Vault-13

ALPS ETF TR SDOG

SECTR DIV DOGS · ETP · CUSIP 00162Q858

147 institutional holders -9 vs Q2 2025
6,215,8656.2m shares reported held*
$374.3mreported value*
5 new 44 added 58 reduced 12 sold out net sold ≈ $20.0m (-331.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $60.22.

Trends to Q3 2025

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 139Q4 22: 150Q1 23: 147Q2 23: 140Q3 23: 131Q4 23: 137Q1 24: 141Q2 24: 145Q3 24: 147Q4 24: 157Q1 25: 154Q2 25: 156Q3 25: 147147Q3 22Q2 23Q1 24Q4 24Q3 25
Numbers
QuarterHolders
Q3 2022139
Q4 2022150
Q1 2023147
Q2 2023140
Q3 2023131
Q4 2023137
Q1 2024141
Q2 2024145
Q3 2024147
Q4 2024157
Q1 2025154
Q2 2025156
Q3 2025147

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 23: 46 bought or addedQ4 23: 60 cut or sold outQ1 24: 48 bought or addedQ1 24: 59 cut or sold outQ1 24Q2 24: 50 bought or addedQ2 24: 61 cut or sold outQ3 24: 53 bought or addedQ3 24: 57 cut or sold outQ3 24Q4 24: 48 bought or addedQ4 24: 59 cut or sold outQ1 25: 63 bought or addedQ1 25: 64 cut or sold outQ1 25Q2 25: 62 bought or addedQ2 25: 55 cut or sold outQ3 25: 49 bought or addedQ3 25: 70 cut or sold outQ3 25
Numbers
QuarterBought or addedCut or sold out
Q4 20234660
Q1 20244859
Q2 20245061
Q3 20245357
Q4 20244859
Q1 20256364
Q2 20256255
Q3 20254970

Biggest buyers

Sanctuary Advisors, LLC Added +13,490+13.5k
LPL Financial LLC Added +12,662+12.7k
IFP Advisors, Inc Added +10,677+10.7k
JONES FINANCIAL COMPANIES LLLP Added +8,157+8.2k
NewEdge Advisors, LLC Added +6,441+6.4k
CITADEL ADVISORS LLC Added +5,907+5.9k
&PARTNERS Added +4,369+4.4k
Capital Investment Counsel, LLC Added +3,613+3.6k
Kovack Advisors, Inc. New +3,439+3.4k
FMR LLC Added +2,940+2.9k

Biggest sellers

ROYAL BANK OF CANADA Reduced -153,587-153.6k
BANK OF AMERICA CORP /DE/ Reduced -78,948-78.9k
Rockefeller Capital Management L.P. Reduced -43,335-43.3k
GTS SECURITIES LLC Reduced -33,352-33.4k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -14,723-14.7k
WELLS FARGO & COMPANY/MN Reduced -10,688-10.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -10,009-10.0k
UBS Group AG Reduced -9,777-9.8k
RAYMOND JAMES FINANCIAL INC Reduced -6,514-6.5k
Cetera Investment Advisers Reduced -5,011-5.0k

