Vault-13

ALPS ETF TR SDOG

SECTR DIV DOGS · ETP · CUSIP 00162Q858

162 institutional holders +15 vs Q3 2025
6,814,5186.8m shares reported held*
$412.3mreported value*
19 new 46 added 47 reduced 7 sold out net bought ≈ $31.5m (+521.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $60.50.

Trends to Q4 2025

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 139Q4 22: 150Q1 23: 147Q2 23: 140Q3 23: 131Q4 23: 137Q1 24: 141Q2 24: 145Q3 24: 147Q4 24: 157Q1 25: 154Q2 25: 156Q3 25: 147Q4 25: 162162Q3 22Q2 23Q1 24Q4 24Q4 25
Numbers
QuarterHolders
Q3 2022139
Q4 2022150
Q1 2023147
Q2 2023140
Q3 2023131
Q4 2023137
Q1 2024141
Q2 2024145
Q3 2024147
Q4 2024157
Q1 2025154
Q2 2025156
Q3 2025147
Q4 2025162

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 24: 48 bought or addedQ1 24: 59 cut or sold outQ2 24: 50 bought or addedQ2 24: 61 cut or sold outQ2 24Q3 24: 53 bought or addedQ3 24: 57 cut or sold outQ4 24: 48 bought or addedQ4 24: 59 cut or sold outQ4 24Q1 25: 63 bought or addedQ1 25: 64 cut or sold outQ2 25: 62 bought or addedQ2 25: 55 cut or sold outQ2 25Q3 25: 49 bought or addedQ3 25: 70 cut or sold outQ4 25: 65 bought or addedQ4 25: 54 cut or sold outQ4 25
Numbers
QuarterBought or addedCut or sold out
Q1 20244859
Q2 20245061
Q3 20245357
Q4 20244859
Q1 20256364
Q2 20256255
Q3 20254970
Q4 20256554

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +426,639+426.6k
GOLDMAN SACHS GROUP INC Added +66,078+66.1k
IFP Advisors, Inc Added +51,568+51.6k
RAYMOND JAMES FINANCIAL INC Added +23,975+24.0k
WELLS FARGO & COMPANY/MN Added +14,621+14.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +11,979+12.0k
Focus Partners Wealth New +10,820+10.8k
JONES FINANCIAL COMPANIES LLLP Added +10,450+10.4k
LPL Financial LLC Added +7,701+7.7k
Virtu Financial LLC New +7,610+7.6k

Biggest sellers

Integrated Wealth Concepts LLC Reduced -39,190-39.2k
UBS Group AG Reduced -25,382-25.4k
CITADEL ADVISORS LLC Reduced -10,926-10.9k
Sanctuary Advisors, LLC Reduced -10,861-10.9k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -9,959-10.0k
Strategic Financial Concepts, LLC Sold out -8,185-8.2k
Janney Montgomery Scott LLC Reduced -7,941-7.9k
NorthCoast Asset Management LLC Sold out -5,263-5.3k
Cambridge Investment Research Advisors, Inc. Reduced -4,998-5.0k
MORGAN STANLEY Reduced -4,624-4.6k

