Vault-13

ALPS ETF TR SDOG

SECTR DIV DOGS · ETP · CUSIP 00162Q858

164 institutional holders +2 vs Q4 2025
6,896,8526.9m shares reported held*
$448.4mreported value*
17 new 59 added 39 reduced 13 sold out net bought ≈ $5.4m (+84.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($15.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $65.02.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 139Q4 22: 150Q1 23: 147Q2 23: 140Q3 23: 131Q4 23: 137Q1 24: 141Q2 24: 145Q3 24: 147Q4 24: 157Q1 25: 154Q2 25: 156Q3 25: 147Q4 25: 162Q1 26: 164164Q3 22Q3 23Q3 24Q3 25Q1 26
Numbers
QuarterHolders
Q3 2022139
Q4 2022150
Q1 2023147
Q2 2023140
Q3 2023131
Q4 2023137
Q1 2024141
Q2 2024145
Q3 2024147
Q4 2024157
Q1 2025154
Q2 2025156
Q3 2025147
Q4 2025162
Q1 2026164

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q2 24: 50 bought or addedQ2 24: 61 cut or sold outQ3 24: 53 bought or addedQ3 24: 57 cut or sold outQ3 24Q4 24: 48 bought or addedQ4 24: 59 cut or sold outQ1 25: 63 bought or addedQ1 25: 64 cut or sold outQ1 25Q2 25: 62 bought or addedQ2 25: 55 cut or sold outQ3 25: 49 bought or addedQ3 25: 70 cut or sold outQ3 25Q4 25: 65 bought or addedQ4 25: 54 cut or sold outQ1 26: 76 bought or addedQ1 26: 52 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 20245061
Q3 20245357
Q4 20244859
Q1 20256364
Q2 20256255
Q3 20254970
Q4 20256554
Q1 20267652

Biggest buyers

Del-Sette Capital Management, LLC Added +224,994+225.0k
AQR CAPITAL MANAGEMENT LLC New +38,773+38.8k
Integrated Wealth Concepts LLC Added +38,484+38.5k
Sanctuary Advisors, LLC Added +34,409+34.4k
AMERIPRISE FINANCIAL INC Added +25,331+25.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +9,722+9.7k
JONES FINANCIAL COMPANIES LLLP Added +8,765+8.8k
Strategic Financial Concepts, LLC New +8,303+8.3k
Arkadios Wealth Advisors New +8,272+8.3k
MORGAN STANLEY Added +7,291+7.3k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -152,511-152.5k
GOLDMAN SACHS GROUP INC Reduced -63,932-63.9k
Paller Financial Services Inc Sold out -43,815-43.8k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -41,600-41.6k
WELLS FARGO & COMPANY/MN Reduced -21,131-21.1k
Investors Research Corp Reduced -10,616-10.6k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -6,474-6.5k
Virtus Wealth Solutions LLC Sold out -6,302-6.3k
GTS SECURITIES LLC Sold out -6,017-6.0k
Diversify Advisory Services, LLC Sold out -5,282-5.3k

