged |
| Legal & General Group Plc 0.00% of their portfolio | 38.2k $2.1m | Added +8.9k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 38.0k $2.0m | Added +2.9k |
| Trexquant Investment LP 0.05% of their portfolio | 37.9k $2.0m | Added +29.7k |
| ClariVest Asset Management LLC 0.10% of their portfolio | 37.5k $2.0m | New |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 35.0k $1.9m | Added +999 |
| LOS ANGELES CAPITAL MANAGEMENT LLC 0.01% of their portfolio | 32.9k $1.8m | New |
| Swiss National Bank 0.00% of their portfolio | 32.4k $1.7m | Added +4.2k |
| UBS Group AG 0.00% of their portfolio | 32.1k $1.7m | Added +20.4k |
| JACOBS LEVY EQUITY MANAGEMENT, INC 0.01% of their portfolio | 32.0k $1.7m | Reduced -3.1k |
| Public Sector Pension Investment Board 0.01% of their portfolio | 24.7k $1.3m | Added +3.2k |
| Defender Capital, LLC. 0.44% of their portfolio | 24.0k $1.3m | Unchanged |
| CREDIT SUISSE AG/ 0.00% of their portfolio | 22.6k $1.2m | Added +5.1k |
| NEW YORK STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio | 22.0k $1.2m | Unchanged |
| GREAT LAKES ADVISORS, LLC 0.01% of their portfolio | 22.0k $1.2m | Reduced -30.1k |
| Jackson Creek Investment Advisors LLC 0.44% of their portfolio | 20.4k $1.1m | New |
| PRUDENTIAL FINANCIAL INC 0.00% of their portfolio | 20.2k $1.1m | Added +8.3k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 20.1k $1.1m | Reduced -5.2k |
| BROWN ADVISORY INC 0.00% of their portfolio | 20.1k $1.1m | Reduced -1.7k |
| DekaBank Deutsche Girozentrale 0.00% of their portfolio | 20.0k $1.1m | Added +10.0k |
| Jump Financial, LLC 0.04% of their portfolio | 18.8k $1.0m | Added +5.3k |
| 1492 Capital Management LLC 0.57% of their portfolio | 18.2k $978.5k | Unchanged |
| Federation des caisses Desjardins du Quebec 0.01% of their portfolio | 17.9k $966.2k | Unchanged |
| Wakefield Asset Management LLLP 0.37% of their portfolio | 17.5k $940.7k | New |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio | 17.4k $934.9k | Added +1.1k |
| NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio | 17.2k $925.8k | Added +1.4k |
| MARTINGALE ASSET MANAGEMENT L P 0.02% of their portfolio | 17.0k $916.2k | Added +800 |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 0.01% of their portfolio | 15.7k $847.2k | Added +2.8k |
| Mitsubishi UFJ Asset Management (UK) Ltd. 0.52% of their portfolio | 15.0k $807.0k | Unchanged |
| ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio | 14.3k $768.7k | Added +1.3k |
| Alpha DNA Investment Management LLC 0.42% of their portfolio | 13.7k $738.5k | New |
| Thrivent Financial for Lutherans 0.00% of their portfolio | 13.3k $717.0k | Added +1.2k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 13.2k $708.0k | Reduced -475 |
| Ensign Peak Advisors, Inc 0.00% of their portfolio | 12.8k $690.8k | Added +800 |
| SEI INVESTMENTS CO 0.00% of their portfolio | 12.6k $676.5k | Reduced -3.4k |
| Cullen Capital Management, LLC 0.01% of their portfolio | 12.4k $669.4k | Added +2.2k |
| TEXAS PERMANENT SCHOOL FUND CORP 0.01% of their portfolio | 12.3k $659.9k | Added +1.3k |
| CORNERCAP INVESTMENT COUNSEL INC 0.11% of their portfolio | 11.7k $632.0k | Added +559 |
| CANADA LIFE ASSURANCE Co 0.00% of their portfolio | 11.6k $625.0k | Added +591 |
| PANAGORA ASSET MANAGEMENT INC 0.00% of their portfolio | 11.4k $613.2k | Reduced -1.7k |
| CITIGROUP INC 0.00% of their portfolio | 10.7k $574.7k | Added +4.4k |
| STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio | 10.4k $562.1k | Reduced -479 |
| TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio | 10.4k $560.2k | New |
| Allianz Asset Management GmbH 0.00% of their portfolio | 10.4k $559.8k | New |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 10.4k $558.5k | Reduced -2.4k |
| MARSHALL WACE, LLP 0.00% of their portfolio | 10.2k $551.5k | Reduced -953 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio | 10.2k $403.3k | Unchanged |
| PEAPACK GLADSTONE FINANCIAL CORP 0.01% of their portfolio | 10.0k $538.0k | Unchanged |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 9.9k $533.2k | Reduced -6.9k |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.00% of their portfolio | 9.9k $531.0k | New |
| AE Wealth Management LLC 0.00% of their portfolio | 9.4k $507.1k | New |
| Mach-1 Financial Group, LLC 0.20% of their portfolio | 9.3k $502.2k | New |
| PERKINS CAPITAL MANAGEMENT INC 0.43% of their portfolio | 9.2k $495.0k | Added +665 |
| State of Alaska, Department of Revenue 0.01% of their portfolio | 9.2k $493.0k | Added +796 |
| BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio | 9.0k $486.0k | Added +994 |
| Ziegler Capital Management, LLC 0.02% of their portfolio | 8.6k $463.4k | New |
| TWO SIGMA ADVISERS, LP 0.00% of their portfolio | 8.4k $452.2k | Added +3.3k |
| AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio | 8.0k $432.5k | New |
| CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio | 7.8k $422.2k | New |
| BARCLAYS PLC 0.00% of their portfolio | 7.6k $411.2k | Added +498 |
| State of Tennessee, Department of Treasury 0.00% of their portfolio | 7.4k $400.6k | Added +3.3k |
| FRANKLIN RESOURCES INC 0.00% of their portfolio | 7.4k $398.9k | New |