Holders, Q4 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,859,1791.9m $112.4m $112.4m 0.01% Added +426.6k +426,639
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,041,5351.0m $63.0m $63.0m 0.00% Reduced -4.6k -4,624
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 656,805656.8k $39.7m $39.7m 0.01% Added +14.6k +14,621
4 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 319,518319.5k $19.3m $19.3m 0.01% Added +24.0k +23,975
5 UBS Group AG 0.00% of their portfolio ZURICH, V8 277,235277.2k $16.8m $16.8m 0.00% Reduced -25.4k -25,382
6 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 272,503272.5k $16.5m $16.5m 0.00% Added +7.7k +7,701
7 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 198,224198.2k $12.0m $12.0m 0.02% Reduced -10.0k -9,959
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 153,990154.0k $9.3m $9.3m 0.00% Added +2.4k +2,369
9 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 139,664139.7k $8.4m $8.4m 0.00% Added +66.1k +66,078
10 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 97,50997.5k $5.9m $5.9m 0.01% Reduced -7.9k -7,941
11 Capital Investment Counsel, LLC 0.75% of their portfolio DENVER, CO 89,74889.7k $5.4m $5.4m 0.75% Added +3.5k +3,529
12 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 77,19877.2k $4.8m $4.8m 0.01% Added +4.8k +4,806
13 MTM FINANCIAL GROUP, LLC 2.15% of their portfolio BETHLEHEM, PA 74,64074.6k $4.5m $4.5m 2.15% Reduced -2.1k -2,056
14 Dynamic Advisor Solutions LLC 0.14% of their portfolio PHOENIX, AZ 71,95972.0k $4.4m $4.4m 0.14% Added +1.6k +1,559
15 IFP Advisors, Inc 0.09% of their portfolio TAMPA, FL 62,74562.7k $3.8m $3.8m 0.09% Added +51.6k +51,568
16 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 61,49761.5k $3.7m $3.7m 0.00% Added +229 +229
17 Del-Sette Capital Management, LLC 2.09% of their portfolio SCHENECTADY, NY 56,07056.1k $3.4m $3.4m 2.09% Reduced -291 -291
18 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 51,79051.8k $3.1m $3.1m 0.01% Reduced -1.7k -1,673
19 Meridian Wealth Management, LLC 0.10% of their portfolio LEXINGTON, KY 48,12248.1k $2.9m $2.9m 0.10% Added +604 +604
20 JPL Wealth Management, LLC 0.68% of their portfolio GREENWOOD VILLAGE, CO 45,91145.9k $2.8m $2.8m 0.68% Reduced -831 -831
21 Paller Financial Services Inc 2.12% of their portfolio CENTENNIAL, CO 43,81543.8k $2.6m $2.6m 2.12% First filing
22 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 40,87040.9k $2.5m $2.5m 0.00% Reduced -637 -637
23 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 40,02240.0k $2.4m $2.4m 0.00% Added +4.1k +4,056
24 Joseph P. Lucia & Associates, LLC 0.83% of their portfolio Yorktown Heights, NY 37,85137.9k $2.3m $2.3m 0.83% Reduced -855 -855
25 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 35,80335.8k $2.2m $2.2m 0.00% Reduced -1.2k -1,202
26 MONEY CONCEPTS CAPITAL CORP 0.12% of their portfolio PALM BEACH GARDENS, FL 35,44635.4k $2.1m $2.1m 0.12% Reduced -450 -450
27 TMB Capital Partners, LLC 0.68% of their portfolio LITTLE ROCK, AR 33,11733.1k $2.0m $2.0m 0.68% First filing
28 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 31,36031.4k $1.9m $1.9m 0.01% Reduced -142 -142
29 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 30,98531.0k $1.9m $1.9m 0.00% Added +10.4k +10,450
30 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.01% of their portfolio IRVING, TX 29,45629.5k $1.8m $1.8m 0.01% Reduced -3.2k -3,207
31 Sage Capital Management, LLC 0.80% of their portfolio Stockton, NJ 28,74028.7k $1.7m $1.7m 0.80% Added +45 +45
32 Federation des caisses Desjardins du Quebec 0.01% of their portfolio LEVIS, A8 25,83825.8k $1.6m $1.6m 0.01% Reduced -505 -505
33 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 25,39625.4k $1.5m $1.5m 0.01% Added +55 +55