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,706,6681.7m $111.0m $111.0m 0.01% Reduced -152.5k -152,511
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,048,8261.0m $68.2m $68.2m 0.00% Added +7.3k +7,291
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 635,674635.7k $41.3m $41.3m 0.01% Reduced -21.1k -21,131
4 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 317,622317.6k $20.7m $20.7m 0.01% Reduced -1.9k -1,896
5 Del-Sette Capital Management, LLC 10.94% of their portfolio SCHENECTADY, NY 281,064281.1k $18.3m $18.3m 10.94% Added +225.0k +224,994
6 UBS Group AG 0.00% of their portfolio ZURICH, V8 279,015279.0k $18.1m $18.1m 0.00% Added +1.8k +1,780
7 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 276,696276.7k $18.0m $18.0m 0.00% Added +4.2k +4,193
8 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 191,750191.8k $12.5m $12.5m 0.02% Reduced -6.5k -6,474
9 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 155,649155.6k $10.1m $10.1m 0.00% Added +1.7k +1,659
10 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 99,32399.3k $6.5m $6.5m 0.02% Added +1.8k +1,814
11 Capital Investment Counsel, LLC 0.83% of their portfolio DENVER, CO 92,83892.8k $6.0m $6.0m 0.83% Added +3.1k +3,090
12 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 75,73275.7k $4.9m $4.9m 0.00% Reduced -63.9k -63,932
13 MTM FINANCIAL GROUP, LLC 2.24% of their portfolio BETHLEHEM, PA 73,20973.2k $4.8m $4.8m 2.24% Reduced -1.4k -1,431
14 Dynamic Advisor Solutions LLC 0.15% of their portfolio PHOENIX, AZ 72,94772.9k $4.7m $4.7m 0.15% Added +988 +988
15 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 64,71464.7k $4.2m $4.2m 0.00% Added +3.2k +3,217
16 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 61,13461.1k $4.0m $4.0m 0.00% Added +25.3k +25,331
17 IFP Advisors, Inc 0.08% of their portfolio TAMPA, FL 58,78958.8k $3.8m $3.8m 0.08% Reduced -4.0k -3,956
18 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 52,00552.0k $3.4m $3.4m 0.01% Added +215 +215
19 Sanctuary Advisors, LLC 0.02% of their portfolio INDIANAPOLIS, IN 48,26748.3k $3.1m $3.1m 0.02% Added +34.4k +34,409
20 Meridian Wealth Management, LLC 0.11% of their portfolio LEXINGTON, KY 47,13547.1k $3.1m $3.1m 0.11% Reduced -987 -987
21 JPL Wealth Management, LLC 0.68% of their portfolio GREENWOOD VILLAGE, CO 45,73245.7k $3.0m $3.0m 0.68% Reduced -179 -179
22 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 45,21045.2k $2.9m $2.9m 0.00% Added +4.3k +4,340
23 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 44,22244.2k $2.9m $2.9m 0.02% Added +38.5k +38,484
24 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 40,79040.8k $2.7m $2.7m 0.00% Added +768 +768
25 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 39,75039.8k $2.6m $2.6m 0.00% Added +8.8k +8,765
26 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 38,77338.8k $2.5m $2.5m 0.00% New
27 Joseph P. Lucia & Associates, LLC 0.87% of their portfolio Yorktown Heights, NY 37,23837.2k $2.4m $2.4m 0.87% Reduced -613 -613
28 MONEY CONCEPTS CAPITAL CORP 0.13% of their portfolio PALM BEACH GARDENS, FL 35,64735.6k $2.3m $2.3m 0.13% Added +201 +201
29 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 35,59835.6k $2.3m $2.3m 0.01% Reduced -41.6k -41,600
30 TMB Capital Partners, LLC 0.73% of their portfolio LITTLE ROCK, AR 33,15233.2k $2.2m $2.2m 0.73% Added +35 +35
31 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 32,30132.3k $2.1m $2.1m 0.01% Added +941 +941
32 Sage Capital Management, LLC 0.89% of their portfolio Stockton, NJ 28,97629.0k $1.9m $1.9m 0.89% Added +236 +236
33 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.01% of their portfolio IRVING, TX 27,46727.5k $1.8m $1.8m 0.01% Reduced -2.0k -1,989