Holders, Q3 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,432,5401.4m $86.3m $86.3m 0.01% Reduced -78.9k -78,948
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,046,1591.0m $63.0m $63.0m 0.00% Added +1.3k +1,296
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 642,184642.2k $38.7m $38.7m 0.01% Reduced -10.7k -10,688
4 UBS Group AG 0.00% of their portfolio ZURICH, V8 302,617302.6k $18.2m $18.2m 0.00% Reduced -9.8k -9,777
5 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 295,543295.5k $17.8m $17.8m 0.01% Reduced -6.5k -6,514
6 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 264,802264.8k $15.9m $15.9m 0.00% Added +12.7k +12,662
7 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 208,183208.2k $12.5m $12.5m 0.02% Reduced -14.7k -14,723
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 151,621151.6k $9.1m $9.1m 0.00% Reduced -153.6k -153,587
9 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 105,450105.5k $6.4m $6.4m 0.02% Reduced -2.9k -2,889
10 Capital Investment Counsel, LLC 0.76% of their portfolio DENVER, CO 86,21986.2k $5.2m $5.2m 0.76% Added +3.6k +3,613
11 MTM FINANCIAL GROUP, LLC 2.28% of their portfolio BETHLEHEM, PA 76,69676.7k $4.6m $4.6m 2.28% Reduced -22 -22
12 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 73,58673.6k $4.4m $4.4m 0.00% Reduced -1.7k -1,746
13 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 72,39272.4k $4.4m $4.4m 0.01% Reduced -2.4k -2,434
14 Dynamic Advisor Solutions LLC 0.12% of their portfolio PHOENIX, AZ 70,40070.4k $4.2m $4.2m 0.12% Added +611 +611
15 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 61,26861.3k $3.7m $3.7m 0.00% Added +699 +699
16 Del-Sette Capital Management, LLC 2.11% of their portfolio SCHENECTADY, NY 56,36156.4k $3.4m $3.4m 2.11% Reduced -2.4k -2,361
17 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 53,46353.5k $3.2m $3.2m 0.01% Reduced -43.3k -43,335
18 Meridian Wealth Management, LLC 0.11% of their portfolio LEXINGTON, KY 47,51847.5k $2.9m $2.9m 0.11% Reduced -501 -501
19 JPL Wealth Management, LLC 0.67% of their portfolio GREENWOOD VILLAGE, CO 46,74246.7k $2.8m $2.8m 0.67% Reduced -78 -78
20 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 44,92844.9k $2.7m $2.7m 0.02% Reduced -464 -464
21 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 41,50741.5k $2.5m $2.5m 0.00% Reduced -5.0k -5,011
22 Joseph P. Lucia & Associates, LLC 0.88% of their portfolio Yorktown Heights, NY 38,70638.7k $2.3m $2.3m 0.88% Reduced -97 -97
23 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 37,00537.0k $2.2m $2.2m 0.00% Reduced -3.1k -3,077
24 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 35,96636.0k $2.2m $2.2m 0.00% Reduced -2.3k -2,334
25 MONEY CONCEPTS CAPITAL CORP 0.13% of their portfolio PALM BEACH GARDENS, FL 35,89635.9k $2.2m $2.2m 0.13% Added +597 +597
26 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.01% of their portfolio IRVING, TX 32,66332.7k $2.0m $2.0m 0.01% Reduced -4.3k -4,311
27 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 31,50231.5k $1.9m $1.9m 0.01% Added +1.3k +1,333
28 Sage Capital Management, LLC 0.78% of their portfolio Stockton, NJ 28,69528.7k $1.7m $1.7m 0.78% Added +103 +103
29 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 27,50027.5k $1.7m $1.7m 0.00% Added +822 +822
30 Federation des caisses Desjardins du Quebec 0.01% of their portfolio LEVIS, A8 26,34326.3k $1.6m $1.6m 0.01% Reduced -1.0k -1,034
31 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 25,34125.3k $1.5m $1.5m 0.01% Added +57 +57
32 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 24,71924.7k $1.5m $1.5m 0.00% Added +13.5k +13,490
33 &PARTNERS 0.01% of their portfolio NASHVILLE, TN 24,35424.4k $1.5m $1.5m 0.01% Added +4.4k +4,369