34 &PARTNERS 0.01% of their portfolio NASHVILLE, TN 24,48824.5k $1.5m $1.5m 0.01% Added +134 +134
35 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 22,50222.5k $1.4m $1.4m 0.00% Reduced -5.0k -4,998
36 Apollon Wealth Management, LLC 0.02% of their portfolio MOUNT PLEASANT, SC 21,34221.3k $1.3m $1.3m 0.02% Reduced -531 -531
37 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 21,30421.3k $1.3m $1.3m 0.00% Added +804 +804
38 Summit Financial, LLC 0.02% of their portfolio PARSIPPANY, NJ 21,07421.1k $1.3m $1.3m 0.02% Reduced -203 -203
39 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 20,54020.5k $1.2m $1.2m 0.00% Added +229 +229
40 Cypress Wealth Services, LLC 0.16% of their portfolio PALM DESERT, CA 18,60718.6k $1.1m $1.1m 0.16% Added +513 +513
41 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 18,12618.1k $1.1m $1.1m 0.02% Added +86 +86
42 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 16,44116.4k $994.2k $994.2k 0.00% Added +1 +1
43 CAHILL FINANCIAL ADVISORS INC 0.11% of their portfolio EDINA, MN 16,11516.1k $974.5k $974.5k 0.11% Added +49 +49
44 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 15,85115.9k $958.5k $958.5k 0.00% Unchanged
45 Summit Financial Wealth Advisors, LLC 0.14% of their portfolio Lafayette, LA 15,81315.8k $956.2k $956.2k 0.14% Unchanged
46 Concurrent Investment Advisors, LLC 0.01% of their portfolio Tampa, FL 15,36015.4k $928.8k $928.8k 0.01% Added +880 +880
47 Mariner, LLC 0.00% of their portfolio Overland Park, KS 15,24415.2k $921.8k $921.8k 0.00% Added +59 +59
48 Madden Advisory Services, Inc. 0.36% of their portfolio Jacksonville, FL 14,81214.8k $895.7k $895.7k 0.36% Reduced -44 -44
49 Investors Research Corp 0.16% of their portfolio ATLANTA, GA 14,80214.8k $895.1k $895.1k 0.16% Reduced -465 -465
50 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 13,85813.9k $838.0k $838.0k 0.00% Reduced -10.9k -10,861
51 FMR LLC 0.00% of their portfolio BOSTON, MA 13,22313.2k $799.6k $799.6k 0.00% Added +116 +116
52 BKM Wealth Management, LLC 0.27% of their portfolio BROOKFIELD, WI 12,08612.1k $730.8k $730.8k 0.27% Added +334 +334
53 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 11,97912.0k $724.4k $724.4k 0.00% New
54 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 10,82010.8k $654.3k $654.3k 0.00% New
55 Capstone Wealth Management Group LLC 0.36% of their portfolio Bend, OR 9,8259.8k $594.1k $594.1k 0.36% Reduced -10 -10
56 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 9,1089.1k $550.7k $550.7k 0.01% Added +788 +788
57 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 8,6348.6k $522.1k $522.1k 0.00% Reduced -218 -218
58 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 8,4208.4k $509.2k $509.2k 0.00% Reduced -119 -119
59 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 8,3778.4k $507.0k $507.0k 0.00% Added +1.6k +1,583
60 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 8,2728.3k $500.2k $500.2k 0.00% Reduced -287 -287
61 Wealthcare Capital Partners, LLC 0.23% of their portfolio WEST CHESTER, PA 8,2728.3k $500.2k $500.2k 0.23% Unchanged
62 Keystone Financial Group 0.04% of their portfolio LEXINGTON, KY 8,1708.2k $494.0k $494.0k 0.04% Added +2.1k +2,091
63 J.W. COLE ADVISORS, INC. 0.01% of their portfolio TAMPA, FL 8,1078.1k $487.1k $487.1k 0.01% Added +48 +48
64 SWEENEY & MICHEL, LLC 0.16% of their portfolio CHICO, CA 7,9508.0k $538.7k $538.7k 0.16% Added +64 +64
65 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 7,7147.7k $466.5k $466.5k 0.00% Reduced -4.1k -4,121
66 Tradition Wealth Management, LLC 0.03% of their portfolio EDINA, MN 7,6357.6k $461.7k $461.7k 0.03% Reduced -147 -147
67 Virtu Financial LLC 0.02% of their portfolio New York, NY 7,6107.6k $460.0k $460.0k 0.02% New