34 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 25,83725.8k $1.7m $1.7m 0.01% Added +441 +441
35 Federation des caisses Desjardins du Quebec 0.01% of their portfolio LEVIS, A8 25,71325.7k $1.7m $1.7m 0.01% Reduced -125 -125
36 &PARTNERS 0.01% of their portfolio NASHVILLE, TN 24,72224.7k $1.6m $1.6m 0.01% Added +234 +234
37 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 22,11322.1k $1.4m $1.4m 0.01% Added +809 +809
38 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 21,70121.7k $1.4m $1.4m 0.00% Added +9.7k +9,722
39 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 21,63821.6k $1.4m $1.4m 0.00% Reduced -864 -864
40 Summit Financial, LLC 0.02% of their portfolio PARSIPPANY, NJ 21,54521.5k $1.4m $1.4m 0.02% Added +471 +471
41 Apollon Wealth Management, LLC 0.02% of their portfolio MOUNT PLEASANT, SC 20,81220.8k $1.4m $1.4m 0.02% Reduced -530 -530
42 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 19,43619.4k $1.3m $1.3m 0.00% Reduced -1.1k -1,104
43 Cypress Wealth Services, LLC 0.17% of their portfolio PALM DESERT, CA 18,72818.7k $1.2m $1.2m 0.17% Added +121 +121
44 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 18,28318.3k $1.2m $1.2m 0.02% Added +157 +157
45 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 16,58416.6k $1.1m $1.1m 0.00% Added +143 +143
46 CAHILL FINANCIAL ADVISORS INC 0.11% of their portfolio EDINA, MN 16,16616.2k $1.1m $1.1m 0.11% Added +51 +51
47 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 15,58515.6k $1.0m $1.0m 0.00% Reduced -266 -266
48 Concurrent Investment Advisors, LLC 0.01% of their portfolio Tampa, FL 15,36015.4k $999.0k $999.0k 0.01% Unchanged
49 Summit Financial Wealth Advisors, LLC 0.14% of their portfolio Lafayette, LA 14,64814.6k $952.6k $952.6k 0.14% Reduced -1.2k -1,165
50 Mariner, LLC 0.00% of their portfolio Overland Park, KS 14,10114.1k $917.1k $917.1k 0.00% Reduced -1.1k -1,143
51 FMR LLC 0.00% of their portfolio BOSTON, MA 13,78813.8k $896.7k $896.7k 0.00% Added +565 +565
52 Madden Advisory Services, Inc. 0.33% of their portfolio Jacksonville, FL 12,92012.9k $840.2k $840.2k 0.33% Reduced -1.9k -1,892
53 BKM Wealth Management, LLC 0.29% of their portfolio BROOKFIELD, WI 12,08612.1k $786.0k $786.0k 0.29% Unchanged
54 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 10,84710.8k $705.4k $705.4k 0.00% Added +2.4k +2,427
55 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 10,55710.6k $686.6k $686.6k 0.00% Added +7.2k +7,155
56 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 9,8479.8k $640.5k $640.5k 0.01% Added +739 +739
57 Capstone Wealth Management Group LLC 0.39% of their portfolio Bend, OR 9,8259.8k $639.0k $639.0k 0.39% Unchanged
58 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 8,8638.9k $576.4k $576.4k 0.00% Added +229 +229
59 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 8,6888.7k $565.0k $565.0k 0.00% Reduced -2.1k -2,132
60 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 8,5248.5k $554.0k $554.0k 0.00% Added +147 +147
61 Strategic Financial Concepts, LLC 0.13% of their portfolio SAN ANTONIO, TX 8,3038.3k $540.0k $540.0k 0.13% New
62 Arkadios Wealth Advisors 0.01% of their portfolio ATLANTA, GA 8,2728.3k $538.0k $538.0k 0.01% New
63 Wealthcare Capital Partners, LLC 0.25% of their portfolio WEST CHESTER, PA 8,2728.3k $538.0k $538.0k 0.25% Unchanged
64 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 8,1828.2k $532.1k $532.1k 0.00% Added +1.6k +1,600
65 J.W. COLE ADVISORS, INC. 0.02% of their portfolio TAMPA, FL 8,1148.1k $527.7k $527.7k 0.02% Added +7 +7
66 SWEENEY & MICHEL, LLC 0.15% of their portfolio CHICO, CA 8,0198.0k $524.5k $524.5k 0.15% Added +69 +69
67 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 7,6367.6k $496.6k $496.6k 0.00% Reduced -78 -78