34 Apollon Wealth Management, LLC 0.02% of their portfolio MOUNT PLEASANT, SC 21,87321.9k $1.3m $1.3m 0.02% Reduced -27 -27
35 Summit Financial, LLC 0.02% of their portfolio PARSIPPANY, NJ 21,27721.3k $1.3m $1.3m 0.02% Added +1.2k +1,246
36 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 20,53520.5k $1.2m $1.2m 0.00% Added +8.2k +8,157
37 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 20,50020.5k $1.2m $1.2m 0.01% Added +6.4k +6,441
38 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 20,31120.3k $1.2m $1.2m 0.00% Added +592 +592
39 Cypress Wealth Services, LLC 0.18% of their portfolio PALM DESERT, CA 18,09418.1k $1.1m $1.1m 0.18% Added +115 +115
40 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 18,04018.0k $1.1m $1.1m 0.02% Reduced -4 -4
41 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 16,44016.4k $990.1k $990.1k 0.00% Reduced -97 -97
42 CAHILL FINANCIAL ADVISORS INC 0.11% of their portfolio EDINA, MN 16,06616.1k $967.7k $967.7k 0.11% Reduced -2.0k -2,044
43 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 15,85115.9k $954.7k $954.7k 0.00% Reduced -268 -268
44 Summit Financial Wealth Advisors, LLC 0.15% of their portfolio Lafayette, LA 15,81315.8k $956.8k $956.8k 0.15% Added +150 +150
45 Investors Research Corp 0.17% of their portfolio ATLANTA, GA 15,26715.3k $919.5k $919.5k 0.17% Reduced -1.8k -1,777
46 Mariner, LLC 0.00% of their portfolio Overland Park, KS 15,18515.2k $914.6k $914.6k 0.00% Added +2.0k +2,014
47 Madden Advisory Services, Inc. 0.35% of their portfolio Jacksonville, FL 14,85614.9k $894.8k $894.8k 0.35% Reduced -122 -122
48 Concurrent Investment Advisors, LLC 0.02% of their portfolio Tampa, FL 14,48014.5k $872.1k $872.1k 0.02% Reduced -24 -24
49 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 14,32814.3k $863.0k $863.0k 0.00% Added +5.9k +5,907
50 FMR LLC 0.00% of their portfolio BOSTON, MA 13,10713.1k $789.4k $789.4k 0.00% Added +2.9k +2,940
51 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 11,83511.8k $712.8k $712.8k 0.00% Reduced -318 -318
52 BKM Wealth Management, LLC 0.26% of their portfolio BROOKFIELD, WI 11,75211.8k $707.8k $707.8k 0.26% Added +1.1k +1,125
53 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 11,17711.2k $673.2k $673.2k 0.02% Added +10.7k +10,677
54 Capstone Wealth Management Group LLC 0.38% of their portfolio Bend, OR 9,8359.8k $592.4k $592.4k 0.38% Unchanged
55 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 8,8528.9k $533.2k $533.2k 0.00% Added +467 +467
56 GTS SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 8,6648.7k $521.8k $521.8k 0.02% Reduced -33.4k -33,352
57 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 8,5598.6k $515.5k $515.5k 0.00% Added +28 +28
58 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 8,5398.5k $514.3k $514.3k 0.00% Added +1.2k +1,207
59 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 8,5348.5k $514.0k $514.0k 0.00% Reduced -1.8k -1,755
60 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 8,3208.3k $501.1k $501.1k 0.01% Reduced -418 -418
61 Wealthcare Capital Partners, LLC 0.23% of their portfolio WEST CHESTER, PA 8,2728.3k $498.2k $498.2k 0.23% Unchanged
62 Strategic Financial Concepts, LLC 0.07% of their portfolio SAN ANTONIO, TX 8,1858.2k $493.0k $493.0k 0.07% Added +62 +62
63 J.W. COLE ADVISORS, INC. 0.01% of their portfolio TAMPA, FL 8,0598.1k $485.4k $485.4k 0.01% Reduced -78 -78
64 PFG Investments, LLC 0.03% of their portfolio WOODBURY, NY 8,0148.0k $482.7k $482.7k 0.03% Added +16 +16
65 Wealthcare Advisory Partners LLC 0.01% of their portfolio WEST CHESTER, PA 7,8927.9k $475.4k $475.4k 0.01% Reduced -413 -413
66 SWEENEY & MICHEL, LLC 0.15% of their portfolio CHICO, CA 7,8867.9k $459.8k $459.8k 0.15% Added +66 +66