68 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 7,6037.6k $459.8k $459.8k 0.00% Reduced -931 -931
69 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 7,5287.5k $455.2k $455.2k 0.00% Added +1.6k +1,650
70 Parvin Asset Management, LLC 0.37% of their portfolio SIOUX FALLS, SD 7,5217.5k $454.8k $454.8k 0.37% Unchanged
71 PFG Investments, LLC 0.02% of their portfolio WOODBURY, NY 7,2507.2k $438.4k $438.4k 0.02% Reduced -764 -764
72 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.02% of their portfolio CEDAR RAPIDS, IA 7,1857.2k $434.5k $434.5k 0.02% Added +15 +15
73 Wealthcare Advisory Partners LLC 0.01% of their portfolio WEST CHESTER, PA 7,1347.1k $431.4k $431.4k 0.01% Reduced -758 -758
74 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 7,0397.0k $425.6k $425.6k 0.01% Added +24 +24
75 COMERICA BANK 0.00% of their portfolio DALLAS, TX 6,9787.0k $422.0k $422.0k 0.00% Added +2.3k +2,317
76 Pinnacle Bancorp, Inc. 0.12% of their portfolio BEATRICE, NE 6,7006.7k $405.1k $405.1k 0.12% Unchanged
77 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 6,5826.6k $398.0k $398.0k 0.00% Unchanged
78 CATHY PARETO & ASSOCIATES, INC 0.27% of their portfolio CORAL GABLES, FL 6,3946.4k $386.7k $386.7k 0.27% Reduced -558 -558
79 Virtus Wealth Solutions LLC 0.07% of their portfolio CRANFORD, NJ 6,3026.3k $381.1k $381.1k 0.07% Added +57 +57
80 GTS SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 6,0176.0k $363.8k $363.8k 0.01% Reduced -2.6k -2,647
81 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 5,7385.7k $347.0k $347.0k 0.00% Reduced -39.2k -39,190
82 TCFG WEALTH MANAGEMENT, LLC 0.13% of their portfolio LAGUNA NIGUEL, CA 5,4915.5k $332.0k $332.0k 0.13% Reduced -19 -19
83 Diversify Advisory Services, LLC 0.01% of their portfolio SANDY, UT 5,2825.3k $332.8k $332.8k 0.01% Unchanged
84 Commonwealth Financial Services, LLC 0.05% of their portfolio VIENNA, WV 5,1705.2k $312.6k $312.6k 0.05% Unchanged
85 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 5,1505.2k $311.4k $311.4k 0.00% Unchanged
86 Waverly Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 4,8734.9k $294.6k $294.6k 0.00% Added +57 +57
87 TIAA TRUST, NATIONAL ASSOCIATION 0.00% of their portfolio CHARLOTTE, NC 4,8704.9k $294.5k $294.5k 0.00% Unchanged
88 Convergence Financial, LLC 0.04% of their portfolio COLUMBIA, MO 4,7944.8k $289.9k $289.9k 0.04% Reduced -95 -95
89 CENTRAL VALLEY ADVISORS, LLC 0.09% of their portfolio SACRAMENTO, CA 4,7154.7k $285.1k $285.1k 0.09% Reduced -77 -77
90 Dana Investment Advisors, Inc. 0.01% of their portfolio BROOKFIELD, WI 4,7124.7k $284.9k $284.9k 0.01% Unchanged
91 First Heartland Consultants, Inc. 0.02% of their portfolio LAKE ST. LOUIS, MO 4,6554.7k $281.5k $281.5k 0.02% Unchanged
92 Hudock, Inc. 0.04% of their portfolio Williamsport, PA 4,2854.3k $259.2k $259.2k 0.04% Unchanged
93 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 4,2504.2k $256.0k $256.0k 0.00% Unchanged
94 Tyche Wealth Partners LLC 0.04% of their portfolio PLANO, TX 4,2254.2k $255.5k $255.5k 0.04% Unchanged
95 PRIVATE TRUST CO NA 0.02% of their portfolio CLEVELAND, OH 4,1654.2k $251.9k $251.9k 0.02% Unchanged
96 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 4,0294.0k $243.6k $243.6k 0.00% Reduced -42 -42
97 GILL CAPITAL PARTNERS, LLC 0.07% of their portfolio DENVER, CO 3,9323.9k $237.8k $237.8k 0.07% Reduced -250 -250
98 MKT Advisors LLC 0.08% of their portfolio CARLSBAD, CA 3,9253.9k $240.9k $240.9k 0.08% Unchanged
99 Kovack Advisors, Inc. 0.01% of their portfolio FT. LAUDERDALE, FL 3,8853.9k $234.9k $234.9k 0.01% Added +446 +446
100 THOMPSON INVESTMENT MANAGEMENT, INC. 0.03% of their portfolio MADISON, WI 3,8293.8k $231.5k $231.5k 0.03% Unchanged