68 Keystone Financial Group 0.03% of their portfolio LEXINGTON, KY 7,6327.6k $496.5k $496.5k 0.03% Reduced -538 -538
69 Tradition Wealth Management, LLC 0.04% of their portfolio EDINA, MN 7,6037.6k $494.5k $494.5k 0.04% Reduced -32 -32
70 Parvin Asset Management, LLC 0.36% of their portfolio SIOUX FALLS, SD 7,5217.5k $489.1k $489.1k 0.36% Unchanged
71 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 7,3797.4k $479.9k $479.9k 0.00% Reduced -224 -224
72 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.02% of their portfolio CEDAR RAPIDS, IA 7,2467.2k $471.3k $471.3k 0.02% Added +61 +61
73 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 7,0647.1k $459.4k $459.4k 0.01% Added +25 +25
74 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 6,9807.0k $453.9k $453.9k 0.00% Reduced -1.3k -1,292
75 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 6,9547.0k $452.3k $452.3k 0.00% New
76 PFG Investments, LLC 0.02% of their portfolio WOODBURY, NY 6,9136.9k $449.6k $449.6k 0.02% Reduced -337 -337
77 Pinnacle Bancorp, Inc. 0.13% of their portfolio BEATRICE, NE 6,7006.7k $435.7k $435.7k 0.13% Unchanged
78 CATHY PARETO & ASSOCIATES, INC 0.29% of their portfolio CORAL GABLES, FL 6,6456.6k $432.2k $432.2k 0.29% Added +251 +251
79 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 5,4825.5k $356.5k $356.5k 0.00% Added +1.5k +1,453
80 DIVERSIFY WEALTH MANAGEMENT, LLC 0.01% of their portfolio SANDY, UT 5,3495.3k $353.2k $353.2k 0.01% New
81 TCFG WEALTH MANAGEMENT, LLC 0.13% of their portfolio LAGUNA NIGUEL, CA 5,3335.3k $346.8k $346.8k 0.13% Reduced -158 -158
82 TCFG Investment Advisors, LLC 0.13% of their portfolio LAGUNA NIGUEL, CA 5,3335.3k $346.8k $346.8k 0.13% First filing
83 Commonwealth Financial Services, LLC 0.05% of their portfolio VIENNA, WV 5,1705.2k $336.2k $336.2k 0.05% Unchanged
84 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 5,1525.2k $335.1k $335.1k 0.00% Added +2 +2
85 Wealthcare Advisory Partners LLC 0.01% of their portfolio WEST CHESTER, PA 5,0515.1k $328.5k $328.5k 0.01% Reduced -2.1k -2,083
86 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 5,0215.0k $326.5k $326.5k 0.00% Reduced -2.5k -2,507
87 Waverly Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 4,9625.0k $322.7k $322.7k 0.00% Added +89 +89
88 Virtu Financial LLC 0.01% of their portfolio New York, NY 4,8774.9k $317.0k $317.0k 0.01% Reduced -2.7k -2,733
89 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 4,8284.8k $314.0k $314.0k 0.00% Added +578 +578
90 Convergence Financial, LLC 0.03% of their portfolio COLUMBIA, MO 4,7944.8k $311.8k $311.8k 0.03% Unchanged
91 Dana Investment Advisors, Inc. 0.01% of their portfolio BROOKFIELD, WI 4,7124.7k $306.4k $306.4k 0.01% Unchanged
92 First Heartland Consultants, Inc. 0.02% of their portfolio LAKE ST. LOUIS, MO 4,6554.7k $302.7k $302.7k 0.02% Unchanged
93 CENTRAL VALLEY ADVISORS, LLC 0.08% of their portfolio SACRAMENTO, CA 4,5954.6k $298.8k $298.8k 0.08% Reduced -120 -120
94 SHEPHERD WEALTH MANAGEMENT Ltd LIABILITY Co 0.18% of their portfolio CINCINNATI, OH 4,3444.3k $234.2k $234.2k 0.18% New
95 Hudock, Inc. 0.04% of their portfolio Williamsport, PA 4,2854.3k $278.7k $278.7k 0.04% Unchanged
96 Tyche Wealth Partners LLC 0.04% of their portfolio PLANO, TX 4,2254.2k $274.8k $274.8k 0.04% Unchanged
97 Investors Research Corp 0.05% of their portfolio ATLANTA, GA 4,1864.2k $272.2k $272.2k 0.05% Reduced -10.6k -10,616
98 PRIVATE TRUST CO NA 0.02% of their portfolio CLEVELAND, OH 4,1654.2k $270.9k $270.9k 0.02% Unchanged
99 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 4,0154.0k $261.1k $261.1k 0.01% New
100 GILL CAPITAL PARTNERS, LLC 0.07% of their portfolio DENVER, CO 3,9323.9k $255.7k $255.7k 0.07% Unchanged