67 Tradition Wealth Management, LLC 0.03% of their portfolio EDINA, MN 7,7827.8k $468.7k $468.7k 0.03% Added +1 +1
68 Parvin Asset Management, LLC 0.40% of their portfolio SIOUX FALLS, SD 7,5217.5k $453.0k $453.0k 0.40% Unchanged
69 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.03% of their portfolio CEDAR RAPIDS, IA 7,1707.2k $431.9k $431.9k 0.03% Added +5 +5
70 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 7,0157.0k $422.5k $422.5k 0.01% Added +161 +161
71 CATHY PARETO & ASSOCIATES, INC 0.32% of their portfolio CORAL GABLES, FL 6,9527.0k $418.7k $418.7k 0.32% Reduced -116 -116
72 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 6,7946.8k $409.0k $409.0k 0.00% Unchanged
73 Pinnacle Bancorp, Inc. 0.12% of their portfolio BEATRICE, NE 6,7006.7k $403.5k $403.5k 0.12% Unchanged
74 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 6,5826.6k $396.4k $396.4k 0.00% Unchanged
75 Virtus Wealth Solutions LLC 0.07% of their portfolio CRANFORD, NJ 6,2456.2k $376.2k $376.2k 0.07% Added +58 +58
76 Keystone Financial Group 0.03% of their portfolio LEXINGTON, KY 6,0796.1k $366.1k $366.1k 0.03% Reduced -130 -130
77 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 5,8785.9k $354.1k $354.1k 0.00% Added +28 +28
78 TCFG WEALTH MANAGEMENT, LLC 0.13% of their portfolio LAGUNA NIGUEL, CA 5,5105.5k $331.9k $331.9k 0.13% Reduced -37 -37
79 Diversify Advisory Services, LLC 0.01% of their portfolio SANDY, UT 5,2825.3k $310.0k $310.0k 0.01% Unchanged
80 NorthCoast Asset Management LLC 0.00% of their portfolio STAMFORD, CT 5,2635.3k $317.0k $317.0k 0.00% Unchanged
81 Commonwealth Financial Services, LLC 0.05% of their portfolio VIENNA, WV 5,1705.2k $311.4k $311.4k 0.05% Unchanged
82 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 5,1505.2k $310.2k $310.2k 0.00% Reduced -2.1k -2,078
83 Convergence Financial, LLC 0.04% of their portfolio COLUMBIA, MO 4,8894.9k $294.5k $294.5k 0.04% Unchanged
84 TIAA TRUST, NATIONAL ASSOCIATION 0.00% of their portfolio CHARLOTTE, NC 4,8704.9k $293.3k $293.3k 0.00% Unchanged
85 Waverly Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 4,8164.8k $290.1k $290.1k 0.00% Added +214 +214
86 CENTRAL VALLEY ADVISORS, LLC 0.09% of their portfolio SACRAMENTO, CA 4,7924.8k $288.6k $288.6k 0.09% Unchanged
87 Dana Investment Advisors, Inc. 0.01% of their portfolio BROOKFIELD, WI 4,7124.7k $283.8k $283.8k 0.01% Unchanged
88 COMERICA BANK 0.00% of their portfolio DALLAS, TX 4,6614.7k $280.7k $280.7k 0.00% Reduced -26 -26
89 First Heartland Consultants, Inc. 0.02% of their portfolio LAKE ST. LOUIS, MO 4,6554.7k $280.4k $280.4k 0.02% Unchanged
90 Hudock, Inc. 0.04% of their portfolio Williamsport, PA 4,2854.3k $258.1k $258.1k 0.04% Unchanged
91 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 4,2504.2k $256.0k $256.0k 0.00% Reduced -388 -388
92 Tyche Wealth Partners LLC 0.04% of their portfolio PLANO, TX 4,2254.2k $254.5k $254.5k 0.04% Reduced -1.5k -1,544
93 GILL CAPITAL PARTNERS, LLC 0.08% of their portfolio DENVER, CO 4,1824.2k $251.9k $251.9k 0.08% Unchanged
94 PRIVATE TRUST CO NA 0.02% of their portfolio CLEVELAND, OH 4,1654.2k $250.9k $250.9k 0.02% Unchanged
95 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 4,0714.1k $245.2k $245.2k 0.00% Reduced -1.4k -1,447
96 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 3,9353.9k $237.0k $237.0k 0.00% Added +5 +5
97 MKT Advisors LLC 0.09% of their portfolio CARLSBAD, CA 3,9253.9k $237.5k $237.5k 0.09% Reduced -493 -493
98 PFG Advisors 0.01% of their portfolio Phoenix, AZ 3,9053.9k $235.2k $235.2k 0.01% Reduced -2.2k -2,225
99 THOMPSON INVESTMENT MANAGEMENT, INC. 0.03% of their portfolio MADISON, WI 3,8293.8k $230.6k $230.6k 0.03% Unchanged
100 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 3,7603.8k $226.5k $226.5k 0.00% Unchanged